Carley J. Bockmeyer Email & Phone Number

My role is to work directly with clients to identify and achieve their specific investment goals. Investment Services and Operations Work closely with Advisors to support and implement wealth management strategies for clients.o Develop and prepare marketing presentations for prospective clients that address equity, fixed income, and alternative investment components of asset allocation.o Analyze equity and fixed income portfolios for risk and return characteristics.o Execute portfolio rebalancing.o Research internal and external investment vehicles for client asset allocation.o Relay research and market views to Advisors.o Work in conjunction with various product groups within Investment Management to respond to client needs.o Assist with trading and provide client service and team support.Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm Alex Brown - A Division of Raymond James, Raymond James & Associates, Inc., member New York Stock Exchange/SIPC

712 North Olive Avenue West Palm Beach, Fl 33401

Responsible for overseeing internal projects to maintain SEC compliance, improve operational efficiency, and grow sales. Ensure SEC compliance by converting to an SEC Registered Investment Advisoro At the close of 2016, Agnello Financial Group surpassed the $110 million breakpoint for State Registered Investment Advisor which required the firm to transition to an SEC Registered Investment Advisor.o Completed all required documents, disclosures and filings, ensuring a clean SEC audit.Improve operational efficiency by upgrading our existing systemso Spearheaded the upgrade of the firm’s trading platform, client relationship management software, and server. o Based on client feedback, improved client reports to be both more informative and user friendly. o Leveraged our upgraded systems to improve client web portal, increasing client engagement. Uphold fiduciary standards by transitioning the firm to a fee only business modelo Researched each client’s commissionable account and holdings and prepared valuations based on financial criteria such as expense ratios and advisory compensation. o Analysis showed 150 accounts would save on internal fees and expenses by moving to advisory accounts. Successfully transitioned all clients.Create a new Investment Monitoring Service for clientso Based on experience working with clients, recognized an opportunity to develop a new revenue stream for the firm, for assets that cannot be manage directly; implemented a quarterly monitoring service to provide ongoing investment advice. o Since its implementation in 2016, Investment Monitoring has generated over $75,000 in profits.