Carrie Caruthers Email & Phone Number

Kansas City, Missouri, United States

Provides strategic and tactical leadership and management to mitigate fraud risk, money laundering, identity theft, frequent trading and other operational issues that could result in loss to the firm or clients. Other responsibilities:- Manage the Risk & Fraud Control Analysis Team- Anti-Money Laundering Management and Oversight- Identity Theft Prevention Program Oversight- Frequent Trade Leadership and Oversight- Fraud risk mitigation management and oversight-… Show more Provides strategic and tactical leadership and management to mitigate fraud risk, money laundering, identity theft, frequent trading and other operational issues that could result in loss to the firm or clients. Other responsibilities:- Manage the Risk & Fraud Control Analysis Team- Anti-Money Laundering Management and Oversight- Identity Theft Prevention Program Oversight- Frequent Trade Leadership and Oversight- Fraud risk mitigation management and oversight- Privacy Leadership- Transfer Agency Compliance Oversight Show less

Kansas City, Missouri, United States

Provides strategic and tactical leadership and management to mitigate fraud risk, money laundering, identity theft, frequent trading and other operational issues that could result in loss to the firm or clients. Other responsibilities:- Manage the Risk & Fraud Control Analysis Team- Anti-Money Laundering Management and Oversight- Identity Theft Prevention Program Oversight- Frequent Trade Leadership and Oversight- Fraud risk mitigation management and oversight-… Show more Provides strategic and tactical leadership and management to mitigate fraud risk, money laundering, identity theft, frequent trading and other operational issues that could result in loss to the firm or clients. Other responsibilities:- Manage the Risk & Fraud Control Analysis Team- Anti-Money Laundering Management and Oversight- Identity Theft Prevention Program Oversight- Frequent Trade Leadership and Oversight- Fraud risk mitigation management and oversight- Privacy Leadership- Transfer Agency Compliance Oversight Show less

Kansas City, Missouri Area

Responsible for managing the Priority Investor Program that focuses on the investment needs of Priority Investors, $100k+ invested with American Century Investments. This also includes managing the brokerage service and advice offerings available to this client base and prospects working with our Sales Department. Additionally, I manage the Priority Investor department comprised of two teams that provide daily support to clients in this segment.

Respopnsible for the overall strategic planning and operations of the Client Specialist team that is dedicated to the investment needs of our high net worth clients. Also for leading the trading responsibilities for American Century Investment Services and American Century Brokerage. Ensure that investors receive platinum quality service and a one stop shop experience for our top clients to enter into life long relationships with the Personal Financial Services group of Direct Sales and… Show more Respopnsible for the overall strategic planning and operations of the Client Specialist team that is dedicated to the investment needs of our high net worth clients. Also for leading the trading responsibilities for American Century Investment Services and American Century Brokerage. Ensure that investors receive platinum quality service and a one stop shop experience for our top clients to enter into life long relationships with the Personal Financial Services group of Direct Sales and Service. Show less

I manager a team of 16 registered represenatives. My primary focus is to lead this team to support our company and departmental objectives of increasing net investment and asset retention. Currently, I am also working on a project in which we will be rolling out to our high value clients. With the successful completion I will manage a team of 8 highly tenured and trained individuals that will support this initiative. More details when the project is completed. Tentative launch date… Show more I manager a team of 16 registered represenatives. My primary focus is to lead this team to support our company and departmental objectives of increasing net investment and asset retention. Currently, I am also working on a project in which we will be rolling out to our high value clients. With the successful completion I will manage a team of 8 highly tenured and trained individuals that will support this initiative. More details when the project is completed. Tentative launch date is Sept. 15. Show less

I supported a manager that oversaw a team of 20 representatives that worked directly with high value clients. As a team coordinator, my daily activities ranged from being a subject matter expert in policy/procedures, coaching/develping reps and working on various projects to streamline workflow processes.

Bachelor Of Science And Arts, Business, Management, Marketing, And Related Support Services

Activities and Societies: Sigma Beta Delta

Business Management

General Studies