Compliance Supervision
Current
Apr 2024 - Present
AeroLeads people directory · profile
Carol Schulstad Email & Phone Number
Compliance Supervision
at
Advisory Services Network
1 work email found
@lfg.com
5 phones found area 651 and 952
LinkedIn matched
✓ Verified August 2026
4 data sources
Profile completeness 100%
Current company
Role
Compliance Supervision
Location
Palm Beach Gardens, Florida, United States
Who is Carol Schulstad? Overview
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Quick answer
Carol Schulstad is listed as Compliance Supervision at Advisory Services Network, based in Palm Beach Gardens, Florida, United States. AeroLeads shows a work email signal at lfg.com, phone signal with area code 651, 952, and a matched LinkedIn profile for Carol Schulstad.
Carol Schulstad previously worked as Compliance Principal at Money Concepts and Supervision Compliance Manager Registered Principal at Ameriprise Financial Services, Inc.. Carol Schulstad holds Computer Programming, Mulitple Programming Languages from Brown College.
Company email context
Email format at Advisory Services Network
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{first}.{last}@lfg.com
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AeroLeads found 1 current-domain work email signal for Carol Schulstad. Compare company email patterns before reaching out.
Profile bio
About Carol Schulstad
Registered Principal Supervision of Advisory Services in Financial Planning, Managed Accounts for a multi state territory. Utilizes excellent problem-solving skills to mitigate risk in assigned territory. Take-charge business analyst with ability to assess situations and determine trending issues and solutions. Background encompasses the ability to establish and build positive, solid relationships with producers, and all levels of management and staff. Comprehensive knowledge of regulatory requirements. FIeld leadership experience in recruiting and training best practices. Specialties: Licensed Accredications include: MN Life/Health, Long Term Care, Variable Annuities, General Securities FINRA Series 7, Registered Principal Series 24, 66, 6, 63, 26 Past Present Associations: General Agency Management AssociationMember & Committee Member, Financial Planning Association, MN Founding Board Member of Women Insurance Financial ServicesNAIFA
Listed skills include Insurance, Long Term Care, Series 7, Securities, and 23 others.
Current workplace
Carol Schulstad's current company
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9 roles · 33 years
Carol Schulstad work experience
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Compliance Principal
Conduct new business suitability approvals, connect with financial professionals as may be necessary to support guidelines, and policies to mitigate risk. Conduct surveillances in advisor trading ahead, control persons, disclosures, and Money Concepts is not affiliated with LinkedIn, Inc. or the LinkedIn, Inc. service. MoneyConcepts does not expressly or implicitly adopt or endorse any of the expressions, opinions or content posted by fans or any third-parties on our LinkedIn page. Money Concepts does not control, serve, adopt or endorse any advertising, messages or content that LinkedIn may publish on it site or on the Money Concepts page. Money Concepts does not adopt or endorse any products, services, advertisements, recommendations or statements or any other content that may appear of LinkedIn or on other LinkedIn -affiliated sites. No part of this page is intended to make a recommendation or state a testimonial for or about a security, service orproduct, or to provide investment, tax or any other advice. This Page is intended for US persons only Any non-Money Concepts URLs or external websites mentioned on LinkedIn are unaffiliated with Money Concepts. Money Concepts has not been involved in the preparation of the content supplied at the unaffiliated sites and does not guarantee or assume any responsibility for itsContent. Third party marks appearing herein are the property of their respective owners. Guarantees are subject to the claims-paying ability of the issuing insurance company Please remember investing involves risks, and the value of your investment will fluctuate over time and you may gain or lose money. All Securities Offered Money Concepts Capital Corp. Member FINRA /SIPC© 1979-2010 Money Concepts International
Nov 2022 - Apr 2024
Supervision Compliance Manager Registered Principal
Registered Principal Sales Supervision Manager Centralized Supervision Advice / Managed Accts Review Advisors ( clients) Financial Plans and Managed Account written advice for adherence to policy requirements, multi state region. Created curricula and schedule to onboard peer RPs. Directed, coordinated, supported subject matter experts on team for calibrations provided for team colleagues. Reviewed advice for recently termed advisors for potential client harm. Reversed fees as necessary. Assisted in developing brain shark content high fee complexity of advice. Led group calibrations of new type Managed Acct. reviews for colleagues. Offered efficiencies invalidating findings to ensure yr over yr reporting accuracy. LEAN Steering Comte Exceeded production & leadership goal standards year over year.
May 2010 - Nov 2022
General Agent/President
Fit Financial, Inc.
Responsibilities for agency growth, OSJ supervision.
Jul 2008 - Mar 2010
Managing Principal
Provide management leadership for 25 Advisors. Perform audit functions at Advisor branch offices throughout state.
Dec 2007 - Jul 2008
Managing Associate
Led sales unit of 12 advisors while continuing to meet recruitng, productivity and sales unit goals. Developed, coordinated weekly sales training meeting, 1x1 weekly advisor/supervisor meetings. Annual compliance reviews of Advisors.
Feb 2005 - Dec 2007
Partner
Insurance Agent and Registered Representative. Grew clientele and serviced policy holders. Promoted to Partner, Sales Management to Recruit, Hire, Develop Agents, Registered Reps. Promoted two RRs to sales management. Successfully focused on diversity, women hiring practices.
May 1999 - Jan 2005
Executive Director
Mn Cc
Director of Non-profit. Grew organization from start up to develop 32 chapters statewide, 5000 members. Issues based to raise awareness with people of traditional values via direct mail, phone and events. Influenced legislative process from grassroots organization to national efforts with voter education, voter guide distribution. Worked with elected official at all levels regarding non-profits intiatives. Lobbied for Contract with America. Authored and lobbied for Contract with Minnesota.
1994 - 1997
~3 yrs
Edp Auditor
Interfaced with clients to prep audit software environment for auditors
Jan 1981 - Jan 1983
2 education records
Carol Schulstad education
Computer Programming, Mulitple Programming Languages
Brown College
Grad, General
Mounds View High School
FAQ
Frequently asked questions about Carol Schulstad
Quick answers generated from the profile data available on this page.
What company does Carol Schulstad work for?
Carol Schulstad works for Advisory Services Network.
What is Carol Schulstad's role at Advisory Services Network?
Carol Schulstad is listed as Compliance Supervision at Advisory Services Network.
What is Carol Schulstad's email address?
AeroLeads has found 1 work email signal at @lfg.com for Carol Schulstad at Advisory Services Network.
What is Carol Schulstad's phone number?
AeroLeads has found 5 phone signal(s) with area code 651, 952 for Carol Schulstad at Advisory Services Network.
Where is Carol Schulstad based?
Carol Schulstad is based in Palm Beach Gardens, Florida, United States while working with Advisory Services Network.
What companies has Carol Schulstad worked for?
Carol Schulstad has worked for Advisory Services Network, Money Concepts, Ameriprise Financial Services, Inc., Fit Financial, Inc., and Lincoln Financial Advisors.
How can I contact Carol Schulstad?
You can use AeroLeads to view verified contact signals for Carol Schulstad at Advisory Services Network, including work email, phone, and LinkedIn data when available.
What schools did Carol Schulstad attend?
Carol Schulstad holds Computer Programming, Mulitple Programming Languages from Brown College.
What skills is Carol Schulstad known for?
Carol Schulstad is listed with skills including Insurance, Long Term Care, Series 7, Securities, Financial Advisory, Project Planning, Financial Services, and Retirement Planning.
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