Charu Sethi Email & Phone Number

Delhi, India

Gurugram, Haryana, India

• Direct work experience in Sarbanes Oxley (SOX) 404 compliance and internal controls.• Participated in process walkthroughs, document process, identify key risks & mitigation controls, perform design & operational effectiveness testing and formulate observations / key findings.• Execute control testing across all control areas• Assist in SOX transformation efforts, including review and challenge of control design, testing procedures, enhancement of process narratives and maps, and identification of automation opportunity scope.• Identifies internal control deficiencies and ensures the timely implementation of corrective actions.• Work closely with action item owners and internal audit to elicit and agree requirements, remediation steps and see progress to successful closure.• ⁠Collaborated with Statutory Auditors, addressing their inquiries and providing necessary documentation.• Managed ad-hoc activities to support operational efficiency.• Coordinated with teams from different regions to facilitate timely completion of testing phases.

Delhi, India

• Analysing and reviewing compliance with standard operating procedures (SOPs) and internal policies of the organization.• Developing SOPs and RCMs (Risk Control Matrix) for various processes such as HR & Payroll, Procure to Pay, Fixed Assets, Order to Cash, and Inventory.• Performing IFC (Internal Financial Control) Testing by collecting relevant evidence and ensuring adherence to control measures.• Discussing observations and findings with management and recommending process improvements to enhance efficiency and effectiveness.• Taking queries from clients and promptly resolving them, ensuring excellent Client Management.• Conducting tests of design and tests of effectiveness to evaluate the adequacy and efficiency of control systems.• Discussing identified gaps and lapses with clients and working towards resolving them collaboratively.

Gurugram, Haryana, India

Noida, Uttar Pradesh, India

Delhi, India

Postgraduate Degree, Finance, Human Resource

Bachelor Of Commerce - Bcom