Chirag Chande Email and Phone Number

Look after Middle office and Trade Support activities for FE Region. Added Experience of Sub Porcess like - Update Fail Cover Trade, Buy-In Charges, allocation of unallocated returns and continued performing previous middle office activities of securities and lending for same client Morgan Stanley .

To provide required Assistance and guidance to NRI Customers in generating their NRI Accounts. Also, to advise them with their investment plans and help them with their Loan Processing.● Guide them with Non face-to-face account opening process, also update them with the types of accountsand Benefits that Axis Bank offers to NRI’s. Matching the compliance requirement.● Liaise with different teams and departments if the application is kept on hold, also seek required approvals from respective departments to expedite the process of application.● Assist Clients in initiating wire transfer and to transfer their Money.● Maintain records in the system as well as to achieve monthly balance targets.● Handle client escalation calls and provide required resolution.

Onboarding and Registering clients who are willing to act as Repository Participants, Warehouses andAssayers.● Billing – preparing Invoices and charging RP’s for all the transactions performed by their clients.● Performing testing of Modules and System under UAT portal (user acceptance testing) as system is provided to different users – the users are Registered RP’s, WH’s/WSP’s and Clients as well.

Experienced in Middle office and back office operational functions of Securities Lending into OTC Derivatives of Leading Investment Banks into Far East (FE) and New York (NE) region markets.➔ Middle Office Activities: (Live and Open Market or Real time settlement)● Liaise with Agents, Traders, Custodian banks, Counter Parties and Corporate Action teams in case of any discrepancy in trade/transaction. Also, actively perform mail-box monitoring.● Perform amendments and apply Mark-to-Market on trades i.e. Provide Trade Support● Clear Imbalanced position Breaks and settle Recall (High Priority) returns before market closure.● Suggest open trade positions to secure the positions from failing in the market i.e perform Fail cover activity.● Look after the payment procedure in FE Market for trades that have failed in the market and the client is charged with Buyin charges, also to make sure of No Fail Trades for JAPAN Market.➔ Pre and Post Market Closure (DTCC Cut-off).● Cover Client Cash Exposure from CP’s and Do suspense payments.● Post Internal and External wires. Also post extra wires to clear Cash breaks. Check wires settlement status.● Move mails in the designated folder on which trade confirmation is provided for Auditing purposes.➔ Back Office Activities: (Contract Compare, Settlements and Reconciliation, and Billing)● Comparing trade parameters of Client V/S CP’s on different platforms like Equilend and PIRUM.● Post Journal Entries and Maintain books of records for both cash and stock position.● Settling and Clearing bills of different departments by adjusting the difference of amount intoClients bills and charging CP’s accordingly.Projects Handled In eClerxFixing of Brazilian Billing process after economical changes and Implementing new work around as per Client Requirement. And, being from 1st Pilot batch while Trade Support Process was handed-over and going Live.