Chaitali Shah Email and Phone Number

The Bank of Tokyo Mitsubishi UFJ (BTMU) has implemented Asset Liability Management (ALM) and Liquidity Risk Monitoring (LRM) as the Enhanced Prudential Standards (EPS) regulation slandered to comply with Federal regulations. The project will aim to establish an end-to-end business process meeting the BTMU New York Branch for EPS regulation requirements.BCBS 248 guidelines intraday monitoring and collateral reports logic has been implemented and data has been processed from various BTMU systems such as MDH, CDL, ABCP, Genesis, OVS, P/S, Sophis, MCS, and Oracle GL for the ALM and LRM.Responsibilities: •Developed test plan and test cases for the Intraday and Control daily and monthly report, Real time Dashboard and monitoring report.•Data validation from various source systems to DWH to report aggregation tables. •Field level validation for central bank, Encumbered and unencumbered, payment sent and received transaction, balance at other bank on OBIEE reports •Validated real time intraday monitoring graph to ensure that Cash flow, Net Cumulative position, unnumbered liquid assets (Hourly), Total available Liquidity line graph plotted as per the data received throughout the day. •Data from tables to OFSSA was validated for Haircut, Cayman, Central bank, standardization screens.•Validated Collateral monitoring report and BASE cash flow report.

Finance & Corp -AGARS BI projectAGARS BI Program effort began in 2014 in response to the ongoing business need to provide more efficient, reliable, common and scalable reporting capabilities to the worldwide Accounting team. IBG- Cognos BI reporting tool is used to generate various Managed and adhoc reports. Responsible for• Created test plan for Managed and adhoc reports, define test approach. •Verify YTD,QTD & MTD report based on business rules. •Validate data on Main and drill reports, based on the data sheet received by business.•Generating Adhoc reports based on the business test scenarios and data reconciliation.

Project Roles: Lead Quality Analyst, Onsite coordinator, UAT coordinator Project: Bond services –Release A The Bond Services project focused on establishing an efficient, intuitive and user-friendly environment for working with bond data electronically – all within a consolidated/comprehensive user interface. The user interface will be unique to the user role. The project will increase operational accountability due to transparent workflow management; improve data consolidation, streamline integration, and increase compliance with the service authorization processResponsibility :• Actively involved in project Initiation process, meetings & quality plan preparation for the project • Lead Software testing phase of the project and reviewed and coordinated the work performed by the team • Provided test estimations, designed test plan and test strategy for new line business •Arranged knowledge sessions with business users and conducted test plan, test scenarios /cases review meeting with business users and IT team.•Set up HP QC test plan and lab for tracing requirements and defects .Generating various daily status reports from QC.•Co-ordinate with offshore team for functional and regression testing. •Lead Defect triage meeting and provided UAT support.•Ensuring that Root cause analysis is conducted for recurring Incidents and corrective, preventive actions are identified and implemented•Published daily status reports and generated day wise plan for tracking progress of the team, created Project close out report.

Park Avenue Securities is a broker-dealer business unit of Guardian Life Insurance. Using Guardian’s agency distribution network, PAS offers brokerage , Non-brokerage and RIA platform investment service to its clientsRole: Lead Quality AnalystProject: Business and Technology conversion from National Financial (NFS) to Pershing platforms As part of PAS Wealth Management initiative, PAS converted all its business and technology platform from National Financial clearing firm to Pershing – BNY Mellon. This allowed Financial Advisors to use Pershing’ user friendly NetX360 suite of products for their clients. As part of this project, 150,000 clients, accounts and all the security holdings was transferred from NF to Pershing.Role: Lead QA Analyst Project: Build Compliance Portal for Annual Account Review (AAR) and Outside Business Activity (OBA) This project was to build a complete compliance portal for Guardian Financial Advisors to submit AAR for their client’s advisory accounts and to submit their OBA report as part of FINRA compliance rule.Role: Lead QA AnalysisProject: PAS –BARS application migration form VB to .netAs a part of IT modernization program , re-engineered and developed the Offline/nightly batch process . This project involves daily feed processing from various data providers such as NFS, DST, DAZL, DSTVA, and New River. Role: Lead QA AnalystProject: Mutual Fund and Variable Annuities Conversion This project was to convert all direct platform Mutual Fund and Variable Annuities accounts held at 60 sponsors into Park Avenue Securities Books and Records System (BARS). The clients/accounts name & address data, positions and daily activity data received through DST/DAZL files are processed in BARS. Role: SR. QA AnalysisProject: NFSAPI data transfer This project was to build automatic data transmission of Brokerage and RIA platform account from BARS application to NFS –FBSI MF application.

St. Jude Medical is pioneering heart failure disease management with innovative solutions that help reduce hospitalizations and improve the quality of life of patients.SHIRAZ project is to develop the Next Generation Programmer (NGP) software with a new User Interface for the currently developed Bradycardia application onto the new NGP platform with touch screen functionalityResponsibilities: •Analyzed the user/business requirements, functional specs and Use Case documents.•Performed the Traceability Matrix to freeze the Test Cases developed and to verify the Functionality Coverage Defect tracking, verification of bug fixes and closure of the defect.•Review Test cases created by Team Members•Execution of the Test Cases and Submission of the defect Report.•Performed Manual Testing in multiple cycles which includes smoke testing, Functional testing, and integration testing.•Write regression, UAT test cases for Workflow.

BUPA the personal health service, Australia provides personnel health insurance. Role: QA AnalystProject: BUPA Mainframe Migration The British United Provident Association (BUPA), Australia is health insurance Company which has the BOSS (Branch Online Support System) application developed on the IBM. I have worked on the technology migration of BOSS application from IBM Mainframe with MVS operating system and CICS as transaction migrated to the SUN machine(s) with Solaris 5.8 operating system and Micro Focus Server Express 2.2.0 SP1 and Micro Focus Application Server and the database will be Oracle 9i.Technology: Mainframe, UNIX, ORACLE, Talc 2000Responsibilities:•Preparing and reviewing the Test Scenarios using the COBOL and IDEAL programs.•Preparing, updating and review of Test Cases.•Performed System Testing, GUI, compatibility, regression, Product & comparison testing•Executed test cases, tracked the bugs and reported defect list to development team.•Automated test cases using TALC 2000 test automation tool•Ensure requirements are inventoried and test cases are written to cover them.