AeroLeads people directory · profile
Catherine Ricks Email & Phone Number
Financial Analyst
at
SMBC Group
LinkedIn matched
✓ Verified May 2026
3 data sources
Profile completeness 86%
Current company
Role
Financial Analyst
Location
San Antonio, Texas Metropolitan Area, United States
Who is Catherine Ricks? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Catherine Ricks is listed as Financial Analyst at SMBC Group, based in San Antonio, Texas Metropolitan Area, United States. AeroLeads shows a matched LinkedIn profile for Catherine Ricks.
Catherine Ricks previously worked as Anti-Money Laundering Specialist at Usaa and E Banking Administration Specialist at Jefferson Bank. Catherine Ricks studied at University Of Maryland, Shape Belgium.
Company email context
Email format at SMBC Group
This section adds company-level context without repeating Catherine Ricks's masked contact details.
SMBC Group
Review company-level records connected to Catherine Ricks before choosing the right outreach path.
Profile bio
About Catherine Ricks
I have a broad banking background. I am a very hard working and dedicated person. I work best under pressure, as I love challenges. I have extensive experience in financial compliance and people management. My objectives are simple: Work for a company with whom I can share my experiences and knowledge and give 110%. Gain further knowledge as the global financial world of criminal activity will always be there, and I want to be part of the solution.
Current workplace
Catherine Ricks's current company
Company context helps verify the profile and gives searchers a useful next step.
14 roles
Catherine Ricks work experience
A career timeline built from the work history available for this profile.
Financial Analyst
Current
Feb 2021 - Present
Anti-Money Laundering Specialist
May 2020 - Jul 2020
E Banking Administration Specialist
Feb 2018 - Apr 2020
Business Analyst
contract ended. Review of new business account documents. Per compliance regulations, making sure all proper documents turned in and properly completed. Worked with clients and branches on deadlines.
Apr 2017 - Oct 2017
Fraud Investigator
Conduent Services
contract ended. fraud call center for all government issued debit cards. Social security, child support, unemployment, emergency funding. Review of possible suspicious activity. canceled and issued new cards, filed cases in event of fraudulent activity.
Jun 2016 - Mar 2017
Jan 2015 - Jul 2015
Aml Consultant/Contract
- contract ended
- Responsible for implementing and monitoring a risk-based compliance program for Wealth Management AML.
- Provide compliance consulting and support for projects and initiatives with moderate risk to identify and mitigate regulatory risk in business activities.
- Review and research to assess the inherent AML risk and identify/report suspicious or unusual activity relating to potential money laundering, terrorist financing and structuring; UAR’s (unusual activity… Show more.
- Review and research to assess the inherent AML risk and identify/report suspicious or unusual activity relating to potential money laundering, terrorist financing and structuring; UAR’s (unusual activity report).
- HRCA, SVP, Hogan, Wisdom, Newton, OIB, CA Tools and Client Link applications. Show less
Jun 2014 - Oct 2014
Compliance Officer/Contract
end of contract.BSA, AML, KYC, OFAC, SAR's, and CAR's. Review analysts work and write SAR's on SARable cases. 120's and all Cash Scanners. Contact customers regarding possible unusual or suspicious activity.Always ahead of deadlines. Time sensitive projects. Very stressful, however I work my best in challenging situations.Working with HALO systems.Studying.
Sep 2013 - Mar 2014
Risk Advisory Services/Contract
Was Contract work... (was offered stay on, however could not agree on salary)OFAC, AML BSA. Review of unusual and/or suspicious activity transactions. Review of Mobile Banking activity. Counterfeit reporting. Loan Document Custodian.
Jan 2013 - May 2013
Risk Management/ Aml Tech
Responsible for all SAR reviews and filing for three states.Made final decision on SAR filing to FinCEN.Review of OFAC, matches and filings.Review of all 314a, and submit 314b's.Responsible for all SAR/OFAC regarding mergers.Review of all subpoena's, and assign, regarding SAR's.Review of all charge off activity on accounts.Write and revise policies and.
Jun 2010 - Jul 2012
Operations Officer
San Antonio National Bank
Was laid off due to merger.Quality Control ManagerSAR reporting, REG CC, BSA, CTRs and CTR exemptions,KYC, CIP. Dormant Accounts. Escheatment. Levies and Liens, Audits, Compliance, AML due diligence and loans. Wrote and revised bank policies and procedures. Employee counsels, write ups, terminations and reviews.
Jul 2009 - Dec 2009
Aml Operations/Compliance Oficer
Washingtonn Mutual
Was laid off due to merger with Chase Bank.Made final decision on SAR filings to FinCEN. Review and audit all investigations. Complete time sensitive projects.
Jul 2008 - May 2009
Bsa Section Manager
Was formerly World Savings Bank.Audit of daily, weekly, monthly and quarterly reports on SAR's, Wires and CTR's.BSA, KYC, CIP, AML. Review and Report CTR's for 7 states. Managed 6-7 processors.Hire/terminate, write ups, counsels, and performance evaluations.
Jul 2006 - Oct 2007
2 education records
Catherine Ricks education
Education record
University Of Maryland, Shape Belgium
Education record
Shape American High School, Belgium
FAQ
Frequently asked questions about Catherine Ricks
Quick answers generated from the profile data available on this page.
What company does Catherine Ricks work for?
Catherine Ricks works for SMBC Group.
What is Catherine Ricks's role at SMBC Group?
Catherine Ricks is listed as Financial Analyst at SMBC Group.
Where is Catherine Ricks based?
Catherine Ricks is based in San Antonio, Texas Metropolitan Area, United States while working with SMBC Group.
What companies has Catherine Ricks worked for?
Catherine Ricks has worked for Smbc Group, Usaa, Jefferson Bank, Citi, and Conduent Services.
How can I contact Catherine Ricks?
You can use AeroLeads to view verified contact signals for Catherine Ricks at SMBC Group, including work email, phone, and LinkedIn data when available.
What schools did Catherine Ricks attend?
Catherine Ricks studied at University Of Maryland, Shape Belgium.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Catherine Ricks you were looking for.
View similar profiles
