Charles Sui Email & Phone Number

中国 上海

Shanghai

Participated in major asset restructuring of public companies, replied to feedback opinions of the Securities Regulatory Commission, and issued delivery audit reports. In-depth understanding of the financial status of the pre-IPO companies, provided guidance for their financial work, and advisory services on the compliance of regulations. evaluated the appropriateness of accounting policies of the target company with reference to the accounting policies of comparable public companies in the industries.Conducted financial due diligence on domestic and foreign target enterprises, including hotels, tourism, real estate, education and other fields. Mainly aimed at the compliance of corporate regulations in the history, assets ownership, external guarantee, contingent liabilities, income authenticity and other accounting standards related to enterprises. Adjusted the financial statements of the customers to present the customer's operation and prepared due diligence reports.Provided support for the consulting department of PwC, including the influence of M&A business on the financial statements of the target enterprises and the transformation between Chinese GAAP, IFRS and US GAAP.

New York, New York

Engaged by the New York State Department of Health (‘DOH’) to conduct operational review and regulatory compliance audit for hospitals engaged in the Health Care Reform Act (‘HCRA’).Performed data analysis of processed claims and enrollment records, calculated required payments for each entity to compare to payment remittances, and examined internal records and documentation to gain confidence over processes supporting regulatory compliance.Developed test plans specific to each auditee and adhere to budgets, timelines and communication protocols.Prepare preliminary and final result reports and work papers for Senior review.Prepare materials for ongoing status calls with auditee (and sometimes DOH)

•Presented by the New York City Department of Youth and Community Development (‘DYCD’) and the Division of Mental Hygiene (‘DOHMH’) to audit their agencies, built up relationships with the agencies•Performed public company audit and quarterly review under PCAOB standards and GAAP. Review. Participated in the internal control over financial reporting audit under COSO standard. Perform the audit program, walkthrough and control testing and financial analysis.•Performed commercial company audit, 401(k) plan and non-profit organization: Lead fieldwork, test samples for documenting; performed audit procedures, communicated with client and drafted report; and document the audit procedures in work papers.•Conducted the audit procedures to satisfy various audit objectives, including performing preliminary analytical procedures on client’s financial records, analyzing risk assessment, reviewing related supporting documents and key agreements.•Prepared work papers and comprehensive written reports including communications with those in charge with governance and reports on findings and recommendations.

Master, 3.3

Activities and Societies: Fordham Accounting and Taxation Society

Bachelor, Accounting

Activities and Societies: Student Union, Accounting Association