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@iqeq.com
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3 phones found area 646 and 415
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LinkedIn matched
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Chris Appler is listed as Senior Financial Services Executive at IQ-EQ, a with 1860 employees, based in San Francisco, California, United States. AeroLeads shows a work email signal at iqeq.com, phone signal with area code 646, 415, and a matched LinkedIn profile for Chris Appler.
Chris Appler previously worked as Senior Managing Director, Regulatory and Compliance at Iq-Eq and Financial Services Consultant at Self. Chris Appler holds Bs, Economics And Psychology from Boston College.
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AeroLeads found 1 current-domain work email signal for Chris Appler. Compare company email patterns before reaching out.
Solutions oriented General Counsel and Chief Compliance Officer with extensive experience assisting companies achieve their business objectives through practical advice and hands-on implementation. Extensive experience with securities laws, US banking law, ERISA, corporate law, employment law, and intellectual property law. Extensive experience with public and private fund formation and documentation. Extensive experience advising boards of directors and firm insiders regarding corporate governance and fiduciary principles.
Listed skills include Hedge Funds, Asset Management, and Mutual Funds.
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A career timeline built from the work history available for this profile.
San Francisco, California, United States
Advise private equity firms, venture capital firms, hedge funds, wealth managers, and mutual fund and ETF managers on a variety of regulatory and compliance matters, including registration and exemptions from registration, compliance programs, regulatory filings, regulatory developments and SEC examinations. Serve as firm subject matter expert for hedge funds.
San Francisco Bay Area
Advise US registered institutional asset management firms and ETF sponsors, law firms, PE firms and fund administrators on fund governance, acquisition of a US broker, and a variety of regulatory issues including US privacy laws, AML/KYC practices, FCPA violations, Covid-19 disclosures and SEC rule proposals.
San Francisco Bay Area
Oversaw regulatory, compliance, governance and operational risk issues for $380B global asset management firm with 450 employees in offices in San Francisco, Boston, Pittsburgh, London, Hong Kong and Pune, India. Member of Mellon Capital's Senior Management Group, Fiduciary Committee, Risk Management Committee, Counterparty Management and Oversight Committee, Pricing Committee, Operations Committee and ESG Committee.
New York And San Francisco
Provided ongoing and ad hoc strategic, tactical and regulatory advice to fund directors, registered investment advisors, law firms and start-up funds regarding a variety of investment management related matters, including governance, incorporation, SEC and CFTC registration and regulation, employee equity, compensation and retention agreements and intellectual property issues.
New York, New York
General Counsel and CCO of registered investment advisor that managed hedge funds, traditional funds and separate accounts with a market value of $15B at its peak. Also served on Drake's six person Management Committee.
St. Louis, Mo
Other employees you can reach at iqeq.com. View company contacts for 1860 employees →
Owen Bower
Colleague at Iq-EqGreater Boston, United States
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Vanessa Bailey
Colleague at Iq-EqUnited Kingdom
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Rosemary Shovelin Aca
Colleague at Iq-EqIreland
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Thomas Andrews, Aca
Colleague at Iq-EqBelfast Metropolitan Area, United Kingdom
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Paulo Martins
Colleague at Iq-EqLuxembourg
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Sayed Umar Goburdhun, Adv.Cert(Aml), Ica
Colleague at Iq-EqMauritius
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Ally Asgar Beekharry
Colleague at Iq-EqPort Louis, Mauritius
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J Ivan Pascubillo
Colleague at Iq-EqPhilippines
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Lewis Donaldson
Colleague at Iq-EqAntrim, Northern Ireland, United Kingdom
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YH
Yeo Hui Lin, Jelyn
Colleague at Iq-EqSingapore
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Activities and Societies: Executive Articles Editor, Washington University Journal of Urban and ContemporaryLaw Olin Scholar, John M Olin.
Quick answers generated from the profile data available on this page.
Chris Appler works for IQ-EQ.
Chris Appler is listed as Senior Financial Services Executive at IQ-EQ.
AeroLeads has found 1 work email signal at @iqeq.com for Chris Appler at IQ-EQ.
AeroLeads has found 3 phone signal(s) with area code 646, 415 for Chris Appler at IQ-EQ.
Chris Appler is based in San Francisco, California, United States while working with IQ-EQ.
Chris Appler has worked for Iq-Eq, Self, Mellon Capital, Self Employed, and Drake Management.
Chris Appler's colleagues at IQ-EQ include Owen Bower, Vanessa Bailey, Rosemary Shovelin Aca, Thomas Andrews, Aca, and Paulo Martins.
You can use AeroLeads to view verified contact signals for Chris Appler at IQ-EQ, including work email, phone, and LinkedIn data when available.
Chris Appler holds Bs, Economics And Psychology from Boston College.
Chris Appler is listed with skills including Hedge Funds, Asset Management, and Mutual Funds.
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