Cori Zietlow Roberts Email & Phone Number

Appleton, Wi, Us

Appleton, Wisconsin

Appleton, Wisconsin

Green Bay, Wisconsin Area

- Identify high risk areas, construct and execute audit plans, and develop practical recommendations to mitigate risk. - Prepare audit reports based on findings and recommendations and communicate issues identified with management. - Lead and execute compliance audits based on state regulations/commissions and internal policies. - Compile data and respond to Commission data requests with the assistance of internal Legal personnel. - Develop and efficiently execute Sarbanes-Oxley test plans (financial and IT), perform Sarbanes-Oxley design walkthroughs with external audit team and management. - Reviewed the redesign of Sarbanes-Oxley controls post-merger and proposed enhancements. - Review business process definition documentation with management and participate in security design discussions in preparation for the new enterprise resource planning implementation. - Perform external audit substantive testing, including testing of the 10K and Sarbanes-Oxley controls testing. - Serving as the SharePoint Organizer of the department.

Green Bay, Wisconsin Area

- Performed operational and financial audits and documented testing to determine if objectives had been met for areas including deposits, investment securities, ACH and various loan functions. - Supervised activities of other auditors to ensure testing was completed as appropriate, allocated work and reviewed workpapers prepared by other auditors. - Performed testing related to items reported to the Audit Committee to ensure findings had been addressed and mitigated. - Through testing and inquiry/ observation with internal clients, attested the operating effectiveness of internal controls (Sarbanes-Oxley and operational). - Reviewed functional risk model and internal control documents to identify any potential weaknesses, worked with management to updated related documentation, and assessed the effectiveness of controls and risk structure. - Performed special audits and projects as assigned such as Year End test work and application conversion assistance. - Assisted in determining the adequacy and propriety of policies and procedures of the financial institution. - Prepared audit reports and management letters based on findings and recommendations and communicated issues identified with management.

Neenah, Wi

- Contacted patients regarding outstanding balances with a strong focus on private pay patients resulting in an increase of collections on accounts receivable - Worked with insurance companies to re-process claims