Casey Mason Email & Phone Number

Texas, United States

Dallas, Texas, United States

Bringing deep knowledge and experience to every conversation, we work collaboratively to anticipate opportunities and meet your needs as they evolve. Our personal approach and client-centric culture have enabled us to deliver exceptional value for our clients for more than two decades – an achievement we’re proud to continue.

Pace, Florida, United States

Tip of the Spear Landmine Removals purpose is to save lives and limbs while restoring people's inherent right to live free from landmines and explosive hazards. Our program includes clearing and removing deadly hazards including landmines, booby traps, improvised explosive devices, and other explosive material that inflicts thousands of civilian casualties.

Plano, TX

Managed an end to end Service Team consisting of Relationship Managers, Client Services Representatives, Resolution Support Specialists, New Accounts Associates and Transfer of Assets Specialists.

• Oversaw Domestic and International Operations Departments consisting of 8 employees responsible for monitoring the clearance and settlement of Equity, Fixed Income, Futures, Options and FX institutional trading
• Coordinated between Operations, Trading, Compliance, Accounting, Sales and IT departments
• Member of project team responsible for implementing new trading programs and setting policies and procedures related to those programs
• Reconciled house trading accounts to ensure the accuracy of the firm’s financials
• Responsible for Firm’s Daily Net Due wire utilizing Microsoft Dynamics GP

• Monitor administrative data management activity ensuring that documents are in accordance with regulatory, compliance, legal and audit requirements
• Support operational technology implementations
• Use detailed front to back process knowledge in order to support and oversee daily branch business activities
• Educate front-office staff on operational policy and procedure, provide support and advise on operational issues
• Solve problems and address internal and external client issues and complaints in accordance with firm policy and regulatory requirements
• Manage internal and external requests as required and to varying levels of complexity to deliver timely and complete resolutions

• Performed client relations functions including processing of money movements and trade requests
• Oversaw IPO and secondary issue syndicate trading for the Financial Advisor’s clients

• Developed client financial plans
• Designed and implemented customized portfolios

• Responsible for the supervision of all branch operations
• Personnel Supervisor for 15-20 support staff and 25 investment executives
• Worked with Branch Administrator supervising branch compliance

• Branch customer service representative for MSDW online
• Rule 144 Specialist for the branch
• Branch compliance
• Supervised 20 staff and 30 financial advisors

Bachelor Of Science (Bs), Business Administration, Magna Cum Laude

Activities and Societies: Phi Theta Kappa Honor Society, Beta Gamma Sigma

Associate Of Arts (Aa), Business Administration

Education record

Activities and Societies: Graduated Cum Laude, National Honor Society, Mu Alpha Theta, AP Club, Junior Engineers Technology Society, Who's.