AeroLeads people directory · profile
Carl Cook, Cas® Email & Phone Number
Regional Branch Manager and OSJ Manager
at
Transamerica Financial Advisors, Inc.
1 work email found
@ameritrade.com
5 phones found area 703, 336, and 704
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Regional Branch Manager and OSJ Manager
Location
St George, Utah, United States
Who is Carl Cook, Cas®? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Carl Cook, Cas® is listed as Regional Branch Manager and OSJ Manager at Transamerica Financial Advisors, Inc., based in St George, Utah, United States. AeroLeads shows a work email signal at ameritrade.com, phone signal with area code 703, 336, 704, and a matched LinkedIn profile for Carl Cook, Cas®.
Carl Cook, Cas® previously worked as Regional Branch Manager/OSJ Manager at Transamerica Financial Advisors, Inc. and OSJ Manager, Regional Compliance Manager, Internal Compliance Examiner at World Group Securities, Inc.. Carl Cook, Cas® holds Business Administration And Management, General from Utah Tech University.
Company email context
Email format at Transamerica Financial Advisors, Inc.
This section adds company-level context without repeating Carl Cook, Cas®'s masked contact details.
*@ameritrade.com
68% confidence
AeroLeads found 1 current-domain work email signal for Carl Cook, Cas®. Compare company email patterns before reaching out.
Profile bio
About Carl Cook, Cas®
I am dedicated to helping advisors and team members succeed and navigate the complex regulatory environment. I have extensive experience in the financial services arena, including supervision, compliance, training, portfolio design, and platform and systems technical support. I have exceptional presentation and public speaking skills and an excitement for teaching. I like to look to the future and find ways to help us get there.
Listed skills include Algorithms, Software Design, Distributed Systems, C++, and 21 others.
Current workplace
Carl Cook, Cas®'s current company
Company context helps verify the profile and gives searchers a useful next step.
Transamerica Financial Advisors, Inc.
AeroLeads page
4 roles
Carl Cook, Cas® work experience
A career timeline built from the work history available for this profile.
Regional Branch Manager/Osj Manager
Current- Supervision Principal and OSJ Manager for 30 branches and 300 representatives.
- Provide training and oversight on compliance and regulatory rules.
- Primary supervision administrator for managing the firm’s Smarsh email archive and supervisory review platform to meet regulatory requirements.
- Provide training to representatives on platforms and systems.
- Review of outside business activities, personal investments, and fiduciary appointments.
- Review of internal branch examinations.
Jan 2012 - Present
Osj Manager, Regional Compliance Manager, Internal Compliance Examiner
World Group Securities, Inc.
Jun 2007 - Jan 2012
Registered Representative/Branch Office Supervisor
World Group Securities, Inc.
Oct 2003 - Jun 2007
4 education records
Carl Cook, Cas® education
Business Administration And Management, General
Education record
Education record
Education record
FAQ
Frequently asked questions about Carl Cook, Cas®
Quick answers generated from the profile data available on this page.
What company does Carl Cook, Cas® work for?
Carl Cook, Cas® works for Transamerica Financial Advisors, Inc..
What is Carl Cook, Cas®'s role at Transamerica Financial Advisors, Inc.?
Carl Cook, Cas® is listed as Regional Branch Manager and OSJ Manager at Transamerica Financial Advisors, Inc..
What is Carl Cook, Cas®'s email address?
AeroLeads has found 1 work email signal at @ameritrade.com for Carl Cook, Cas® at Transamerica Financial Advisors, Inc..
What is Carl Cook, Cas®'s phone number?
AeroLeads has found 5 phone signal(s) with area code 703, 336, 704 for Carl Cook, Cas® at Transamerica Financial Advisors, Inc..
Where is Carl Cook, Cas® based?
Carl Cook, Cas® is based in St George, Utah, United States while working with Transamerica Financial Advisors, Inc..
What companies has Carl Cook, Cas® worked for?
Carl Cook, Cas® has worked for Transamerica Financial Advisors, Inc. and World Group Securities, Inc..
How can I contact Carl Cook, Cas®?
You can use AeroLeads to view verified contact signals for Carl Cook, Cas® at Transamerica Financial Advisors, Inc., including work email, phone, and LinkedIn data when available.
What schools did Carl Cook, Cas® attend?
Carl Cook, Cas® holds Business Administration And Management, General from Utah Tech University.
What skills is Carl Cook, Cas® known for?
Carl Cook, Cas® is listed with skills including Algorithms, Software Design, Distributed Systems, C++, Unix, Java, Multithreading, and Trading Systems.
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