Charles E. Cullinane Email and Phone Number
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Senior financial services legal executive with a successful track record advising Sales/Relationship Management, Operations, Portfolio Management/Research, Trading, Regulatory Compliance andCorporate Governance.
Lpl Financial
View- Website:
- lpl.com
- Employees:
- 7900
-
Vice President, Assistant General Counsel - Head Of Institution Services LegalLpl Financial Mar 2022 - PresentBoston, Massachusetts, United States -
Senior Managing DirectorState Street Global Advisors Apr 2015 - May 2021Greater Boston AreaMember of the firm's Senior Leadership Team. Lead the Office of Regulatory Strategy and Execution responsible for firm-wide regulatory strategy and execution, management of various ongoing regulatory requirements, SSGA’s Market Surveillance and Vendor Management Programs and Client Billing oversight. Oversee the firm’s internal and legal entity governance framework. Oversees all aspects of firm-wide regulatory execution from impact assessment, project plan development, plan implementation and governance.Lead Recovery and Resolution Plan initiatives and oversees business-aligned functional oversight team.Lead Internal and Legal Entity Governance Oversight Team; including day-to-day administration, development and maintenance of committee and board operating guidelines and advising on governance best practices.Lead Market Surveillance Program; including managing a team of Control Room Analysts; oversight of internal escalation framework.Lead Vendor Management Program; including Third Party Risk Management, Procurement and Market Data.Oversee Client Billing operation. Assure compliance with outsourced service level agreement. Improved accuracy and timeliness of delivery of client invoices by double digits year-over-year and minimized by double digits unbilled balances and accounts receivables. -
Managing Director, Senior Managing CounselState Street Global Advisors 2011 - 2015Boston, MaManaged global team responsible for advising Global Chief Investment Officer’s organization (portfolio management, research and trading). Advised on banking, fiduciary, securities, ERISA and counterparty trading agreements. Practice encompassed advising on general banking, fiduciary, securities, ERISA and other regulatory matters in connection with the firm’s investment management business, bank-maintained pooled fund offerings and investment operations. Served as legal counsel to the SSGA Investment Committee.Served as the lead lawyer in advising on regulatory investigations, class action litigation and confidential arbitration matters coming out of the global financial crisis related to securities lending gating and stable value. -
Vice President, Managing CounselState Street Global Advisors 2008 - 2011Boston, MaManaged team of lawyers and paralegals responsible for advising sales and relationship management functions on marketing, distribution and client-facing matters. Negotiated client contracts, drafted disclosure materials and reviewed marketing materials. Practice encompassed advising on general banking, fiduciary, securities, ERISA and other regulatory matters in connection with the firm’s investment management business, bank-maintained pooled fund offerings and investment operations. Served as one of the lead lawyers advising the business through the subprime mortgage crisis, including internal and external investigations, enforcement matters and individual and class action litigation. Served as one of the lead lawyers in the development post the global financial crisis of the firm’s internal governance framework and standardized disclosure documentation for US unregistered pooled investment funds. -
Vice President, Senior CounselState Street Global Advisors Aug 2004 - 2008Member of the legal team responsible for providing advice and counsel to SSGA’s North America Institutional Client Group on marketing, distribution and client-related matters. -
Principal - Portfolio ImplementationState Street Global Advisors 2002 - 2004Responsible for portfolio implementation of SSGA’s fundamental equity investment strategies advised by various third party intermediaries. Key contributor in the development of portfolio implementation function for active and enhanced equity strategies -
Senior Associate - Portfolio OperationsState Street Global Advisors 1999 - 2002Team leader responsible for overseeing the provision of daily investment operations support to SSGA’s Tax Efficient Market Capture portfolio management team. -
Senior Fund AccountantInvestors Bank And Trust Company 1997 - 1999
Charles E. Cullinane Skills
Charles E. Cullinane Education Details
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Political Science
Frequently Asked Questions about Charles E. Cullinane
What company does Charles E. Cullinane work for?
Charles E. Cullinane works for Lpl Financial
What is Charles E. Cullinane's role at the current company?
Charles E. Cullinane's current role is Senior financial services legal executive with a successful track record advising Sales/Relationship Management, Operations, Portfolio Management/Research/Trading, Regulatory Compliance and Corporate Governance..
What is Charles E. Cullinane's email address?
Charles E. Cullinane's email address is ch****@****sga.com
What schools did Charles E. Cullinane attend?
Charles E. Cullinane attended Suffolk University Law School, Bates College.
What skills is Charles E. Cullinane known for?
Charles E. Cullinane has skills like Mutual Funds, Hedge Funds, Investment Management, Investments, Securities, Fixed Income, Asset Managment, Due Diligence, Management, Marketing, Sales, Series 7.
Who are Charles E. Cullinane's colleagues?
Charles E. Cullinane's colleagues are Luz A., Stacie Lambert-Snooks, Shelbey Lyons, Jamal Magness, Taylor Stieve, Rawan Abdeljaber, Cindy Pruitt.
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