Cassandra Becker

Cassandra Becker Email and Phone Number

Chief Compliance Officer and Senior Counsel, Prosperity Asset Management @ Prosperity Asset Management
united kingdom
Cassandra Becker's Location
New York, New York, United States, United States
Cassandra Becker's Contact Details

Cassandra Becker personal email

About Cassandra Becker

Financial services attorney with extensive background in regulatory/compliance matters and corporate/securities matters. Federal government, large firm, and in-house experience.

Cassandra Becker's Current Company Details
Prosperity Asset Management

Prosperity Asset Management

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Chief Compliance Officer and Senior Counsel, Prosperity Asset Management
united kingdom
Employees:
7
Cassandra Becker Work Experience Details
  • Prosperity Asset Management
    Chief Compliance Officer And Senior Counsel
    Prosperity Asset Management Aug 2024 - Present
    New York, New York, United States
  • Acc Chicago - Association Of Corporate Counsel
    Board Member
    Acc Chicago - Association Of Corporate Counsel Jan 2022 - Jul 2024
    Programming Co-ChairMembership Committee Co-Chair
  • Brookfield Asset Management
    Director, Legal & Regulatory
    Brookfield Asset Management Oct 2021 - Jul 2024
  • Sbb Research Group
    Corporate Counsel And Compliance Manager
    Sbb Research Group May 2020 - Oct 2021
    Chicago, Il
    Head of legal and compliance for investment management firm specializing in bespoke investments designed to protect and grow investor capital. Harnessing expertise in mathematics, science, economics, engineering, and other key areas, the team is dedicated to continuously enhancing its investment methodologies.
  • Milliman Financial Risk Management Llc
    Principal And Practice Counsel
    Milliman Financial Risk Management Llc Jan 2010 - Apr 2020
    Chicago, Il And New York, Ny
    Head of legal and compliance for $150b investment adviser/commodity trading adviser/broker dealer specializing in financial risk management. Milliman Financial Risk Management LLC—an SEC-registered IA/BD and CFTC-registered CTA —is a global leader in financial risk management to the retirement savings industry. Milliman FRM provides investment advisory, hedging, and consulting services on $147 billion in global assets (as of June 30, 2021). Established in 1998, the practice includes more than 200 professionals operating from three trading platforms around the world (Chicago, London, and Sydney).
  • Kirkland & Ellis Llp
    Associate
    Kirkland & Ellis Llp 2007 - 2010
    Chicago, Il
    Capital Markets Transactional Associate specializing in securities matters related to publicly traded companies, including public offerings of securities.
  • Sec
    Attorney, Division Of Enforcement
    Sec 2004 - 2007
    Chicago, Il
    Member of the Commission's enforcement staff, who conduct investigations into possible violations of the federal securities laws, and litigate the Commission's civil enforcement proceedings in the federal courts and in administrative proceedings.Brought federal proceedings against publicly traded companies, investment advisors, and pyramid schemes, including among the first convictions under Sarbanes-Oxley.

Cassandra Becker Skills

Financial Risk Management Securities Law Derivatives Transactional Law Investment Advisory Mutual Funds Securities Regulation Compliance Due Diligence Corporate Governance Capital Markets Mergers And Acquisitions Securities Corporate Law Securities Litigation Investments Financial Services

Cassandra Becker Education Details

Frequently Asked Questions about Cassandra Becker

What company does Cassandra Becker work for?

Cassandra Becker works for Prosperity Asset Management

What is Cassandra Becker's role at the current company?

Cassandra Becker's current role is Chief Compliance Officer and Senior Counsel, Prosperity Asset Management.

What is Cassandra Becker's email address?

Cassandra Becker's email address is ca****@****man.com

What schools did Cassandra Becker attend?

Cassandra Becker attended Northwestern University School Of Law, University Of Illinois At Urbana-Champaign.

What are some of Cassandra Becker's interests?

Cassandra Becker has interest in Economic Empowerment.

What skills is Cassandra Becker known for?

Cassandra Becker has skills like Financial Risk Management, Securities Law, Derivatives, Transactional Law, Investment Advisory, Mutual Funds, Securities Regulation, Compliance, Due Diligence, Corporate Governance, Capital Markets, Mergers And Acquisitions.

Who are Cassandra Becker's colleagues?

Cassandra Becker's colleagues are Harshvir Parmar, Evan Chan, Victoria Denti, Colby Sargent, Richard G., Liam Allen, Luke Schuessler.

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    2 +180375XXXXX

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