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Strong problem-solver and analytical thinker seeking a leadership position to improve the workflow and processes in an office setting through the application of over 15 years of administrative leadership experience
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ExaminerFinraWashington, Dc, Us -
ExaminerFinra Sep 2023 - PresentUnited StatesExamine the policies and activities of brokerage firms ensuring that member firms comply with regulatory requirements. Identify and address potential risks and violations of member firms. -
Associate AnalystFinra Jun 2022 - Sep 2023United StatesResponsible for reviewing and investigating complaints filed by investors against brokerage firms or financial professionals regulated by the Financial Industry Regulatory Authority (FINRA) for potential violations of regulations, in order to protect investors and ensure the integrity of the securities industry. -
Operations ManagerSeec Nov 2020 - Jun 2022United StatesResponsible for developing and monitoring program and department systems to ensure compliance with regulatory and agency requirements and documentation control. Serves as a key point of contact and resource between staff, families, other SEEC departments and programs, and Coordinators of Community Services. -
Division Administrative Secretary/ Program ManagerMiami-Dade County Mar 2019 - Nov 2020Miami, Florida, United StatesProvides administrative support to the Division Director exercising initiative, independent judgement and discretion. Helps the Community Action & Human Services Division present a positive and professional face to its callers, visitors and constituents. Provides overall office and administrative support to the staff and leadership team. -
Permit & Occupancy RepresentativeMiami-Dade County Dec 2016 - Mar 2019Miami, Florida, United StatesResponsible for handling and processing permit applications related to construction, development, and various land-use activities within Miami-Dade County to facilitate responsible and lawful construction and land-use activities within the county -
Team CoordinatorHcr Manorcare Nov 2013 - Feb 2016Miami, Florida, United StatesHelped to facilitate the daily functions and operations of the office. Ensured patient records were up to date, meetings were coordinated as needed, patient medical equipment and meal supplements were at appropriate levels and that timecards were entered into or internal system for accurate payout. -
Team ManagerPrecision Response Corp Dec 2008 - Aug 2010Miami, Florida, United StatesManaged a team of 20-25 call center employees through coaching, development, call monitoring and ensured incentive spending remained within budget constraints. -
Legal Assistant Office ManagerCsi Consular Services Nov 2001 - Dec 2008Miami, Florida, United StatesSupervised and coordinated daily operations of administrative activities for the Office.
Caroline David Skills
Caroline David Education Details
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Supervision & Management
Frequently Asked Questions about Caroline David
What company does Caroline David work for?
Caroline David works for Finra
What is Caroline David's role at the current company?
Caroline David's current role is Examiner.
What is Caroline David's email address?
Caroline David's email address is ba****@****ell.net
What is Caroline David's direct phone number?
Caroline David's direct phone number is +130549*****
What schools did Caroline David attend?
Caroline David attended Miami Dade College.
What are some of Caroline David's interests?
Caroline David has interest in Children, Poverty Alleviation, Disaster And Humanitarian Relief, Human Rights, Health.
What skills is Caroline David known for?
Caroline David has skills like Customer Service, Time Management, Social Networking, Training, Team Building, Team Leadership, Microsoft Office, Management, Leadership, Coaching, Data Entry, Leadership Development.
Not the Caroline David you were looking for?
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Caroline David
Figma Campus Leader | Ui/Ux Designer | Informatics @ University Of California, IrvineIrvine, Ca -
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1ncleg.net
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Caroline David
New York, Ny
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