Tim Carter Email & Phone Number

Denver, Co, Us

San Diego , Ca, Us

Dallas, Texas, Us

Avantax, Inc. was acquired by Cetera Financial Holdings in November 2023. Today, Avantax is a unique community within Cetera Holdings.

Dallas, Texas, Us

Jacksonville, Fl, Us

Offer data modeling and BI solutions for the merchant integrated payments division- Rebuilt rate model by upgrading data framework and formula construction; the enhanced pricing logic increased annual revenue $2.16M- Created a Power BI relational database to price 50,000 clients - shaped the source data with M language and used DAX (data analysis expressions) language to calculate metrics- Designed a SQL connection to track partner incentives, and delivered the associated cost analysis - Produced merchant/portfolio margin analysis for Sales and Operations leadership

Us

Created financial statements, business analytics, and segment reporting for the investment advisor and broker dealer with $12B in assets.• Built the reporting infrastructure used by the CFO and Controller to generate a dynamic, formula-driven income statement and balance sheet • Began constructing 2016 budget, incorporating revenue/expense forecasting and assumptions• Developed tool that creates financials for each department and its associated variance to budget; the CFO uses the analysis in negotiations with management across the organization• Partnered with CFO and Director to prepare the quarterly board presentation• Led an analytics initiative to educate the team in data modeling and formula construction; auditors used the files for their annual review • Uncovered a mistreatment of program fees that resulted in a $3.3M adjustment to net revenue

Us

Coordinated the integration of client account activity into the broker dealer’s financial statements.• Built a cash flow projection tool to assist in funding decisions for customer reserve requirements and operating purposes• Prepared the firm’s Financial and Operational Combined Uniform Report (FOCUS) filing – verified reported balances as well as minimum net capital requirements mandated by FINRA• Prepared 15c-3 calculation to comply with regulators’ customer reserve requirements • Drafted standard operating procedures for the broker dealer’s accounting practices• Presented findings of a reporting flaw regarding accounts qualified for a fee waiver, which led to a $500K adjustment to net revenue

Us

Reconciled cash and share balances for the broker dealer firm.• Researched profit/loss requests from operations and sales management resulting from an error or advisor complaint – calculated market performance and negotiated the reimbursement• Administered corporate actions, settlement with DTC, 15c-3 reserve reporting, dividends, and mutual fund trading• Prepared training, procedures, and workshops to develop the teams’ skills in identifying cash out of balances from settled trades, ACAT transfers, account billing

Us

Led a three person team in daily withdrawal functions including: ACH transactions, DCA program activity, internal security/cash transfers, and statistical reporting

Winnipeg, Mb, Ca

Participated in product development by performing profit analysis, financial reporting, and competitor research for life insurance and retirement investments.• Projected 2009 earnings and negotiated a compensation agreement for a variable annuity line of business with $1B in assets• Researched the feasibility of long-term care insurance and presented my findings to the head of individual markets• Facilitated recruitment of interns by conducting presentations and interviews

Bachelor Of Science (Cum Laude), Mathematics - Actuarial Sciences

Bachelor Of Science - Bs, Mathematics And Statistics

Associate Certificate