Chienhan Lee Email & Phone Number

Regional Head of institutional Sales for Asia MarketHK Type 1、4、9 Responsible Officer

Hong Kong Sar

Type 1、4、9 RO for SFC license activityHead of Institutional Department and Product Department

Hong Kong, Hong Kong Sar

1. Initial and in charge of the QFII and QFLP qualification application and the business line which include butnot limited to: business structure, marketing research and promotion, business development plan, customizedproject, risk control, on-boarding procedure and others.2. Business Develop and sales for Cayman fund set up, trading service, structure, and other related service.3. Team management across Greater Bay Area and Xiamen.4. Execute and sales on the securities business which included but not limited to: IPO stock, Structure product,US IG Bond, China US Dollar Bond, China A share options, Stock Margin, DRS business and other business.5. Execute and sales on the asset management business which included but not limited to: Limited PartnershipFund Investment Management, Investment advisor business, QFII business, Cayman Fund set up and initial the managing account business and build up the China Asset Management Due diligence process.6. Mainly targeting clients are included ultra-high-net-worth clients and institutional clients, providing theinvestment structure and cross-border solutions.7. Built up sales channel and covering China, Hong Kong, Taiwan, and partial in Singapore, mainly targeting on Asset Management, Listed and Unlisted company, Family office, private banking, brokerage service provider,lawyer and accountant and other local business association.8. Direct report to CEO and COO to initial new business in Luk Fook Asset Management.

Hong Kong Sar

1. Developed and sales in institutional Client, Listed and unlisted company, Asset Management, Family Office and other Non-Bank Financial Institutional.2. Served State-owned client and the Belt and road client on Banking business.3. Sales on the asset allocation via Dual Currencies Investment, IG Bond, FX trading and others tools andpremium financing for high-net-worth client.

Shenzhen, Guangdong, China

1.Coordinating the 160 sub-branches in institutions business line. Managing client events schedules and ensuring the adequacy of sales-relative material.2.Enhancing the prime brokerage service to institutional client. Achieved 2.5 billion AUM in East China Region.3.Actively Covering China domestic institutional clients including mutual fund, hedge fund, private equity, venture capital, third party distributors, and other financial institutions. Over 300 domestic fund house and other various kinds of institutions such as listed companies, future firm, government association.4.As project manager with the launch of new product, ensuring the launch process remain competitive and meets the operational and financial objectives. Achieved 40 fund projects launched successfully.5.Provided product training and cross-selling with sub-branches.6.Developed the high-net-worth client segment and identify client’s wealth management needs, providing the appropriate comprehensive solutions to meet the requirement.7.Undertook Bond Issuing Project and perform due diligence and market inquiry.8.Hosted influence events“中華好私募”in 2017 and 2018 and monthly sharing session“私享會”. Identifying opportunities with the aim to maximize business and revenue.9.Performed due diligence on asset management for distribution purpose.

Guangzhou, Guangdong, China

Global Banking and Market

Malvern, Pa

1.Prepare quarterly and annual financial statement for hedge funds.2.Prepare financial highlight disclosure and footnote for hedge funds.3.Prepare Form PF and Form PQR for hedge funds4.Perform ratio analysis of the financial statements.5.Perform reconciliation for portfolio exposed to equities and derivative investments.6.Perform Analysis, calculate final NAV, and verify monthly P&L.

Greater Philadelphia Area

1.Responsible for various general accounting duties including account payable, account receivable, and ADP payroll.2.Maintained ADP payroll database and updated employee insurance database. 3.Researched and explored business development opportunity as part of team.4.Assisted Vice President of Operation to manage new locations that provide food service. 5.Trained new employees and management in POS System. 6.Assisted general office management needs such as distributes payroll, scanning documents and managing database. 7.Represented Acorn Foodservice to attend conference and bid meeting. 8.Direct report to controller.

Taipei City, Taiwan

Taiwan

Taiwan

1.Compiled and sorted documents, such as invoices and checks, substantiating business transactions.2.Processed general administrative affairs.