Experienced Head Of Administration with a strong background in the financial services industry, particularly focused on risk management and regulatory compliance. Throughout my career, I've honed my skills in Administration, Compliance management including Policy development and implementation, Compliance frameworks, Risk assessment & management, Risk mitigation strategies and internal controls, consistently delivering results that exceed expectations.As a Chartered Member of CISI, and a member of the IOB & ACOl, I've pursued specialized training, earning Diplomas in Compliance, Operational Risk Management and Professional Diploma in Financial Advice from Dublin University & IOB. Additionally, Certificates in Investment & Wealth Management, Investment Operations, and International Diploma in Investment Compliance with the CISI. Just recently completed Certificate in Data Protection through the lOB.In my roles, I've played a pivotal part in ensuring adherence to regulatory standards and mitigating operational risks. Leveraging my deep understanding of industry regulations, I've implemented robust compliance frameworks, conducted thorough risk assessments, and spearheaded initiatives to enhance organizational resilience. Moreover, my expertise extends to managing complex compliance issues, resolving regulatory inquiries, and fostering a culture of compliance throughout the organisation.I am passionate about using my expertise to drive organisational success while maintaining regulatory compliance and effectively mitigating risks.I hold certifications as a Qualified Financial Advisor (QFA), European Financial Advisor (EFA), Chartered Member of the Securities Institute (Chartered MSCI), Licensed Compliance Officer (LCO), and Licentiate of The Institute of Banking (LIB) & Certified Data Protection Officer (CDPO). These certifications underscore my unwavering dedication to maintaining the utmost standards of professionalism and competence in the financial industry.
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Group AdministrationPlu FinancialMarbella, Al, Es -
Head Of AdministrationAbbey Wealth Oct 2012 - Dec 2024Marbella Area, SpainAbbey Wealth are a premier international financial advisory group, offering an independent and comprehensive range of wealth management, pensions and savings advice to expatriate and international clients around the world. We provide proven or bespoke solutions and strategies to increase and protect your personal wealth while minimising taxes. -
Real Estate AgentAltea Casas Sep 2008 - Sep 2012Altea, Spain
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Real Estate AgentPar Inmobiliaria Apr 2006 - Jun 2008Altea, Spain
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Real Estate AgentHomefinders Sl Feb 2002 - Mar 2006Albir, SpainDealing with all aspects of selling property including client relations, banks and Notary.
Carol Dailly Education Details
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Kirby College FeBusiness And Personal/Financial Services Marketing Operations
Frequently Asked Questions about Carol Dailly
What company does Carol Dailly work for?
Carol Dailly works for Plu Financial
What is Carol Dailly's role at the current company?
Carol Dailly's current role is Group Administration.
What schools did Carol Dailly attend?
Carol Dailly attended Kirby College Fe, University College Dublin.
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Carol Dailly
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Caroline Dailly
Nutritionniste Holistique Et Formatrice Alimentation Durable - Mouvement Des Cuisines NourricièresNantes1yahoo.ca
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