Carlos Quevedo Email & Phone Number

New York, Ny, Us

New York, Ny, Us

New York, Ny, Us

New York, New York, Us

San Mateo, California, Us

• Managed process of creating semi-annual and annual shareholder reports for over 140 funds (representing over $776 billion in AUM). • Collaborated with Sub-Adviser writers in the preparation of shareholder report commentary.• Interacted with CEO, CFO, Portfolio Managers, sub-advisers and internal legal department, to assure accuracy of shareholder report commentary.• Assured accuracy of all reporting content and representations, as well as compliance with SEC, FINRA rules, and other regulatory frameworks. • Partnered with compliance department to ensure no reporting errors existed on shareholder reports. • Coordinated the SOX sub-certification process for the 1940 Act Funds, with custodian, transfer agent, sub-advisers and internal departments.• Led the process to prepare Form N-CSR, Form N-Q and Form N-CEN for the 1940 Act Funds.• Prepared monthly cost analysis metrics for Managing Directors.• Interacted with outside printing vendors regarding printing expenses.• Coordinated review and approval of shareholder report printing.• Developed several projects with department managers and Directors, to improve efficiencies within various internal departments in the firm.

New York, New York, Us

Senior Financial Reporting Analyst• Prepared and analyzed compliance and fund performance for Board reports.• Filed and prepared NCSRs for shareholder reports.• Trained new staff on preparations of shareholder reports and Board reports.• Allocated shareholder communications expenses amongst the funds. Financial Reporting Analyst• Created quarterly, semi-annual and annual reports on a monthly schedule for a variety of mutual funds.• Interacted daily with various departments including fund accounting, marketing, legal, tax, outside auditors and financial printers to resolve any problems and complete reports.• Researched and analyzed all securities, performance, ratings, yields and maturities related to corporate, municipal or government securities and other financial information related to shareholder reports.• Adhered to strict deadlines to comply with management and SEC regulations.• Edited shareholder reports for content, style and accuracy.

New York, Ny, Us

• Responsible for client services and administration of corporate pension funds.• Reconciled daily, monthly, quarterly and annual pension reports.• Monitored trade movement, inputting and processing of trades.• Interacted with various departments including operations and accounting.• Prepared quarterly, semi-annual and annual ERISA reports.

New York, Ny, Us

Senior Accountant• Prepared audit Annual financial statement reports and semi-annul review for shareholders.• Assist auditors with Annual audits and semi-annual reviews.• Prepared SEC reports, including NSAR’s and Quarterly Tax Compliance.• Researched and resolved trade disputes and corporate actions with brokers, custodians and portfolio management.• Evaluated of fund performance and prepared supporting documents for asset comparison, excise tax reports, wash sales, portfolio turnover rates, expense analysis and distribution schedules. Mutual Fund Accountant• Reconciled and analyzed general ledger accounts including cash, income and expenses, open receivable and payable, capital stock and calculate the Net Asset Value for foreign and domestic funds.• Conducted rigorous month-end test to ensure compliance with SEC regulations.