Licensing Coordinator
CurrentEnsure potential and existing advisors have all FINRA, state, and regulatory required licenses/registrations to serve clients. Partner with District Advisors, Office Managers and Field Leadership regarding status of potential advisors. Provide evaluations and guidance to potential advisors struggling with licensing exams. Ensure accurate data reporting as it relates to activations, selling advisors and other key company metrics. Assist in hiring and training of new Licensing Coordinators.