• Processes money movement, deposits, disbursements.• Maintains documentation according to compliance requirements.• Maintains, processes and updates files, records, and other documents.• Maintains inventory, stocks, and distributes office supplies.• Provides general administrative support to branch management.• Receives and directs visitors and telephone calls; maintains record of inquiries, as required.• Sorts, screens, and distributes incoming and outgoing… Show more • Processes money movement, deposits, disbursements.• Maintains documentation according to compliance requirements.• Maintains, processes and updates files, records, and other documents.• Maintains inventory, stocks, and distributes office supplies.• Provides general administrative support to branch management.• Receives and directs visitors and telephone calls; maintains record of inquiries, as required.• Sorts, screens, and distributes incoming and outgoing mail.Raymond James financial advisors may only conduct business with residents of the states and/or jurisdictions for which they are properly registered. Therefore, a response to a request for information may be delayed. Please note that not all of the investments and services mentioned are available in every state. Investors outside of the United States are subject to securities and tax regulations within their applicable jurisdictions that are not addressed on this site. Contact your local Raymond James office for information and availability. Please follow this link to additional disclosures: http://raymondjames.com/smrja.htm Raymond James & Associates, Inc., Member New York Stock Exchange/SIPC Show less

• Assist LPL Financial Advisors providing administrative/operations support using direct communication skills. • Work with team overseeing AUM of $32 billion collectively and growing. • Resolve notifications and issues, open accounts, and update information such as suitability.• Initiate the transferring of assets, money movements, other requests, and back-office operations in a timely manner.• Own completion of tasks provided by… Show more • Assist LPL Financial Advisors providing administrative/operations support using direct communication skills. • Work with team overseeing AUM of $32 billion collectively and growing. • Resolve notifications and issues, open accounts, and update information such as suitability.• Initiate the transferring of assets, money movements, other requests, and back-office operations in a timely manner.• Own completion of tasks provided by advisor while promoting business growth.• Track data via Microsoft Dynamics and ensure accuracy. Show less

• Provide “Ritz Carlton” customer service while building and cultivating relationships.• Completed operations and servicing requests, format applications, initiate withdrawals, trades, & investment allocations - per advisor direction. • IMO - AE Wealth Management, accounts held with Fidelity Investments.• Contributed to growth of AUM to plus $70 million. • Utilized Redtail CRM for recordkeeping of client data and meeting notes.

• Managed Advisor’s book of business planned and organized sales opportunities and events.• Assisted with servicing of client accounts with AUM of $75 million.• Performed in the top 25% of BOA’s working with Edward Jones for three months running.• Cultivated relationships with prospective and current client base.• FINRA series six license, SIE.

• Worked with over 350 Advisors.• Three advisory custodians: Pershing, TD Ameritrade, and Charles Schwab Institutional.• Oversaw new accounts, program growth - AUM of $200M to $14B in ten years.• Maintained compliance for business submitted using proven time management skills.• Conducted data tracking thru Hyland imaging and CRM system.• FINRA Series 6 license, SIE.