Carlos Hernández Email and Phone Number

Responsabilidades:- Asociarse con funciones de riesgo para garantizar una gestión, mantenimiento e implementación precisos de procesos de cumplimiento global a nivel regional. - Traducir la estrategia a un alcance concreto y coordinar internamente con el equipo. - Asociación multifuncional con el departamento legal regional y global para alinearse con los requisitos legales emergentes o cambios en los actuales. - Proporcionar orientación internamente al equipo y externamente a… Show more Responsabilidades:- Asociarse con funciones de riesgo para garantizar una gestión, mantenimiento e implementación precisos de procesos de cumplimiento global a nivel regional. - Traducir la estrategia a un alcance concreto y coordinar internamente con el equipo. - Asociación multifuncional con el departamento legal regional y global para alinearse con los requisitos legales emergentes o cambios en los actuales. - Proporcionar orientación internamente al equipo y externamente a las demás funciones sobre los procesos de sanciones. - Liderar discusiones regionales con socios clave para definir planes de acción para mitigar riesgos y procesos para cumplir con las expectativas regulatorias. - Contribuir a la definición y desarrollo de nuevos procesos, procedimientos, estándares o planes operativos en apoyo de las estrategias organizacionales/negocios, con un impacto directo en los resultados generales de la unidad/función de negocio. - Garantizar que existan controles internos sólidos para lograr calificaciones de auditoría interna y externa "adecuadas". - Realizar validaciones de calidad de datos y conciliación de bases de datos para garantizar su precisión e integridad. Show less

Achievements:- Coordination of the update on the SAGRLAFT to SAGRILAFT system (AML program), according to Colombian regulation- Leadership in improving the Customer Due Diligence process across Latin America.- 20% reduction in the recurrence of business issues, through effective monitoring of long-term remediation plans.- Leadership in updating and publishing data privacy policies in Latin America- Improved acknowledge of compliance policies through training (code of… Show more Achievements:- Coordination of the update on the SAGRLAFT to SAGRILAFT system (AML program), according to Colombian regulation- Leadership in improving the Customer Due Diligence process across Latin America.- 20% reduction in the recurrence of business issues, through effective monitoring of long-term remediation plans.- Leadership in updating and publishing data privacy policies in Latin America- Improved acknowledge of compliance policies through training (code of conduct, data privacy, conflicts of interest, prevention of money laundering, product regulatory requirements, among others)Responsibilities:- Compliance Officer for TransUnion Colombia-Performing risk assessments for different business units in Latin America- Provide requirements from a Compliance perspective for the launch of new products or enhancements- Leadership of the issue management policy at a regional level- Governance of compliance program policies, procedures and requirements from local regulations- Conducting training on compliance issues Show less

Achievements:- Leading and supporting the migration project of the purchasing platform in 4 countries of the region (Argentina, Chile, Paraguay and Uruguay) and the centralization of processes to the hub in Colombia- Support in structuring the money laundering prevention policy for indirect suppliers-Identification of opportunities for improvement based on the findings in the risk assessments carried out for the procurement process in Argentina, Chile, Paraguay and… Show more Achievements:- Leading and supporting the migration project of the purchasing platform in 4 countries of the region (Argentina, Chile, Paraguay and Uruguay) and the centralization of processes to the hub in Colombia- Support in structuring the money laundering prevention policy for indirect suppliers-Identification of opportunities for improvement based on the findings in the risk assessments carried out for the procurement process in Argentina, Chile, Paraguay and UruguayResponsibilities:- Compliance in the identification of risks, mitigation and improvement of the control environment- Support to the GSP Compliance Manager in LATAM to ensure the timely implementation of the compliance program in the purchasing processes- Monitoring and auditing activities by performing SOX404 control test activities in purchasing processes- Coordinate and periodically assess user access to central systems (SAP, eMP, Ariba, Aravo, banking platforms) Show less

Responsibilities:- Coordination of the Audit and Compliance team in the preparation of monthly reports on regulatory topics for Stock Brokers and Trusts- Preparation of quarterly reports on Private Equity Funds- Coordination of visits to clients to access transactions of securities operations

Achievements:- Leadership in the creation of the "External Audit" service for trust entities- 15% increase in recommendations to remediate findings in policy documentation in risk systems- 20% increase in the identification of gaps and opportunities for improvement in the negotiation protocols of securities by stockbrokersResponsibilities:- Preparation of monthly reports on investment and risk policies for stockbrokers and trusts.- Financial analysis of investment… Show more Achievements:- Leadership in the creation of the "External Audit" service for trust entities- 15% increase in recommendations to remediate findings in policy documentation in risk systems- 20% increase in the identification of gaps and opportunities for improvement in the negotiation protocols of securities by stockbrokersResponsibilities:- Preparation of monthly reports on investment and risk policies for stockbrokers and trusts.- Financial analysis of investment portfolios for Investment Funds and Private Equity Funds.- Carrying out on-sites to clients to assess protocols for securities negotiation Show less

- Conducting research and reports on the company and its competitors in Latin America- Support for the organization of corporate events for clients at a regional level-Collection of information for legal directories and publications (Chambers, PLC Which Lawyer?, Latin Lawyer, International Tax Review, etc.)- Assistance in updating the website, intranet and social networks (Twitter) regarding events and positioning of the firm in the market