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Casey M. Smith Email & Phone Number

Managing Director, Group Head of Business Risk Management at Quintet Private Bank
Location: United Kingdom, United Kingdom, United Kingdom 6 work roles
1 work email found @quintet.com LinkedIn matched
✓ Verified Jun 2026 3 data sources Profile completeness 86%

Contact Signals · 1 work email

Work email c****@quintet.com
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Current company
Quintet Private Bank
Role
Managing Director, Group Head of Business Risk Management
Location
United Kingdom, United Kingdom, United Kingdom
Company size
2063 employees

Who is Casey M. Smith? Overview

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Quick answer

Casey M. Smith is listed as Managing Director, Group Head of Business Risk Management at Quintet Private Bank, a company with 2063 employees, based in United Kingdom, United Kingdom, United Kingdom. AeroLeads shows a work email signal at quintet.com and a matched LinkedIn profile for Casey M. Smith.

Casey M. Smith previously worked as Group Head, Business Risk Management at Quintet Private Bank and Managing Director, COO EMEA Investment Management and International Head of Investment Oversight at State Street Global Advisors.

Company email context

Email format at Quintet Private Bank

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{first_initial}{last}@quintet.com
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AeroLeads found 1 current-domain work email signal for Casey M. Smith. Compare company email patterns before reaching out.

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Profile bio

About Casey M. Smith

Casey M. Smith is a Managing Director, Group Head of Business Risk Management at Quintet Private Bank. They possess expertise in securities, mutual funds, fixed income, financial services, equities and 12 more skills.

Listed skills include Securities, Mutual Funds, Fixed Income, Financial Services, and 13 others.

Current workplace

Casey M. Smith's current company

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Quintet Private Bank
Quintet Private Bank
Managing Director, Group Head of Business Risk Management
clausen, luxembourg, luxembourg
Website
quintet.com
Employees
2063
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Company profile
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6 roles

Casey M. Smith work experience

A career timeline built from the work history available for this profile.

Group Head, Business Risk Management

Current
Quintet Private Bank

London, England, United Kingdom

  • Responsible for creation of a new group-wide Business Risk Management function (6 teams, 30+ FTE) within the first line of defense across UK, NL, BE, DE, CH and Lux entities
  • Support the integration of the six different private banks into a single operating entity
  • Ensure effective 1LoD control environment for key processes and regulatory requirements (MiFID, general regulatory requirements), both pre and post the Temporary Permissions Regime
  • Advance aligned oversight processes for all services offered by the bank including wealth management, lending, asset servicing, investment management, and product development
  • Implement and manage a group regulatory change process, including horizon scanning of emerging EU and UK regulation, engagement with the business lines for impact assessment, and tracking of projects (Sustainability.
  • Chair of the Group Regulatory Steering Committee
Sep 2020 - Present

Managing Director, Coo Emea Investment Management And International Head Of Investment Oversight

State Street Global Advisors

London, United Kingdom

  • Manage daily operations of EMEA investment organization in support of Head of Investments UK and Head of Investments Ireland
  • Ensure robust first-line business risk management, including assessment of end-to-end processesand work flows as well as effective business continuity planning
  • Engage with global regulators (Federal Reserve, FCA, SEC) as well as internal committees to present investments' capabilities, governance and oversight
  • Work across lines of defense to ensure effective implementation of regulatory initiatives in a global context (MiFID, Securitisation Regulation, LIBOR)
  • Manage global implementation of Charles River Development for investment oversight across the enterprise
  • Designated Person for Investment Management (PCF-39D) under Central Bank of Ireland CP86 for four fund boards
May 2018 - Sep 2020

Managing Director, Global Head Of Investment Oversight

State Street Global Advisors

London, UK

  • As direct report to CCO, drive global second-line investment compliance initiatives, including identifying and implementing automation needs and other enhancements
  • Assess inherent and control risk via global Risk Assessment process; address resulting risk responses
  • Ensure globally consistent controls across Investment Compliance and Trade Oversight teams
  • Advise the business by representing Compliance in various committees (e.g., Trade Management Oversight, Global Operational Risk, IT Steering, Global Operations and Compliance, Enterprise Information Management.
  • Present Compliance updates to Fund Boards and clients
  • Manage global teams in Boston, London, Hong Kong and Bangalore
Apr 2016 - May 2018

Vice President, Global Head Of Investment Compliance

State Street Global Advisors

Boston

Investment Compliance, Trade Oversight

Mar 2013 - Apr 2016

Assistant Vice President, Portfolio Compliance

State Street Global Advisors

Boston

Global Portfolio Compliance

Aug 2011 - Mar 2013
Team & coworkers

Colleagues at Quintet Private Bank

Other employees you can reach at quintet.com. View company contacts for 2063 employees →

PM Philippe Mairlot Philippe Mairlot Colleague at Quintet Private BankLuxembourg, Luxembourg View → MB Marc Baltus Marc Baltus Colleague at Quintet Private BankAmsterdam, North Holland, Netherlands, Netherlands View → AP Aurelie Pierre Aurelie Pierre Colleague at Quintet Private BankLuxembourg, Luxembourg View → MJ Marcel Jaminet Marcel Jaminet Colleague at Quintet Private BankLuxembourg, Luxembourg View → HP Heisig Peter Heisig Peter Colleague at Quintet Private BankLuxembourg, Luxembourg View → LT Laurence Thomas Laurence Thomas Colleague at Quintet Private BankArlon, Walloon Region, Belgium, Belgium View → ED Emmanuel De Beauregard Emmanuel De Beauregard Colleague at Quintet Private BankLuxembourg, Luxembourg View → CG Charlie Georges Charlie Georges Colleague at Quintet Private BankArlon, Walloon Region, Belgium, Belgium View → IL Ingrid Lesenfants Ingrid Lesenfants Colleague at Quintet Private BankArlon, Walloon Region, Belgium, Belgium View → DM Daniel Maillard Daniel Maillard Colleague at Quintet Private BankLuxembourg, Luxembourg View →
FAQ

Frequently asked questions about Casey M. Smith

Quick answers generated from the profile data available on this page.

What company does Casey M. Smith work for?

Casey M. Smith works for Quintet Private Bank.

What is Casey M. Smith's role at Quintet Private Bank?

Casey M. Smith is listed as Managing Director, Group Head of Business Risk Management at Quintet Private Bank.

What is Casey M. Smith's email address?

AeroLeads has found 1 work email signal at @quintet.com for Casey M. Smith at Quintet Private Bank.

Where is Casey M. Smith based?

Casey M. Smith is based in United Kingdom, United Kingdom, United Kingdom while working with Quintet Private Bank.

What companies has Casey M. Smith worked for?

Casey M. Smith has worked for Quintet Private Bank, State Street Global Advisors, and Mfs Investment Management.

Who are Casey M. Smith's colleagues at Quintet Private Bank?

Casey M. Smith's colleagues at Quintet Private Bank include Philippe Mairlot, Marc Baltus, Aurelie Pierre, Marcel Jaminet, and Heisig Peter.

How can I contact Casey M. Smith?

You can use AeroLeads to view verified contact signals for Casey M. Smith at Quintet Private Bank, including work email, phone, and LinkedIn data when available.

What skills is Casey M. Smith known for?

Casey M. Smith is listed with skills including Securities, Mutual Funds, Fixed Income, Financial Services, Equities, Investments, Bloomberg, and Securities Regulation.

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