Cheryl Thompson

Cheryl Thompson Email and Phone Number

Senior Director and AML Compliance Officer at Ally @ Ally
Cheryl Thompson's Location
Charlotte Metro, United States, United States
Cheryl Thompson's Contact Details

Cheryl Thompson personal email

n/a

Cheryl Thompson phone numbers

About Cheryl Thompson

Cheryl Thompson is a Senior Director and AML Compliance Officer at Ally at Ally. She possess expertise in series 7, series 63, series 24, series 65, banking and 5 more skills.

Cheryl Thompson's Current Company Details
Ally

Ally

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Senior Director and AML Compliance Officer at Ally
Cheryl Thompson Work Experience Details
  • Ally
    Senior Director And Aml Compliance Officer
    Ally Oct 2019 - Present
    Detroit, Mi, Us
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  • Fifth Third Securities
    Compliance Director
    Fifth Third Securities May 2016 - Oct 2019
    Us
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  • Bank Of America
    Director, Global Financial Crimes Compliance Executive
    Bank Of America Jun 2008 - Apr 2016
    Charlotte, Nc, Us
    Principal interface on financial crimes risk issues with Global Wealth and Investment Management at Bank of America Merrill LynchDesignated AML Compliance Officer for Merrill Lynch Pierce Fenner & SmithProvide substantial input into the Global Financial Crimes Compliance Policies and ProgramsPrincipal interface with securities, banking and other regulatorsResponsible for identifying Financial Crimes compliance risk and ensuring that proper controls, procedures, processes and training are in place to mitigate these risks.
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  • Bank Of America
    Compliance Executive, Shared Services Compliance, Senior Vice President
    Bank Of America Feb 2007 - Jun 2008
    Charlotte, Nc, Us
    Risk Shared Services Associate Investment Monitoring and Registration & Licensing teams.• Responsible for ensuring all securities and other rules and regulations were met while increasing productivity on both teams.• Acted as a contact for securities and other regulators and with Senior Executives in relation to Associate Investment Monitoring and Registration & Licensing.• Project Champion for $2 million DFSS project for Registration and Licensing and $2.7 million technology project for AIM ESS.• Created team metrics and reporting for regulators and business partners for both teams.• Responsible for the migration of several AIM processes offshore to BA Continuum which led to increased productivity.
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  • Bank Of America
    Senior Compliance Manager, Gwim Compliance, Senior Vice President
    Bank Of America Jul 2006 - Feb 2007
    Charlotte, Nc, Us
    • Provided senior level compliance oversight to Global Wealth & Investment Management Technology and Operations.• Developed and maintained a compliance framework, including enterprise policies, standards and guidelines.• Interacted with and served as the primary compliance contact for senior management.• Responsible for monitoring overall effectiveness of compliance programs to ensure adherence to corporate compliance standards and guidelines for programs. Recommended monitoring program and tools when appropriate.• Maintained independent compliance oversight of business performance.• Recommended changes to compliance program and compliance-training programs based on new laws and regulations and changes in regulatory environment.• Promoted a culture of compliance throughout the organization.
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  • Bank Of America
    Group Operations Manager, Senior Vice President
    Bank Of America Jan 1994 - Jul 2006
    Charlotte, Nc, Us
    Relationship Manager• Managed relationship with BAIs clearing firm, National Financial Services, LLC.• Led and participated in strategic projects that involved changes that impacted National Financial and BAI.• Responsible for Supply Chain vendor management monthly deliverables.Regional Operations Manager• Responsible for maintaining the relationship between High Net Worth Sales Offices and BAI Operations.• Point of escalation for Private Bank and Private Client Services management with Operational Issues.Cashiering/Securities Processing Manager• Managed a staff of 4 Operations Supervisors and 42 Operations Representatives; decreased staffing through improved/more efficient processes.• Responsible for ensuring a positive customer experience through the implementation of new processes and streamlining of current processes.• Built and rolled out Fulfillment Team to assist in the on-boarding of new Financial Advisors.
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Cheryl Thompson Skills

Series 7 Series 63 Series 24 Series 65 Banking Risk Management Financial Risk Securities Financial Services Finance

Cheryl Thompson Education Details

  • Elon University
    Elon University
    General

Frequently Asked Questions about Cheryl Thompson

What company does Cheryl Thompson work for?

Cheryl Thompson works for Ally

What is Cheryl Thompson's role at the current company?

Cheryl Thompson's current role is Senior Director and AML Compliance Officer at Ally.

What is Cheryl Thompson's email address?

Cheryl Thompson's email address is cheryl.thompson@53.com

What is Cheryl Thompson's direct phone number?

Cheryl Thompson's direct phone number is (866) 671*****

What schools did Cheryl Thompson attend?

Cheryl Thompson attended Elon University.

What skills is Cheryl Thompson known for?

Cheryl Thompson has skills like Series 7, Series 63, Series 24, Series 65, Banking, Risk Management, Financial Risk, Securities, Financial Services, Finance.

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