Chang Lee Email & Phone Number

Responsibilities and Achievements:Trade entry, reconciliation, and settlement for internally and externally managed portfolios for all security types including international and domestic equities, fixed income, and currencies.Settlement of Domestic and International securities and currencies- resulting in over 98% of trades settling correctly on settlement date.Firm's expert on opening new securities and cash accounts in foreign markets for investment.Private Placements Funding… Show more Responsibilities and Achievements:Trade entry, reconciliation, and settlement for internally and externally managed portfolios for all security types including international and domestic equities, fixed income, and currencies.Settlement of Domestic and International securities and currencies- resulting in over 98% of trades settling correctly on settlement date.Firm's expert on opening new securities and cash accounts in foreign markets for investment.Private Placements Funding and Settlement- ensure all documents are received for SOX, GAAP, and CGAAP compliance.Create reports for inter-company use- failed trades, overdraft, and other reports as needed to minimize expenses incurred. Show less

Owned and operated small retail businesses

Responsibilities and Achievements:Oversaw $1.2M in revenuesImplemented new Point of Sale and Accounting SoftwareDay to day operations of the businessAccounting- A/R, A/P, Payroll, Reconciliations, etcPurchasingCustomer Service Managed, supervised, trained, and motivated employees

Achievements:Implementation of off site trading and portfolio management location (was used successfully after 9/11)Converted trading from paper tickets to electronic Merrin Trading SystemReduction in fund pricing errors due to greater lines of communication between NY portfolio management and Denver fund accounting.Responsibilities:Assist in all aspects of equity trading both foreign and domesticExecute foreign exchange trades, listed options, and conv… Show more Achievements:Implementation of off site trading and portfolio management location (was used successfully after 9/11)Converted trading from paper tickets to electronic Merrin Trading SystemReduction in fund pricing errors due to greater lines of communication between NY portfolio management and Denver fund accounting.Responsibilities:Assist in all aspects of equity trading both foreign and domesticExecute foreign exchange trades, listed options, and conv. securitiesLiaison between Denver operations and New York equity portfolio management.Resolve issues between custodian bank, operations, and portfolio mgt.Merrin Financial Administrator: maintain data base, set up new users, resolve inquiries.Generate custom reports for portfolio managers Show less

Banking Operations Administrator/ Securities Valuation/ Merrin Conversion TeamAchievements:Successful integration of Merrin Financial Trading PlatformDeveloped procedures implementing Merrin to the operations area resulting in the reception of trade details on a real time basis.Reduced the number of manually priced securities by approx. 25%Developed an emergency pricing procedure for international equitiesResponsibilities:Reconcile trade discrepancies between… Show more Banking Operations Administrator/ Securities Valuation/ Merrin Conversion TeamAchievements:Successful integration of Merrin Financial Trading PlatformDeveloped procedures implementing Merrin to the operations area resulting in the reception of trade details on a real time basis.Reduced the number of manually priced securities by approx. 25%Developed an emergency pricing procedure for international equitiesResponsibilities:Reconcile trade discrepancies between brokerage firms and NY trading, primarily in international and domestic equities and long term fixed income securities.Instruct custodian banks with trade details to properly settle tradesReceived broker quotes on various fixed income securities to ensure proper fund valuationTrain personnel in the use of Merrin Trading PlatformTested the stability of Merrin Trading Platform Show less