Consulting for financial institutions focused on credit process & analytics, technology and capital markets.

In conjunction with the 2015 purchase of Situs by Stone Point Capital, started a consulting practice to complement Situs’ bank loan underwriting service business. Extensive travel and consultations with large and complex financial institutions.• Achieved dramatic annual revenue growth from start-up • Projects include business process improvement, model development, SaaS system implementations, new business advisory and regulatory compliance• Managing Principal and Chief Compliance Officer of Situs' wholly-owned broker dealer subsidiary focusing on advisory for financial institution clients

Chief Executive Officer, Regions Securities LLC (2012 - 2014)Built and received regulatory approval for an institutional broker dealer with debt & equity securities underwriting powers and limited investment banking capabilities. Responsible for all activities for this separate legal subsidiary of Regions Financial with 35 registered representatives, 75 total employees and $12.5MM in revenues in 2013, the first year of operations.Chief Operations Officer, Capital Markets (2011 - 2014)Responsible for all financial control, middle office and back office operations for the Capital Markets Division. Managing Director, Credit Trading and Distribution (2009 - 2011)Executive officer reporting directly to the Head of Capital Markets with responsibility for all credit distribution activities across all products (derivatives, syndications, foreign exchange, real estate, private equity). Subject matter expert on commercial credit & market risk for internal cross-functional teams focused on Regions actions in the financial crisis (stress test modeling, loss forecasting, FAS107 fair value modeling, SR-9918 compliance).Managing Director & Head of Loan Syndications, Capital Markets (2003 - 2009)Created and managed the Loan Syndications group responsible for all commercial loan sales (both Commercial Real Estate and Commercial & Industrial). Worked directly with client CEOs and CFOs to raise capital for strategic acquisitions, capital expansion and working capital.- Led the group to syndicate over 400 deals representing over $20 billion in loans for more than $35 million in net revenue to the bank.- Achieved 4 times budgeted revenue goal during first year of revenue-generating operations.- Selected and hired entire syndication team of 23 individuals including 3 SVP marketing team leads and a VP director of operations. - Coordinated the purchase and installation of an back office system for loan syndications representing a $1 million capital expenditure.

Supervised market and liquidity risk at banks in the Federal Reserve 6th District (Southeast), including compliance audits of derivatives trading and the asset/liability management function at banks from $1 billion to $100 billion.

Vice President, Credit Derivatives Product ManagerManaged all aspects of credit derivatives activities at Wachovia including front-office trading, mid-office accounting and back office tracking and settlement. Developed and implemented strategy, including a formal business plan, for using credit default swaps to manage Wachovia's $40 billion bank book.- Grew the business 200% by volume in the first year of operations.- Traded $934 million in notional contract value of credit default swaps, representing approximately $6.7 million in capital savings to Wachovia over two years.Assistant Vice President - Corporate Finance AssociateProvided quantitative support for multiple product groups to create integrated financial solutions for large corporate clients. Product groups included Derivatives, Loan Syndications and Credit Underwriting.

Working directly for the CFO, prepared final reporting and analysis for the retail merchandising activities on the Beatles Anthology I&II and “Live at the BBC” albums.

Created and managed all functions of a small business as a touring musician.