Chief Compliance Officer And Senior Counsel
Current
Aug 2024 - Present
AeroLeads people directory · profile
Cassandra Becker Email & Phone Number
Chief Compliance Officer and Senior Counsel, Prosperity Asset Management
at
Prosperity Asset Management
1 work email found
@brookfield.com
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Chief Compliance Officer and Senior Counsel, Prosperity Asset Management
Location
New York, New York, United States
Company size
Who is Cassandra Becker? Overview
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Quick answer
Cassandra Becker is listed as Chief Compliance Officer and Senior Counsel, Prosperity Asset Management at Prosperity Asset Management, a company with 7 employees, based in New York, New York, United States. AeroLeads shows a work email signal at brookfield.com and a matched LinkedIn profile for Cassandra Becker.
Cassandra Becker previously worked as Chief Compliance Officer and Senior Counsel at Prosperity Asset Management and Board Member at Acc Chicago - Association Of Corporate Counsel. Cassandra Becker holds J.D., Law from Northwestern University School Of Law.
Company email context
Email format at Prosperity Asset Management
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{first}.{last}@brookfield.com
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AeroLeads found 1 current-domain work email signal for Cassandra Becker. Compare company email patterns before reaching out.
Profile bio
About Cassandra Becker
Financial services attorney with extensive background in regulatory/compliance matters and corporate/securities matters. Federal government, large firm, and in-house experience.
Listed skills include Financial Risk Management, Securities Law, Derivatives, Transactional Law, and 13 others.
Current workplace
Cassandra Becker's current company
Company context helps verify the profile and gives searchers a useful next step.
Prosperity Asset Management
7 roles · 22 years
Cassandra Becker work experience
A career timeline built from the work history available for this profile.
Board Member
Programming Co-ChairMembership Committee Co-Chair
Jan 2022 - Jul 2024
Director, Legal & Regulatory
Oct 2021 - Jul 2024
Corporate Counsel And Compliance Manager
Head of legal and compliance for investment management firm specializing in bespoke investments designed to protect and grow investor capital. Harnessing expertise in mathematics, science, economics, engineering, and other key areas, the team is dedicated to continuously enhancing its investment methodologies.
May 2020 - Oct 2021
Principal And Practice Counsel
Head of legal and compliance for $150b investment adviser/commodity trading adviser/broker dealer specializing in financial risk management. Milliman Financial Risk Management LLC—an SEC-registered IA/BD and CFTC-registered CTA —is a global leader in financial risk management to the retirement savings industry. Milliman FRM provides investment advisory.
Jan 2010 - Apr 2020
Associate
Capital Markets Transactional Associate specializing in securities matters related to publicly traded companies, including public offerings of securities.
2007 - 2010
~3 yrs
Attorney, Division Of Enforcement
Member of the Commission's enforcement staff, who conduct investigations into possible violations of the federal securities laws, and litigate the Commission's civil enforcement proceedings in the federal courts and in administrative proceedings.Brought federal proceedings against publicly traded companies, investment advisors, and pyramid schemes.
2004 - 2007
~3 yrs
Team & coworkers
Colleagues at Prosperity Asset Management
Other employees you can reach at prosperitypensions.co.uk. View company contacts for 7 employees →
HP
Harshvir Parmar
Colleague at Prosperity Asset ManagementValley Stream, New York, United States, United States
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CS
Colby Sargent
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
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LS
Luke Schuessler
Colleague at Prosperity Asset ManagementStamford, Connecticut, United States, United States
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CP
Connor Pinzon
Colleague at Prosperity Asset ManagementFairfield, Connecticut, United States, United States
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LA
Liam Allen
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
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EA
Emily Archer
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
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DL
Diana Luk
Colleague at Prosperity Asset ManagementNew York City Metropolitan Area, United States
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VD
Victoria Denti
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
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LM
Leah Mannarino
Colleague at Prosperity Asset ManagementNew York City Metropolitan Area, United States
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EC
Evan Chan
Colleague at Prosperity Asset ManagementUnited States, United States
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Harshvir Parmar
Colleague at Prosperity Asset ManagementValley Stream, New York, United States, United States
View →
CS
Colby Sargent
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
View →
LS
Luke Schuessler
Colleague at Prosperity Asset ManagementStamford, Connecticut, United States, United States
View →
CP
Connor Pinzon
Colleague at Prosperity Asset ManagementFairfield, Connecticut, United States, United States
View →
LA
Liam Allen
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
View →
EA
Emily Archer
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
View →
DL
Diana Luk
Colleague at Prosperity Asset ManagementNew York City Metropolitan Area, United States
View →
VD
Victoria Denti
Colleague at Prosperity Asset ManagementNew York, New York, United States, United States
View →
LM
Leah Mannarino
Colleague at Prosperity Asset ManagementNew York City Metropolitan Area, United States
View →
EC
Evan Chan
Colleague at Prosperity Asset ManagementUnited States, United States
View →
2 education records
Cassandra Becker education
J.D., Law
B.A., Political Science
FAQ
Frequently asked questions about Cassandra Becker
Quick answers generated from the profile data available on this page.
What company does Cassandra Becker work for?
Cassandra Becker works for Prosperity Asset Management.
What is Cassandra Becker's role at Prosperity Asset Management?
Cassandra Becker is listed as Chief Compliance Officer and Senior Counsel, Prosperity Asset Management at Prosperity Asset Management.
What is Cassandra Becker's email address?
AeroLeads has found 1 work email signal at @brookfield.com for Cassandra Becker at Prosperity Asset Management.
Where is Cassandra Becker based?
Cassandra Becker is based in New York, New York, United States while working with Prosperity Asset Management.
What companies has Cassandra Becker worked for?
Cassandra Becker has worked for Prosperity Asset Management, Acc Chicago - Association Of Corporate Counsel, Brookfield Asset Management, Sbb Research Group, and Milliman Financial Risk Management Llc.
Who are Cassandra Becker's colleagues at Prosperity Asset Management?
Cassandra Becker's colleagues at Prosperity Asset Management include Harshvir Parmar, Colby Sargent, Luke Schuessler, Connor Pinzon, and Liam Allen.
How can I contact Cassandra Becker?
You can use AeroLeads to view verified contact signals for Cassandra Becker at Prosperity Asset Management, including work email, phone, and LinkedIn data when available.
What schools did Cassandra Becker attend?
Cassandra Becker holds J.D., Law from Northwestern University School Of Law.
What skills is Cassandra Becker known for?
Cassandra Becker is listed with skills including Financial Risk Management, Securities Law, Derivatives, Transactional Law, Investment Advisory, Mutual Funds, Securities Regulation, and Compliance.
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