Charles E. Cullinane

Charles E. Cullinane Email and Phone Number

Senior financial services legal executive with a successful track record advising Sales/Relationship Management, Operations, Portfolio Management/Research/Trading, Regulatory Compliance and Corporate Governance. @ LPL Financial
san diego, california, united states
Charles E. Cullinane's Location
Boston, Massachusetts, United States, United States
Charles E. Cullinane's Contact Details

Charles E. Cullinane work email

Charles E. Cullinane personal email

About Charles E. Cullinane

Senior financial services legal executive with a successful track record advising Sales/Relationship Management, Operations, Portfolio Management/Research, Trading, Regulatory Compliance andCorporate Governance.

Charles E. Cullinane's Current Company Details
LPL Financial

Lpl Financial

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Senior financial services legal executive with a successful track record advising Sales/Relationship Management, Operations, Portfolio Management/Research/Trading, Regulatory Compliance and Corporate Governance.
san diego, california, united states
Website:
lpl.com
Employees:
7900
Charles E. Cullinane Work Experience Details
  • Lpl Financial
    Vice President, Assistant General Counsel - Head Of Institution Services Legal
    Lpl Financial Mar 2022 - Present
    Boston, Massachusetts, United States
  • State Street Global Advisors
    Senior Managing Director
    State Street Global Advisors Apr 2015 - May 2021
    Greater Boston Area
    Member of the firm's Senior Leadership Team. Lead the Office of Regulatory Strategy and Execution responsible for firm-wide regulatory strategy and execution, management of various ongoing regulatory requirements, SSGA’s Market Surveillance and Vendor Management Programs and Client Billing oversight. Oversee the firm’s internal and legal entity governance framework. Oversees all aspects of firm-wide regulatory execution from impact assessment, project plan development, plan implementation and governance.Lead Recovery and Resolution Plan initiatives and oversees business-aligned functional oversight team.Lead Internal and Legal Entity Governance Oversight Team; including day-to-day administration, development and maintenance of committee and board operating guidelines and advising on governance best practices.Lead Market Surveillance Program; including managing a team of Control Room Analysts; oversight of internal escalation framework.Lead Vendor Management Program; including Third Party Risk Management, Procurement and Market Data.Oversee Client Billing operation. Assure compliance with outsourced service level agreement. Improved accuracy and timeliness of delivery of client invoices by double digits year-over-year and minimized by double digits unbilled balances and accounts receivables.
  • State Street Global Advisors
    Managing Director, Senior Managing Counsel
    State Street Global Advisors 2011 - 2015
    Boston, Ma
    Managed global team responsible for advising Global Chief Investment Officer’s organization (portfolio management, research and trading). Advised on banking, fiduciary, securities, ERISA and counterparty trading agreements. Practice encompassed advising on general banking, fiduciary, securities, ERISA and other regulatory matters in connection with the firm’s investment management business, bank-maintained pooled fund offerings and investment operations. Served as legal counsel to the SSGA Investment Committee.Served as the lead lawyer in advising on regulatory investigations, class action litigation and confidential arbitration matters coming out of the global financial crisis related to securities lending gating and stable value.
  • State Street Global Advisors
    Vice President, Managing Counsel
    State Street Global Advisors 2008 - 2011
    Boston, Ma
    Managed team of lawyers and paralegals responsible for advising sales and relationship management functions on marketing, distribution and client-facing matters. Negotiated client contracts, drafted disclosure materials and reviewed marketing materials. Practice encompassed advising on general banking, fiduciary, securities, ERISA and other regulatory matters in connection with the firm’s investment management business, bank-maintained pooled fund offerings and investment operations. Served as one of the lead lawyers advising the business through the subprime mortgage crisis, including internal and external investigations, enforcement matters and individual and class action litigation. Served as one of the lead lawyers in the development post the global financial crisis of the firm’s internal governance framework and standardized disclosure documentation for US unregistered pooled investment funds.
  • State Street Global Advisors
    Vice President, Senior Counsel
    State Street Global Advisors Aug 2004 - 2008
    Member of the legal team responsible for providing advice and counsel to SSGA’s North America Institutional Client Group on marketing, distribution and client-related matters.
  • State Street Global Advisors
    Principal - Portfolio Implementation
    State Street Global Advisors 2002 - 2004
    Responsible for portfolio implementation of SSGA’s fundamental equity investment strategies advised by various third party intermediaries. Key contributor in the development of portfolio implementation function for active and enhanced equity strategies
  • State Street Global Advisors
    Senior Associate - Portfolio Operations
    State Street Global Advisors 1999 - 2002
    Team leader responsible for overseeing the provision of daily investment operations support to SSGA’s Tax Efficient Market Capture portfolio management team.
  • Investors Bank And Trust Company
    Senior Fund Accountant
    Investors Bank And Trust Company 1997 - 1999

Charles E. Cullinane Skills

Mutual Funds Hedge Funds Investment Management Investments Securities Fixed Income Asset Managment Due Diligence Management Marketing Sales Series 7 Private Equity Finance Capital Markets

Charles E. Cullinane Education Details

Frequently Asked Questions about Charles E. Cullinane

What company does Charles E. Cullinane work for?

Charles E. Cullinane works for Lpl Financial

What is Charles E. Cullinane's role at the current company?

Charles E. Cullinane's current role is Senior financial services legal executive with a successful track record advising Sales/Relationship Management, Operations, Portfolio Management/Research/Trading, Regulatory Compliance and Corporate Governance..

What is Charles E. Cullinane's email address?

Charles E. Cullinane's email address is ch****@****sga.com

What schools did Charles E. Cullinane attend?

Charles E. Cullinane attended Suffolk University Law School, Bates College.

What skills is Charles E. Cullinane known for?

Charles E. Cullinane has skills like Mutual Funds, Hedge Funds, Investment Management, Investments, Securities, Fixed Income, Asset Managment, Due Diligence, Management, Marketing, Sales, Series 7.

Who are Charles E. Cullinane's colleagues?

Charles E. Cullinane's colleagues are Luz A., Stacie Lambert-Snooks, Shelbey Lyons, Jamal Magness, Taylor Stieve, Rawan Abdeljaber, Cindy Pruitt.

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