Ensure a smooth and prompt onboarding of new customers and conduct KYC refresh on existing customers against our global onboarding procedures• Ensure a smooth onboarding of end customers with our Exchange partners in line with Exchange requirements and our onboarding procedures• Complete Customer Risk Assessment and conduct screening, escalating where appropriate to the Compliance Manager• Liaise with internal stakeholders such as Institutional Coverage, Sales, Partnerships, Account Management on onboarding status of new customersMaintain information on status of customeraccounts, ready to provide comprehensive updates on status on any account you are onboarding• Assist in the reporting of completed KYC and other management reporting requirementsProvide KYC advisory to Sales on documentation requirements• Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements

Enhancing due diligence (EDD), simplified due diligence (SPDD), and compliance procedures for customer accounts and client onboarding were all performed.Working with a variety of accounts, including business banking and consumer banking, including newly acquired clients, non-profit organisations, and individual clients in both mass market and wealthy segments, as well as privately held small and big firms, NBFI, and new clients.Completing continuing Know Your Customer (KYC) procedures after reviewing them.Detecting exceptions in the KYC/Customer Identification Programme (CIP), validated them, and then identified, recorded, escalated, and resolved them.Looking over the NAICS (North American Industry Classification System) codes used to classify industries for JPMC customers. Observed KYC and Anti-Money Laundering (AML) rules while ensuring proper categorisation. Examining customer-enrolled products like Cash Vault and Remote Deposit Capture (RDC). updated volume and value in accordance with consumption or gave an explanation for anomalous usage.Verifying consumer purpose and legitimacy, interacting with bankers and customers to obtain necessary information, figuring out additional steps needed for decision-making and validated AML risk to the firm.Recommending ways to enhance the firm's image based on trends.

Conducted comprehensive analysis of client data and documentation to assess client risk profile and facilitate enhanced due diligence procedures.Ensured strict adherence to all Anti-Money Laundering (AML) laws, regulations, guidelines, and established procedures.Maintained meticulous records on clients for secondary review purposes.Efficiently executed second-level review of client documents with zero errors.Identified exceptions and obtain necessary appEnsured professionalism and strict confidentiality with all materials and exercised discretion when interfacing with the business.