Chris Degaetano Email & Phone Number

New York, Ny, Us

New York, New York, Us

Manage infrastructure and site reliability related projects with a focus on operating system, server and other hardware related upgrades

New York, New York, Us

• Lead and completed the technology transformation of a global financial services wealth management firm to the Broadridge Brokerage Processing Services (BPS) platform for the Regulatory Reporting and Finance work streams (CAT, TRACE, MSRB, LOPR, INSITE, Blue Sheets reporting to FINRA)• Lead and completed a digital asset broker-dealer client transformation from an operational perspective to the Broadridge Business Process Outsourcing (BPO) platform across all back and middle office operational work streams (Risk and Control, Trading, Regulatory Reporting, Reorganization, Dividends/Income, Tax Reporting)• Completed the deconversion of a global wealth management client from the Broadridge BPO platform to their internal proprietary operational platform

New York, Ny, Us

• Transformed numerous internal JPM asset and wealth management clients from their proprietary legacy pricing and instrument data processes and applications to the JPM firm wide strategic reference data platform• Managed the end-to-end adoption process across all asset classes (equity, fixed income, mutual funds, derivatives, etc.) from requirements and data gap analysis through adoption Go-Live while adhering to a strict data governance process to ensure data integrity• Performed analysis by asset class to identify gaps between existing legacy applications and the strategic platform, and collaborate with security master data vendors to subscribe to needed data • Collaborated with Agile (SCRUM) product owners to prioritize stories on the backlog, estimate story points, and schedule sprints accordingly for data modeling and mastering.

Plano, Texas, Us

• Lead the implementation of new and existing institutional client retirement plans (Defined Benefit and Contribution plans, etc.)• Engaged with Marketing, Legal, Relationship Management stakeholders, and clients to ensure timely plan set up for institutions and their plan participants• Performed current state analysis on institutional client retirement plans, elicit and analyze new plan requirements, and make the appropriate changes in the Sungard OMNI retirement solutions database of record • Lead the planning and requirements phases of a Microsoft Active Directory Re-Architecture infrastructure / security implementation • Lead a team of Business Analysts performing a current state analysis for client retirement plan services offered to plan participants, documenting these services from an application/data perspective

London, Uk, Gb

• Lead the technology transformation of a global financial services broker-dealer to the BNY/Pershing NETX360 wealth management platform for the Asset Transfer work stream• Responsible for the project scheduling and resource planning, stakeholder management, joint operating committee status reporting, and PMO activities

New York, New York, Us

• Lead the technology conversion from both Park Avenue Securities (PAS) books and records platform and the National Financial Services (NFS) custody platform, to the BNY/Pershing NETX360 wealth management platform• Lead the implementation of the Albridge Data Warehouse (ADW) and Albridge Wealth Reporting (AWR) applications providing broker-dealer operations and client performance reporting capability• Lead the implementation of the Siebel Customer Relationship Management (CRM) application that provides the broker-dealer call center with the ability to manage client and investment advisor service calls• Lead a regulatory compliance initiative implementing changes to the PAS books and records application for the enforcements of Know your Customer (KYC) and Anti Money Laundering (AML) rules set forth by FINRA• Lead the implementation of the Verint Impact 360 Workforce Optimization application providing workforce planning/performance reporting capability for the broker dealer call center

New York, New York, Us

• Analyzed and scrubbed client profile and reference data as a precursor for the conversion of 300,000+ brokerage and directly held accounts to the Pershing NETX360 wealth management onboarding application• Analyzed and documented client and reference data mapping requirements between legacy systems and NETX360• Gathered and documented reporting specifications for the Albridge Data Warehouse and Albridge Wealth Reporting operations and client reporting applications• Gathered and documented requirements for the enforcement of system-imposed restrictions based on licensing rules, with respect to order creation and the payment of broker commissions• Gathered and documented requirements to the Sungard (FIS) Protogent Surveillance application to implement stricter controls over registered rep activities• Analyzed and documented user stories and process flows for the implementation of the IBM BPM application automating account opening and maintenance work flow processes

Master Of Business Administration (M.B.A.), Finance

Bachelor Of Business Administration (B.B.A.), Marketing/Marketing Management, General

Engineering Software Requirements (Non-Matriculate)

Cisco Certified Network Associate Program (Ccna)

Software Engineering (Non-Matriculate)

Master Of Business Administration - Mba, Finance