Carl Sweeney

Carl Sweeney Email and Phone Number

OTC Derivatives Market Advisory - Compliance @ Nomura
Carl Sweeney's Location
Millburn, New Jersey, United States, United States
Carl Sweeney's Contact Details

Carl Sweeney work email

Carl Sweeney personal email

About Carl Sweeney

Carl Sweeney is a OTC Derivatives Market Advisory - Compliance at Nomura. He possess expertise in derivatives, structured finance, capital markets, bonds, credit derivatives and 15 more skills.

Carl Sweeney's Current Company Details
Nomura

Nomura

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OTC Derivatives Market Advisory - Compliance
Carl Sweeney Work Experience Details
  • Nomura
    Executive Director
    Nomura May 2023 - Present
    Tokyo, Jp
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  • Mufg Union Bank, N.A.
    Vice President Markets Advisory - Compliance
    Mufg Union Bank, N.A. Sep 2018 - Aug 2023
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  • Barclays Investment Bank
    Vice President
    Barclays Investment Bank Oct 2014 - Sep 2018
    New York, Ny, Us
    BARCLAYS BANK PLC., NEW YORK, NY • APRIL 2015 – SEPTEMBER 2018Vice President – Swap Dealer ComplianceSME on Derivative Regulation, Governance and Control framework for Swap Dealer regulation. BARCLAYS CAPITAL MARKETS INC., NEW YORK, NY • OCT 2014 – APRIL 2015Vice President – Monitoring and TestingProject Manager – Senior Regulatory ConsultantReviewed the current control framework to ensure compliance with SEC, Dodd Frank and EMIR regulations for the U.S Wealth and Investment Management division. Where GAPS are identified work with stakeholders to address issues and implement solutions
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  • Nomura Holdings America Inc,
    Senior Consultant
    Nomura Holdings America Inc, Jan 2014 - Jun 2014
    SENIOR BUSINESS ANALYST - DODD FRANK COMPLIANCE CONSULTANTWorking with stake holders from Risk, Compliance, Operations and Technology analyzed and assessed the Operations Risk and Control department’s compliance with Dodd Frank regulations for the FCM and Swap Dealer divisions
  • Vyapar Capital Market Partners
    Managing Director
    Vyapar Capital Market Partners 2006 - 2012
  • Tullett Prebon
    Vice President
    Tullett Prebon Sep 2001 - Dec 2005
    London, England, Gb
    Structured credit Derivatives and Cash products
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  • Garvin Guybutler
    Vp
    Garvin Guybutler 1985 - 1998

Carl Sweeney Skills

Derivatives Structured Finance Capital Markets Bonds Credit Derivatives Trading Fixed Income Abs Securitization Cds Risk Management Credit Debt Swaps Structured Products Series 7 Interest Rate Derivatives Equities Management Electronic Trading Systems

Carl Sweeney Education Details

  • University Of New Hampshire
    University Of New Hampshire
    Enconomics And Political Science

Frequently Asked Questions about Carl Sweeney

What company does Carl Sweeney work for?

Carl Sweeney works for Nomura

What is Carl Sweeney's role at the current company?

Carl Sweeney's current role is OTC Derivatives Market Advisory - Compliance.

What is Carl Sweeney's email address?

Carl Sweeney's email address is cs****@****aol.com

What schools did Carl Sweeney attend?

Carl Sweeney attended University Of New Hampshire.

What skills is Carl Sweeney known for?

Carl Sweeney has skills like Derivatives, Structured Finance, Capital Markets, Bonds, Credit Derivatives, Trading, Fixed Income, Abs, Securitization, Cds, Risk Management, Credit.

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