Casey Johnson Email & Phone Number

Wichita, Kansas Metropolitan Area

I lead the development and management of a robust Compliance Management System (CMS) that ensures our bank’s adherence to all federal and state regulations, including consumer protection regulations, the Bank Secrecy Act (BSA), Anti-Money Laundering (AML) laws, and FFIEC principals and standards. I conduct ongoing risk assessments to identify and mitigate compliance risks, ensuring the institution remains compliant with evolving regulatory standards. Develop, enhance and maintain complaint management system, oversee third-party risk management, ensuring that vendors and partners adhere to our compliance requirements through rigorous due diligence and ongoing monitoring. I also lead the development and implementation of policies and procedures that align with regulatory expectations and train staff at all levels to ensure compliance throughout the organization. I serve as the primary liaison with regulatory agencies, managing regulatory exams, audits, and ensuring accurate, timely reporting. Additionally, I review and approve marketing materials to ensure compliance with advertising and fair lending regulations. I manage compliance incidents and drive a culture of ethical behavior and accountability throughout the bank. With oversight of Banking-as-a-Service (BaaS) program management, I ensure all third-party fintech partnerships align with our risk appetite and regulatory framework. I regularly report to the board and executive leadership on the status of the compliance program, identified risks, and recommended actions.

Wichita, Kansas Metropolitan Area

Executed high-impact projects in collaboration with senior and executive leadership. Drove major strategic initiatives, including post-merger and acquisition integration and organizational re-alignment, ensuring seamless transitions and long-term success. I successfully managed large-scale projects related to product rollout, operational alignment, and business continuity planning, ensuring that all operational components are cohesive and resilient.

Wichita, Kansas Area

I successfully led the rollout and launch of a manual underwriting team for online loans, developing all policies, procedures, and operational training from the ground up. I implemented comprehensive risk management controls, testing, and monitoring systems to safeguard the loan portfolio, mitigate both true and synthetic fraud. and ensure operational compliance.In collaboration with senior management and compliance leadership, I ensured that the underwriting operations adhered to all state and federal regulations. Additionally, I designed and implemented employee incentive programs to drive performance and portfolio growth, while maintaining stringent fraud prevention and risk mitigation standards. My focus on operational efficiency, compliance, and risk management contributed to the team’s success in scaling the company’s loan portfolio and enhancing overall credit quality.

Wichita, Kansas Area

Third Party Risk management, onboarding and oversight. Assisted Chief Compliance Officer in the creation of company policies related to Federal Laws and Regulations (specifically consumer protection laws) and the implementation of enterprise compliance training. Served on CFPB Regulatory exam project team. Reviewed, resolved, and formally responded to consumer complaints submitted through CFPB complaint portal. Compliance approval for all company marketing materials.

Managed regulatory licensing database. Followed licensing lifecycle to ensure all applicable regulatory licenses were obtained in a manner that met project timelines and renewed annually prior to expiration dates to ensure operations weren’t interrupted. Worked closely with legal, compliance, other corporate support teams and applicable C-Suite members to execute application requirements.