Chris Shaw, Dip(Comp), Mica Email and Phone Number
Chris Shaw, Dip(Comp), Mica work email
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Chris Shaw, Dip(Comp), Mica personal email
A career compliance professional, Chris provides advice and guidance to colleagues to ensure the needs of the business are met whilst maintaining compliance with the letter and spirit of the many laws and regulations governing the local and international financial services industry. In December 2017 Chris assumed the position of Group Head of Compliance for Fidelity Bank with offices in Cayman and Nassau.An internal move to the Cayman office in August 2014 saw Chris assuming the regulated roles of MLCO and MLRO with a focus on AML and Client on-boarding activities for the world-wide client base of Elian. Additionally, holding responsibility for some operational matters as the Operations Manager Caribbean. Recent changes to the client on-boarding process were mapped and implemented by Chris to assist the business streamline its processes, save costs and more easily meet Client Due Diligence responsibilities. In November 2016 following the purchase of Elian by Intertrust Group Chris joined the Cayman team to provide continuity of services to legacy Elian staff.Chris joined Elian (Ogier Fiduciary Services at the time) in 2011 assuming the Approved Person roles of Compliance (CF10) and Money Laundering Reporting Officer (CF11). Originally a provider of Operator services for UCIS, Elian UK transitionied to a provider of services to those regulated by AIFMD with Chris leading the FCA change of permissions to ensure services could be delivered from day one. Chris joined John Lamb Partnership in 2007 as Head of Compliance and subsequently took on a wider set of responsibilities, becoming COO in 2008. In 2010 he successfully steered the firm through a COLS application with the FSA and on 1 October became one of the founding partners of John Lamb LLP.In 2003 Chris joined Alexander Hall Associates to prepare the company for mortgage regulation, becoming Head of Compliance in January 2004. He went on to join the FSA where he planned and conducted thematic reviews.
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Chief Compliance OfficerPaget-Brown Financial ServicesGeorge Town, George Town, Ky -
Chief Compliance OfficerPaget-Brown Financial Services Nov 2023 - PresentGeorge Town, Grand Cayman, Ky -
Chief Compliance OfficerBlacktower Financial Management Group Nov 2022 - Nov 2023International, OoAn award winning Wealth Management group with offices worldwide, I am very pleased to be part of the Cayman Islands operation 🇧🇲, as the group continues to grow from strength to strength. -
Group Head Of ComplianceFidelity Bank (Cayman) Limited Dec 2017 - Nov 2022George Town, Cayman, Ky -
Mlro/MlcoIntertrust Group Nov 2016 - Dec 2017Amsterdam, Nl -
Money Laundering Compliance & Reporting OfficerElian Fiduciary Services (Cayman) Limited Aug 2014 - Dec 2016As the approved person Chris is responsible for coordinating and ensuring the Client Due Diligence activities of Elian Fiducairy Services (Cayman) Ltd meet the requirements of CIMA and the FRA. Ensuring appropriate CDD is collected and, where necessary, internal SARs are investigated and reported on as necessary. Providing oversight and monitoring of policies, procedures, systems and controls and training on AML responsibilities when required. Managing the Monitoring Programmme to provide oversight and guidance to the Board. -
Compliance Officer/MlroElian Fund Services (Uk) Limited Jul 2011 - Jul 2014Compliance Officer and MLRO for Ogier Corporate Administration Ltd a FCA regulated firm which provides Operator Services to Unregulated Collective Investment Schemes. HMRC Nominated Officer to Ogier Corporate Services which provides Service of Process, Company Secretarial and Director services.
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Partner, Compliance Officer & Chief Operating OfficerJohnlamb Llp Nov 2006 - Jul 2011London, England, Gb -
Senior AssociateThe Financial Services Authority Jan 2006 - Oct 2006Stratford, London, Gb -
Compliance ManagerAlexander Hall May 2003 - Jan 2006London, England, Gb -
Field Compliance OfficerNorwich Union Life 1997 - May 2003London, Gb
Chris Shaw, Dip(Comp), Mica Skills
Chris Shaw, Dip(Comp), Mica Education Details
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Alliance Manchester Business SchoolMoney Laund -
Alliance Manchester Business SchoolGeneral -
Bolton School For Boys
Frequently Asked Questions about Chris Shaw, Dip(Comp), Mica
What company does Chris Shaw, Dip(Comp), Mica work for?
Chris Shaw, Dip(Comp), Mica works for Paget-Brown Financial Services
What is Chris Shaw, Dip(Comp), Mica's role at the current company?
Chris Shaw, Dip(Comp), Mica's current role is Chief Compliance Officer.
What is Chris Shaw, Dip(Comp), Mica's email address?
Chris Shaw, Dip(Comp), Mica's email address is ch****@****ier.com
What schools did Chris Shaw, Dip(Comp), Mica attend?
Chris Shaw, Dip(Comp), Mica attended Alliance Manchester Business School, Alliance Manchester Business School, Bolton School For Boys.
What are some of Chris Shaw, Dip(Comp), Mica's interests?
Chris Shaw, Dip(Comp), Mica has interest in Animal Welfare.
What skills is Chris Shaw, Dip(Comp), Mica known for?
Chris Shaw, Dip(Comp), Mica has skills like Residential Mortgages, Ucis, Aml, Kyc, Life Insurance, Compliance Regulations, Operations Management, Fsa, Information Technology, Hnw, Pensions, Savings.
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