Chih-Hsin Peng Email & Phone Number

New York, Ny, Us

New York, New York, United States

• Support preparation of due diligence report for each potential client, summarizing findings, risks, and opportunities.• Support In-depth analysis involving financial, legal, and market research with CEO, CIO, and lawyers. • Set up, translate, and record meetings according to supervisors’ instructions • Client accounts management (open and organize customers’ documents, conduct KYC and AML testing of customers, follow up account opening status) • Support IT risk management with CTO and 3rd party technical service providers: identifying, assessing, and responding to IT and security risks by taking steps to reduce risk to an acceptable level. It includes risk assessment, cost-benefit analysis, selection, implementation, test, and security evaluation of safeguards. (A risk management program shall focus on the following five types of activities: Identification of Strategic Objectives, Identification of Risks, Analysis of Risks, Mitigation Planning, and Tracking and Controlling Risks)• Support the company’s IT system with 3rd party technical service providers.

New York, New York, United States

• Set up, translated, and recorded meetings according to supervisors’ instructions. • Back-office service (customer account and daily statement data organization)• Customer account management (opening, maintenance, and follow up)• Collected and organized market data and statements needed for audit and compliance purposes. • Supported compliance consultants to complete the AML audit and the ISSP review. • Open account (KYC, AML)• Compliance risk management: completed and filed monthly supervisory checklist and quarterly compliance checklist • Supported the company’s IT system with a 3rd party technical service provider.

Manhattan, New York, United States

• Support relationship managers with credit application, including financial statement analysis, cash flow projection and industry research. Customers include Ford Motor Company, Warner Bros. Discovery Inc. and Flex Ltd., with total approved value of $275 million dollars within current internship period • Conduct cash flow projection by estimating future performance of our customers under base, moderate and stressed assumptions. • Analyze credit Risk, business risk, liquidity risk and compliance risk with Capital IQ, 10K and 10Q. And illustrate the conclusion in various internal reports • Rate and price credit risk of customers utilizing internal systems• Provide other KYC material, such as negative news research by Capital IQ, and PACER system (Public Access to Court Electronic Records), during credit approval processes

Taipei City, Taiwan

• Counseling enterprises to apply for listing and issue securities (IPO/SEO) with underwriting manager• Analyze and provide investment evaluation reports for chairman and general manager• Recorded, analyzed and organized 100+ daily transactions in emerging market using Excel for auditory usage• Investigate and evaluated customer credits and transaction risks with questionnaires and Excel• Search and organized daily interests for Bond Department to process bond transactions (at least $1 million of RP/RS transactions with government bond every month)• Assure bond transactions goes without any mistake with traders

Taipei City, Taiwan

• Prepare and deliver 200+ questionnaires, identifying the preference of customers• Evaluate the income and preference of each customer, giving them proper insurance plans• Promote the company by holding a series of career consulting events on campus, gathering 300+ students within a week

Master'S Degree, Financial Risk Management

Visiting Student, Finance

Bachelor'S Degree, Risk Management And Insurance