Carrie Bentley Email and Phone Number

Develop and maintain bank policies to remain in compliance with the evolving regulatory landscape. Monitor bank compliance with BSA/AML regulatory requirements on an ongoing basis by working collaboratively with the business units to obtain information and provide advice as necessary. Work with client-facing relationship teams to properly address Know Your Customer (KYC) criteria, in particular with respect to clients engaging in higher risk BSA/AML activities. Interface with international teams to effectively address AML regulatory requirements in the Bank’s non-U.S. markets.

Began as a general corporate paralegal handling corporate filings, website development, discovery review and contract review. Moved to focus on the Global and Capital departments for the most following three years. Worked closely with the Global department as the company undertook its biggest international expansion to date. Beyond organizing and managing the corporate governance needs domestically and internationally for the Global business units, became main point of contact and project manager on more than five international licensing applications. In the Capital department, worked on developing and reviewing contracts for investments and with our limited partners as well as managing the Capital entities domestic and international corporate governance needs. Responded to request for regulatory exams and worked with the Internal Audit, Compliance, Finance and Vendor Management groups to develop and strengthen systems and processes. With an aptitude for navigating and repairing complex projects, developed the internal company website for the Global department and the external legal billing system. Have worked with entire Legal department to tackle tasks as varied as large litigation discovery process to human relation employment issues.