Charissa Chen-Micheaux Email & Phone Number

Sydney, Nsw, Au

Sydney, New South Wales, Australia

Sydney, New South Wales, Australia

Manage operational risk including regulatory change from end to end, aiming to build a robust risk management practice by driving and efficient risk operations, designing and implementing an effective solution for new legislation.

Sydney, New South Wales, Australia

Line 2 Compliance advisor and mainly provides compliance advice to retail banking and WIB business in both BAU and project space.

Sydney, Australia

Provide regulatory and compliance advice to lines of business for Australian and New Zealand market and made sure both product design and content of communication are compliant with application legislations.

Hong Kong

Facilitated and supported Senior Manager Compliance in advising management of the principal operating company (HSBC HK) in overseeing of activities to ensure compliance with all relevant external regulatory requirements and internal codes and policies.

Guangzhou, Guangdong, China

Led a compliance team in overseeing risk management and compliance with relevant legislative and HSBC internal compliance codes.

China

Engaged in various financial and SOX 404 compliance audit projects covering areas like manufacturing industries, transportation companies and financial sectors ensuring the financial reports were true and fair and clients’ internal control and systems are robust. These were achieved by: Assessing the effectiveness of the clients’ internal control and Communicating any deficiencies noted to the management of clients, as well recommendations Forming the audit plan based on the internal control assessment results  Performing analytical reviews of complex transactions and financial statements, gap analysis between the transactions and external finance regulations Managing the audit teams by supervising and managing team member’s work Timely reporting of the audit results to senior managers and partners, managing communications and organizing working papers, and Drafting and issuing the statutory audit report at the end of the audit projects.

Graduate Diploma Of Legal Practice

Diploma In Law (Lpab/Lec)