Mandeville Advisors is a sole proprietorship and was established to facilitate the economic relationship with clients. Mandeville Advisors does not hold itself out as an advising entity. I advise CEOs, CFOs, COOs, Company Boards, Family Offices, NGOs and other global innovators on operations, financial management, business development, profitable growth and scaling, corporate governance and investor relations. Serve as a consultant/senior advisor/outsourced CFO on retainer.

Serve in an advisory capacity to the Founder and CEO of a multi-national, digital banking and payment solutions company. Have: led business development projects; counseled divisional heads on operations, leadership and management issues. In 2022-2023, advised the company on capital structure and a re-capitalization plan.

TWIN is an invitation-only, global consortium of leaders and innovators. Member of a small group advising the Co-Founder on TWIN’s next generation business strategy.

Served in an advisory capacity to the Founder and CEO, CFO, COO and other management team of a “quasi start-up,” generic pharmaceutical manufacturing company. Engaged in weekly meetings to provide advice on strategic business issues including capital structure. Worked closely with management to provide counsel and support on “day-to-day” operations and financial matters.

During most of my tenure, NWQ was a boutique investment firm and an affiliate of its majority shareholder, Nuveen Investments. As EVP, co-led and co-directed a complete repositioning of the firm, from effectively a one product (U.S. Large Cap Value “LCV”) investment management firm to a global, multi-product investment management firm. • Redesigned “retail” sales plan which generated an increase of over $2 billion AUM within 18 months. The redesign was critical to offset AUM decline of performance challenged LCV product and help secure long-term firm viability.• Led and oversaw (with P&L responsibility) a sales/client portfolio management service team to identify profitable growth opportunities and support a broad product line: (Equities: U.S. Value [Large Cap, All-Cap, Mid-cap, Small Cap] Global, International, Japan, Preferred and Fixed Income: [U.S. Core, Intermediate, High-Yield and Multi-Asset]). • Developed, implemented and managed a SOX aware and FINRA compliant investor relations program, while also leading the creation and management of operating protocols to support increased complexity of a scaled business and account types. Account types included: separate accounts, mutual fund (“40 act”), CIT, UIT, Partnerships, as well as offshore vehicles including UCIT. • Traveled globally to conduct quarterly portfolio reviews and personally manage major client relationships. Client types included: Corporate Pension Plans; Endowments, Foundations, Sovereign Wealth, Family Offices, Individuals, Wealth Management Firm platforms, Registered Investment Advisory Firms and Fund of Fund firms.• Collaborated with parent firm’s institutional and retail sales leaders to design new business initiatives, generating over $3.5 billion in new business/AUM. • Led the firm’s “early voice” regarding ESG investing; developed the framework and business infrastructure for an ESG UCIT fund and sourced the lead investor.

As Founder, established and managed the operations of this boutique Registered Investment Advisory firm which managed assets for individuals, institutions, family offices, foundations and endowments.• As Chief Investment Officer, developed an investment thesis and framework that enabled clients to profitably weather the market’s “post-9/11” turbulent period while complying with their investment needs.• Led all business development activities.• Profitable exit with sale of the firm.

With a decade of service to this investment management firm (beginning as a Junior Analyst and ultimately becoming the youngest person [at that time] ever to be made a Managing Director) developed a track record for strong performance. • As an Analyst, followed and made investment recommendations of (large and small) companies in the Metals, Mining, Autos, Auto Parts, Food, Beverage, Tobacco and Restaurant industries. Highlights include recommending the purchase of Kraft (acquired by Philip Morris) and Quaker Oats and the successful sale of Philip Morris before “Marlboro Friday.” Supported the firm’s Chairman in the firm's successful holding of Chrysler.• As Assistant Director of Equity Research (a central research team which supported $6 billion+ AUM in Large Cap, All-Cap and Small Cap U.S. Equity strategies) was responsible for many “day-to-day” management/oversight duties.• Co-Manager of Large Capitalization, Concentrated Equity (GARP) product with $250 million in AUM. Ended tenure as sole manager of the strategy.