AeroLeads people directory · profile
Caroline David Email & Phone Number
Senior Examiner
at
FINRA
1 work email found
@finra.org
9 phones found area 305
LinkedIn matched
✓ Verified Jul 2026
4 data sources
Profile completeness 100%
Current company
Role
Senior Examiner
Location
Washington Dc-Baltimore Area, United States
Company size
Who is Caroline David? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Caroline David is listed as Senior Examiner at FINRA, a with 83 employees, based in Washington Dc-Baltimore Area, United States. AeroLeads shows a work email signal at finra.org, phone signal with area code 305, and a matched LinkedIn profile for Caroline David.
Caroline David previously worked as Examiner at Finra and Examiner at Finra. Caroline David holds Bachelor Of Applied Science, Supervision & Management from Miami Dade College.
Company email context
Email format at FINRA
This section adds company-level context without repeating Caroline David's masked contact details.
{first}.{last}@finra.org
89% confidence
AeroLeads found 1 current-domain work email signal for Caroline David. Compare company email patterns before reaching out.
Profile bio
About Caroline David
Strong problem-solver and analytical thinker seeking a leadership position to improve the workflow and processes in an office setting through the application of over 15 years of administrative leadership experience
Listed skills include Customer Service, Time Management, Social Networking, Training, and 54 others.
Current workplace
Caroline David's current company
Company context helps verify the profile and gives searchers a useful next step.
Finra
10 roles
Caroline David work experience
A career timeline built from the work history available for this profile.
Examiner
Examiner
Examine the policies and activities of brokerage firms ensuring that member firms comply with regulatory requirements. Identify and address potential risks and violations of member firms.
Associate Analyst
Responsible for reviewing and investigating complaints filed by investors against brokerage firms or financial professionals regulated by the Financial Industry Regulatory Authority (FINRA) for potential violations of regulations, in order to protect investors and ensure the integrity of the securities industry.
Jun 2022 - Sep 2023
Operations Manager
Responsible for developing and monitoring program and department systems to ensure compliance with regulatory and agency requirements and documentation control. Serves as a key point of contact and resource between staff, families, other SEEC departments and programs, and Coordinators of Community Services.
Nov 2020 - Jun 2022
Division Administrative Secretary/ Program Manager
Provides administrative support to the Division Director exercising initiative, independent judgement and discretion. Helps the Community Action & Human Services Division present a positive and professional face to its callers, visitors and constituents. Provides overall office and administrative support to the staff and leadership team.
Mar 2019 - Nov 2020
Permit & Occupancy Representative
Responsible for handling and processing permit applications related to construction, development, and various land-use activities within Miami-Dade County to facilitate responsible and lawful construction and land-use activities within the county
Dec 2016 - Mar 2019
Team Coordinator
Helped to facilitate the daily functions and operations of the office. Ensured patient records were up to date, meetings were coordinated as needed, patient medical equipment and meal supplements were at appropriate levels and that timecards were entered into or internal system for accurate payout.
Nov 2013 - Feb 2016
Team Manager
Managed a team of 20-25 call center employees through coaching, development, call monitoring and ensured incentive spending remained within budget constraints.
Dec 2008 - Aug 2010
Legal Assistant Office Manager
Csi Consular Services
Supervised and coordinated daily operations of administrative activities for the Office.
Nov 2001 - Dec 2008
Team & coworkers
Colleagues at FINRA
Other employees you can reach at finra.org. View company contacts for 83 employees →
MB
Margherita B.
Colleague at FinraNew York City Metropolitan Area, United States
View →
JD
Jeffery Ding
Colleague at FinraNew York, United States
View →
AB
Addison Baugh
Colleague at FinraWashington, District Of Columbia, United States
View →
IG
Ira Gluck
Colleague at FinraPotomac, Maryland, United States
View →
MD
Matthew Delaney
Colleague at FinraWashington Dc-Baltimore Area, United States
View →
JD
Joe Dougherty
Colleague at FinraNew York City Metropolitan Area, United States
View →
LM
Lisa Menendez
Colleague at FinraAtlanta Metropolitan Area, United States
View →
PJ
Patrick Jackson, J.D., Mba
Colleague at FinraWashington, District Of Columbia, United States
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MB
Mariam Biazar, Cpa, Cfe
Colleague at FinraLos Angeles Metropolitan Area, United States
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AB
Adam Broe
Colleague at FinraTaneytown, Maryland, United States
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Margherita B.
Colleague at FinraNew York City Metropolitan Area, United States
View →
JD
Jeffery Ding
Colleague at FinraNew York, United States
View →
AB
Addison Baugh
Colleague at FinraWashington, District Of Columbia, United States
View →
IG
Ira Gluck
Colleague at FinraPotomac, Maryland, United States
View →
MD
Matthew Delaney
Colleague at FinraWashington Dc-Baltimore Area, United States
View →
JD
Joe Dougherty
Colleague at FinraNew York City Metropolitan Area, United States
View →
LM
Lisa Menendez
Colleague at FinraAtlanta Metropolitan Area, United States
View →
PJ
Patrick Jackson, J.D., Mba
Colleague at FinraWashington, District Of Columbia, United States
View →
MB
Mariam Biazar, Cpa, Cfe
Colleague at FinraLos Angeles Metropolitan Area, United States
View →
AB
Adam Broe
Colleague at FinraTaneytown, Maryland, United States
View →
1 education record
Caroline David education
FAQ
Frequently asked questions about Caroline David
Quick answers generated from the profile data available on this page.
What company does Caroline David work for?
Caroline David works for FINRA.
What is Caroline David's role at FINRA?
Caroline David is listed as Senior Examiner at FINRA.
What is Caroline David's email address?
AeroLeads has found 1 work email signal at @finra.org for Caroline David at FINRA.
What is Caroline David's phone number?
AeroLeads has found 9 phone signal(s) with area code 305 for Caroline David at FINRA.
Where is Caroline David based?
Caroline David is based in Washington Dc-Baltimore Area, United States while working with FINRA.
What companies has Caroline David worked for?
Caroline David has worked for Finra, Seec, Miami-Dade County, Hcr Manorcare, and Precision Response Corp.
Who are Caroline David's colleagues at FINRA?
Caroline David's colleagues at FINRA include Margherita B., Jeffery Ding, Addison Baugh, Ira Gluck, and Matthew Delaney.
How can I contact Caroline David?
You can use AeroLeads to view verified contact signals for Caroline David at FINRA, including work email, phone, and LinkedIn data when available.
What schools did Caroline David attend?
Caroline David holds Bachelor Of Applied Science, Supervision & Management from Miami Dade College.
What skills is Caroline David known for?
Caroline David is listed with skills including Customer Service, Time Management, Social Networking, Training, Team Building, Team Leadership, Microsoft Office, and Management.
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