Cassandra Baldwin Email & Phone Number

Greater Los Angeles Area

Santa Monica, Ca

• Assist in all booking and trading activity on the Rates desk• Manage new issue process for agencies and covered bonds• Write and distribute the morning market summary of overnight trading activity• Contribute to trade idea generation for the Rates desk• Read economic data, news and market research and distribute analytical summaries to the Investment group• Maintain relationships with dealer banks

Santa Monica, Ca

• Ensured all trades pre and post execution were within applicable legal and client guidelines in a high-intensity environment • Worked with Portfolio Managers and Traders for any revisions necessary on all orders and trades• Assisted in the coordination of internal and regulatory audits for all accounts• Completed all daily, weekly, monthly and quarterly compliance reports to verify accounts were within applicable laws and regulations as well as business goals and objectives • Preformed batch compliance review of prior day’s trading activity and market movements• Coordinated any compliance related cross-over discussions and solutions within various teams (Trading, Legal, Marketing, Investment groups, Client Reporting, etc.) • Developed an improved method of communication between Los Angeles and London Portfolio Compliance teams

Santa Monica, Ca

• Coordinated with brokers to confirm trade details via phone and electronic platforms• Made adjustments to trade financials due to internal processing requirements • Worked with the team to set record low timing on all trade confirmations for each fixed income sector

Los Angeles, Ca

• Improved sales by ensuring the customers received their accurate paperwork timely• Increased sales by reaching out to past customers • Provided analysis and technical support for developmental improvement of the company website• Compiled and analyzed research in Excel to identify new market opportunities

Los Angeles, Ca

• Led the Customer Service Team and constructed monthly goals for all team members• Responsible for all customer relations and improving customer’s opinion of the company and products• Managed and organized three subdivisions: online orders, phone sales, and administration work

Greater Los Angeles Area

• Worked with members of a team to solve all customer issues smoothly• Improved Customer Rating of the Company on the Better Business Bureau

Bachelor Of Applied Science (B.A.Sc.), Applied Mathematics

Activities and Societies: Alpha Phi, Math ClubMy time was devoted to studying, as my major was very involved. I received an Economics.

Business/Managerial Economics

Attended Harvard Extension school to take an Investment Management course while studying in Boston with a National Student Exchange program.