Caroline David

Caroline David Email and Phone Number

Examiner @ FINRA
Washington, DC, US
Caroline David's Location
Washington DC-Baltimore Area, United States
About Caroline David

Strong problem-solver and analytical thinker seeking a leadership position to improve the workflow and processes in an office setting through the application of over 15 years of administrative leadership experience

Caroline David's Current Company Details
FINRA

Finra

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Examiner
Washington, DC, US
Employees:
83
Caroline David Work Experience Details
  • Finra
    Examiner
    Finra
    Washington, Dc, Us
  • Finra
    Examiner
    Finra Sep 2023 - Present
    United States
    Examine the policies and activities of brokerage firms ensuring that member firms comply with regulatory requirements. Identify and address potential risks and violations of member firms.
  • Finra
    Associate Analyst
    Finra Jun 2022 - Sep 2023
    United States
    Responsible for reviewing and investigating complaints filed by investors against brokerage firms or financial professionals regulated by the Financial Industry Regulatory Authority (FINRA) for potential violations of regulations, in order to protect investors and ensure the integrity of the securities industry.
  • Seec
    Operations Manager
    Seec Nov 2020 - Jun 2022
    United States
    Responsible for developing and monitoring program and department systems to ensure compliance with regulatory and agency requirements and documentation control. Serves as a key point of contact and resource between staff, families, other SEEC departments and programs, and Coordinators of Community Services.
  • Miami-Dade County
    Division Administrative Secretary/ Program Manager
    Miami-Dade County Mar 2019 - Nov 2020
    Miami, Florida, United States
    Provides administrative support to the Division Director exercising initiative, independent judgement and discretion. Helps the Community Action & Human Services Division present a positive and professional face to its callers, visitors and constituents. Provides overall office and administrative support to the staff and leadership team.
  • Miami-Dade County
    Permit & Occupancy Representative
    Miami-Dade County Dec 2016 - Mar 2019
    Miami, Florida, United States
    Responsible for handling and processing permit applications related to construction, development, and various land-use activities within Miami-Dade County to facilitate responsible and lawful construction and land-use activities within the county
  • Hcr Manorcare
    Team Coordinator
    Hcr Manorcare Nov 2013 - Feb 2016
    Miami, Florida, United States
    Helped to facilitate the daily functions and operations of the office. Ensured patient records were up to date, meetings were coordinated as needed, patient medical equipment and meal supplements were at appropriate levels and that timecards were entered into or internal system for accurate payout.
  • Precision Response Corp
    Team Manager
    Precision Response Corp Dec 2008 - Aug 2010
    Miami, Florida, United States
    Managed a team of 20-25 call center employees through coaching, development, call monitoring and ensured incentive spending remained within budget constraints.
  • Csi Consular Services
    Legal Assistant Office Manager
    Csi Consular Services Nov 2001 - Dec 2008
    Miami, Florida, United States
    Supervised and coordinated daily operations of administrative activities for the Office.

Caroline David Skills

Customer Service Time Management Social Networking Training Team Building Team Leadership Microsoft Office Management Leadership Coaching Data Entry Leadership Development Windows Coaching Staff Project Planning Employee Relations Social Media Team Management Dispute Resolution Teamwork Project Management Budgets Administration Applicant Tracking Systems Recruiting Customer Relations English Planning Organizing Typing Internet Administrative Work Supervisory Experience Organization Critical Thinking French Administrative Assistance Executive Administrative Assistance Problem Solving Interpersonal Skills Kronos Timekeeping Request For Quotation Assistant Work Executive Calendar Management Google Calendar Calendars Google Suite Google Drive Google Maps Customer Satisfaction Microsoft 365 Organization Skills Communication Confidentiality Calendaring Customer Relationship Management Office Operations Creole

Caroline David Education Details

Frequently Asked Questions about Caroline David

What company does Caroline David work for?

Caroline David works for Finra

What is Caroline David's role at the current company?

Caroline David's current role is Examiner.

What is Caroline David's email address?

Caroline David's email address is ba****@****ell.net

What is Caroline David's direct phone number?

Caroline David's direct phone number is +130549*****

What schools did Caroline David attend?

Caroline David attended Miami Dade College.

What are some of Caroline David's interests?

Caroline David has interest in Children, Poverty Alleviation, Disaster And Humanitarian Relief, Human Rights, Health.

What skills is Caroline David known for?

Caroline David has skills like Customer Service, Time Management, Social Networking, Training, Team Building, Team Leadership, Microsoft Office, Management, Leadership, Coaching, Data Entry, Leadership Development.

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