Catherine Cormier Email and Phone Number

• Regulatory Exams – Created internal process for managing state regulatory exams. Led more than fifty state exams of varying complexity including the company’s first multi-state exam as well as multiple exams by the New York Department of Financial Services and Massachusetts Division of Banks. Provided key legal support and guidance for federal regulatory exams by the Consumer Financial Protection Bureau.• Compliance Management System – Played a critical role in developing, implementing, and evolving the company’s Compliance Management System to help the business achieve its goals and grow from $500 million to $5 billion in assets, while remaining compliant with applicable regulatory requirements.• Executive and Board-Level Training – Conceptualize, develop, and present compliance training to senior executives and the Board on a quarterly basis on topics including UDAAP, complaints, dealer oversight, servicing/FDCPA.• Regulatory Change Management – Manage process for tracking, analyzing, and communicating legal developments to the business.• Industry Relations – Represent the company at industry trade association meetings. Build and maintain relationships with regulators and industry peers.• Business Licensing – Managed and provided strategic legal guidance relating to the company’s business license platform which includes multiple license types in all fifty states.• Consumer Complaints – Established internal process for intaking, analyzing, and responding to regulatory complaints from state agencies.• UDAAP Officer & Interim Privacy Officer – Direct and implement the company’s UDAAP & Privacy Programs including providing annual reporting to the Board on relevant developments as well as the overall program status.• Management & Leadership – Experience managing both attorneys and paraprofessionals. Currently manage a team of four paralegals and one Staff Attorney.

• Revised hospital policies regarding release of HIPAA-protected information to outside agencies• Reviewed and drafted amendments to clinical trial agreements• Researched and analyzed legal issues including patient consent, physician credentialing and privileges, and patient discharge• Revised hospital Service Animal Policy and Intellectual Property Policy

• Assisted in the discovery process for national medical litigation• Evaluated authorizations for the release of medical information for HIPAA compliance• Trained new employees on essential job functions• Performed work with a focus on client presentation including summarizing key legal documents