Cathy Schafer

Cathy Schafer Email and Phone Number

Senior Vice President, Compliance at Imperial Capital, LLC @ Imperial Capital, LLC
Cathy Schafer's Location
La Canada Flintridge, California, United States, United States
Cathy Schafer's Contact Details

Cathy Schafer work email

Cathy Schafer personal email

n/a
About Cathy Schafer

Cathy Schafer is a Senior Vice President, Compliance at Imperial Capital, LLC at Imperial Capital, LLC. She possess expertise in sales, leadership, microsoft office, management, microsoft excel and 4 more skills.

Cathy Schafer's Current Company Details
Imperial Capital, LLC

Imperial Capital, Llc

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Senior Vice President, Compliance at Imperial Capital, LLC
Cathy Schafer Work Experience Details
  • Imperial Capital, Llc
    Senior Vice President, Compliance
    Imperial Capital, Llc Jul 2000 - Present
    Los Angeles, Ca, Us
    View
  • Financial Industry Regulatory Authority (Finra)
    Senior Compliance Examiner
    Financial Industry Regulatory Authority (Finra) Nov 1995 - Jul 2000
    Washington, District Of Columbia, Us
    View
  • Great Western Financial Securities
    Vice President Sales
    Great Western Financial Securities Apr 1994 - Nov 1995
  • Invest Financial Corporation
    Vice President Sales
    Invest Financial Corporation Mar 1992 - Apr 1994
  • California Federal Bank
    Supervisor
    California Federal Bank Mar 1992 - Apr 1994
    Dually registered with the bank's broker-dealer.

Cathy Schafer Skills

Sales Leadership Microsoft Office Management Microsoft Excel Microsoft Word Research Training Legal And Compliance

Cathy Schafer Education Details

  • California State University, Northridge
    California State University, Northridge
    General
  • The Wharton School - Finra Institute For Professional Development
    The Wharton School - Finra Institute For Professional Development
    Broker-Dealer Compliance

Frequently Asked Questions about Cathy Schafer

What company does Cathy Schafer work for?

Cathy Schafer works for Imperial Capital, Llc

What is Cathy Schafer's role at the current company?

Cathy Schafer's current role is Senior Vice President, Compliance at Imperial Capital, LLC.

What is Cathy Schafer's email address?

Cathy Schafer's email address is cs****@****tal.com

What schools did Cathy Schafer attend?

Cathy Schafer attended California State University, Northridge, The Wharton School - Finra Institute For Professional Development.

What skills is Cathy Schafer known for?

Cathy Schafer has skills like Sales, Leadership, Microsoft Office, Management, Microsoft Excel, Microsoft Word, Research, Training, Legal And Compliance.

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