AeroLeads people directory · profile

Charles Mathys Email & Phone Number

Chief Compliance Officer, Executive Director at UBS O'Connor LLC/UBS Asset Management
Location: Downers Grove, Illinois, United States 6 work roles 3 schools
1 work email found @ubs.com 1 phone found area 630 LinkedIn matched
✓ Verified August 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email · 1 phone

Work email c****@ubs.com
Direct phone (630) ***-****
LinkedIn Profile matched
3 free lookups remaining · No credit card
Current company
UBS O'Connor LLC/UBS Asset Management
Role
Chief Compliance Officer, Executive Director
Location
Downers Grove, Illinois, United States

Who is Charles Mathys? Overview

A concise factual answer block for searchers comparing this professional profile.

Quick answer

Charles Mathys is listed as Chief Compliance Officer, Executive Director at UBS O'Connor LLC/UBS Asset Management, based in Downers Grove, Illinois, United States. AeroLeads shows a work email signal at ubs.com, phone signal with area code 630, and a matched LinkedIn profile for Charles Mathys.

Charles Mathys previously worked as Owner at Cgml Enterprises Llc and Vice President, Ethics Office at Nuveen Investments. Charles Mathys holds Jd from Chicago-Kent College Of Law, Illinois Institute Of Technology.

Company email context

Email format at UBS O'Connor LLC/UBS Asset Management

This section adds company-level context without repeating Charles Mathys's masked contact details.

{first}.{last}@ubs.com
86% confidence

AeroLeads found 1 current-domain work email signal for Charles Mathys. Compare company email patterns before reaching out.

Profile bio

About Charles Mathys

Charles Mathys is a Chief Compliance Officer, Executive Director at UBS O'Connor LLC/UBS Asset Management. He possess expertise in hedge funds, securities, series 7, equities, asset managment and 10 more skills.

Listed skills include Hedge Funds, Securities, Series 7, Equities, and 11 others.

Current workplace

Charles Mathys's current company

Company context helps verify the profile and gives searchers a useful next step.

UBS O'Connor LLC/UBS Asset Management
Ubs O'Connor Llc/Ubs Asset Management
Chief Compliance Officer, Executive Director
6 roles

Charles Mathys work experience

A career timeline built from the work history available for this profile.

Chief Compliance Officer, Executive Director

Current
Ubs O'Connor Llc/Ubs Asset Management

Chief Compliance Officer - UBS O'Connor LLC (February 2020 - Present)- Responsible for all compliance matters related to UBS O'Connor LLC activities within the US and coordination of global compliance matters for the single-manager hedge fund adviser.ERISA Compliance Officer - UBS Asset Management (January 2018 - Present)- Responsible for coordinating all ERISA compliance matters across the four US-registered investment advisers in the USSr. Compliance Officer - UBS Asset Management- Responsible for all compliance matters related to marketing materials for three of the US-registered investment advisers in the US as well as global marketing materials for the Asset Management Business Group of UBS AG.

Jan 2018 - Present

Owner

Cgml Enterprises Llc

Compliance consulting for registered investment advisers and broker dealers. Provide out-sourced compliance program services including compliance monitoring, review of policies and procedures and related advice.

Mar 2017 - Jan 2018

Vice President, Ethics Office

Nuveen Investments

Chicago

Nov 2012 - Aug 2016

Chief Compliance Officer

Ubs O'Connor Llc
Oct 2003 - Nov 2012

Assistant General Counsel

Ubs Global Asset Management (Americas) Inc.
Dec 2000 - Oct 2003

Compliance Officer

Ubs Global Asset Management (Americas) Inc.
Dec 1998 - Dec 2000
3 education records

Charles Mathys education

FAQ

Frequently asked questions about Charles Mathys

Quick answers generated from the profile data available on this page.

What company does Charles Mathys work for?

Charles Mathys works for UBS O'Connor LLC/UBS Asset Management.

What is Charles Mathys's role at UBS O'Connor LLC/UBS Asset Management?

Charles Mathys is listed as Chief Compliance Officer, Executive Director at UBS O'Connor LLC/UBS Asset Management.

What is Charles Mathys's email address?

AeroLeads has found 1 work email signal at @ubs.com for Charles Mathys at UBS O'Connor LLC/UBS Asset Management.

What is Charles Mathys's phone number?

AeroLeads has found 1 phone signal(s) with area code 630 for Charles Mathys at UBS O'Connor LLC/UBS Asset Management.

Where is Charles Mathys based?

Charles Mathys is based in Downers Grove, Illinois, United States while working with UBS O'Connor LLC/UBS Asset Management.

What companies has Charles Mathys worked for?

Charles Mathys has worked for Ubs O'Connor Llc/Ubs Asset Management, Cgml Enterprises Llc, Nuveen Investments, Ubs O'Connor Llc, and Ubs Global Asset Management (Americas) Inc..

How can I contact Charles Mathys?

You can use AeroLeads to view verified contact signals for Charles Mathys at UBS O'Connor LLC/UBS Asset Management, including work email, phone, and LinkedIn data when available.

What schools did Charles Mathys attend?

Charles Mathys holds Jd from Chicago-Kent College Of Law, Illinois Institute Of Technology.

What skills is Charles Mathys known for?

Charles Mathys is listed with skills including Hedge Funds, Securities, Series 7, Equities, Asset Managment, Fund Of Funds, Investment Advisory, and Mutual Funds.

Find 750M verified contacts

Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.

People with similar names

Check these profiles if this is not the Charles Mathys you were looking for.

Charles Mathys
Charles Mathys
Project Manager At Rodac Development And Construction
Green Bay, Wi
1 email domain
View similar profiles