AeroLeads people directory · profile
Carl Cook, Cas® Email & Phone Number
Regional Branch Manager and OSJ Manager
at
Transamerica Financial Advisors, Inc.
1 work email found
@ameritrade.com
5 phones found area 703, 336, and 704
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Current company
Role
Regional Branch Manager and OSJ Manager
Location
St George, Utah, United States
Who is Carl Cook, Cas®? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Carl Cook, Cas® is listed as Regional Branch Manager and OSJ Manager at Transamerica Financial Advisors, Inc., based in St George, Utah, United States. AeroLeads shows a work email signal at ameritrade.com, phone signal with area code 703, 336, 704, and a matched LinkedIn profile for Carl Cook, Cas®.
Carl Cook, Cas® previously worked as Regional Branch Manager/OSJ Manager at Transamerica Financial Advisors, Inc. and OSJ Manager, Regional Compliance Manager, Internal Compliance Examiner at World Group Securities, Inc.. Carl Cook, Cas® holds Business Administration And Management, General from Utah Tech University.
Company email context
Email format at Transamerica Financial Advisors, Inc.
This section adds company-level context without repeating Carl Cook, Cas®'s masked contact details.
*@ameritrade.com
68% confidence
AeroLeads found 1 current-domain work email signal for Carl Cook, Cas®. Compare company email patterns before reaching out.
Profile bio
About Carl Cook, Cas®
I am dedicated to helping advisors and team members succeed and navigate the complex regulatory environment. I have extensive experience in the financial services arena, including supervision, compliance, training, portfolio design, and platform and systems technical support. I have exceptional presentation and public speaking skills and an excitement for teaching. I like to look to the future and find ways to help us get there.
Listed skills include Algorithms, Software Design, Distributed Systems, C++, and 21 others.
Current workplace
Carl Cook, Cas®'s current company
Company context helps verify the profile and gives searchers a useful next step.
Transamerica Financial Advisors, Inc.
AeroLeads page
4 roles
Carl Cook, Cas® work experience
A career timeline built from the work history available for this profile.
Regional Branch Manager/Osj Manager
Current• Supervision Principal and OSJ Manager for 30 branches and 300 representatives.• Provide training and oversight on compliance and regulatory rules.• Primary supervision administrator for managing the firm’s Smarsh email archive and supervisory review platform to meet regulatory requirements.• Provide training to representatives on platforms and systems.• Review of outside business activities, personal investments, and fiduciary appointments.• Review of internal branch examinations.• Facilitate regulatory branch exams.Transamerica Financial Advisors, Inc. financial professionals may only transact business in states where they are registered. Any individual communication trying to affect a transaction in securities or the rendering of personalized investment advice for compensation will not be made to persons in states where the financial professional is not registered. Securities and Investment Advisory Services offered through Transamerica Financial Advisors, Inc. (TFA), Member FINRA, MSRB, SIPC, and federally Registered Investment Advisor.
Jan 2012 - Present
Osj Manager, Regional Compliance Manager, Internal Compliance Examiner
World Group Securities, Inc.
Jun 2007 - Jan 2012
Registered Representative/Branch Office Supervisor
World Group Securities, Inc.
Oct 2003 - Jun 2007
4 education records
Carl Cook, Cas® education
Business Administration And Management, General
Education record
Education record
Education record
FAQ
Frequently asked questions about Carl Cook, Cas®
Quick answers generated from the profile data available on this page.
What company does Carl Cook, Cas® work for?
Carl Cook, Cas® works for Transamerica Financial Advisors, Inc..
What is Carl Cook, Cas®'s role at Transamerica Financial Advisors, Inc.?
Carl Cook, Cas® is listed as Regional Branch Manager and OSJ Manager at Transamerica Financial Advisors, Inc..
What is Carl Cook, Cas®'s email address?
AeroLeads has found 1 work email signal at @ameritrade.com for Carl Cook, Cas® at Transamerica Financial Advisors, Inc..
What is Carl Cook, Cas®'s phone number?
AeroLeads has found 5 phone signal(s) with area code 703, 336, 704 for Carl Cook, Cas® at Transamerica Financial Advisors, Inc..
Where is Carl Cook, Cas® based?
Carl Cook, Cas® is based in St George, Utah, United States while working with Transamerica Financial Advisors, Inc..
What companies has Carl Cook, Cas® worked for?
Carl Cook, Cas® has worked for Transamerica Financial Advisors, Inc. and World Group Securities, Inc..
How can I contact Carl Cook, Cas®?
You can use AeroLeads to view verified contact signals for Carl Cook, Cas® at Transamerica Financial Advisors, Inc., including work email, phone, and LinkedIn data when available.
What schools did Carl Cook, Cas® attend?
Carl Cook, Cas® holds Business Administration And Management, General from Utah Tech University.
What skills is Carl Cook, Cas® known for?
Carl Cook, Cas® is listed with skills including Algorithms, Software Design, Distributed Systems, C++, Unix, Java, Multithreading, and Trading Systems.
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