Carol Dailly

Carol Dailly Email and Phone Number

Group Administration @ PLU Financial
Marbella, AL, ES
Carol Dailly's Location
Marbella, Andalusia, Spain, Spain
About Carol Dailly

Experienced Head Of Administration with a strong background in the financial services industry, particularly focused on risk management and regulatory compliance. Throughout my career, I've honed my skills in Administration, Compliance management including Policy development and implementation, Compliance frameworks, Risk assessment & management, Risk mitigation strategies and internal controls, consistently delivering results that exceed expectations.As a Chartered Member of CISI, and a member of the IOB & ACOl, I've pursued specialized training, earning Diplomas in Compliance, Operational Risk Management and Professional Diploma in Financial Advice from Dublin University & IOB. Additionally, Certificates in Investment & Wealth Management, Investment Operations, and International Diploma in Investment Compliance with the CISI. Just recently completed Certificate in Data Protection through the lOB.In my roles, I've played a pivotal part in ensuring adherence to regulatory standards and mitigating operational risks. Leveraging my deep understanding of industry regulations, I've implemented robust compliance frameworks, conducted thorough risk assessments, and spearheaded initiatives to enhance organizational resilience. Moreover, my expertise extends to managing complex compliance issues, resolving regulatory inquiries, and fostering a culture of compliance throughout the organisation.I am passionate about using my expertise to drive organisational success while maintaining regulatory compliance and effectively mitigating risks.I hold certifications as a Qualified Financial Advisor (QFA), European Financial Advisor (EFA), Chartered Member of the Securities Institute (Chartered MSCI), Licensed Compliance Officer (LCO), and Licentiate of The Institute of Banking (LIB) & Certified Data Protection Officer (CDPO). These certifications underscore my unwavering dedication to maintaining the utmost standards of professionalism and competence in the financial industry.

Carol Dailly's Current Company Details
PLU Financial

Plu Financial

View
Group Administration
Marbella, AL, ES
Employees:
12
Carol Dailly Work Experience Details
  • Plu Financial
    Group Administration
    Plu Financial
    Marbella, Al, Es
  • Abbey Wealth
    Head Of Administration
    Abbey Wealth Oct 2012 - Dec 2024
    Marbella Area, Spain
    Abbey Wealth are a premier international financial advisory group, offering an independent and comprehensive range of wealth management, pensions and savings advice to expatriate and international clients around the world. We provide proven or bespoke solutions and strategies to increase and protect your personal wealth while minimising taxes.
  • Altea Casas
    Real Estate Agent
    Altea Casas Sep 2008 - Sep 2012
    Altea, Spain
  • Par Inmobiliaria
    Real Estate Agent
    Par Inmobiliaria Apr 2006 - Jun 2008
    Altea, Spain
  • Homefinders Sl
    Real Estate Agent
    Homefinders Sl Feb 2002 - Mar 2006
    Albir, Spain
    Dealing with all aspects of selling property including client relations, banks and Notary.

Carol Dailly Education Details

Frequently Asked Questions about Carol Dailly

What company does Carol Dailly work for?

Carol Dailly works for Plu Financial

What is Carol Dailly's role at the current company?

Carol Dailly's current role is Group Administration.

What schools did Carol Dailly attend?

Carol Dailly attended Kirby College Fe, University College Dublin.

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