Since 1982, Legacy Wealth Management’s approach to financial planning and portfolio management comes from experience and knowledge as an independent registered investment advisory firm. We customize the coordination of Financial Planning and Portfolio Management to achieve client-specific financial and life goals. “Because Financial Security Doesn't Just Happen” Firm Overview Independent, fee-only Financial Planning and Portfolio Management since 1982 Employee-owned firm compensated solely by client fees, not by commissions 900+ clients nationwide (across 34 states) $1.250 + billion under management 98% client retention ratio (past 5 years for clients over our minimum)As Chief Compliance Officer, Cathy plans, executes and implements the firm’s compliance processes and procedures.Cathy is a member of Legacy Wealth Management’s Board of Directors and ownership group.Cathy received her CFP® certification in 2000 and the Investment Adviser Certified Compliance Professional® designation in 2010. She is a member of the Financial Planning Association, FPA of Greater Memphis (President) and the Estate Planning Council of Memphis. She is a past adjunct faculty member at Christian Brothers University. Cathy is a member of the Investment Advisor Association’s Board of Governors and serves on the Government Relations Committee, Membership Committee and Political Action Committee. Cathy is a 2007 graduate of the Leadership Memphis Executive Program Class. Other accolades include: quoted in IAWeek and the Investment Advisor Association Newsletter; featured speaker at several national compliance conferences; and a frequent webinar instructor on a variety of compliance topics. Cathy was selected to the 50 Top Women in Wealth for 2010 by Wealth Manager magazine. Cathy was awarded the Trusted Ambassador award by National Advisors Trust in 2012 and again in 2013. She received both her M.B.A. and B.S. from the University of Memphis.