• Responsibility for the management of a portfolio of complex Corporate Trust clients/accounts.• Construct and maintain CLO / CDO cash flow waterfall models to determine payments to investors and investment managers. • Carry out monthly performance analysis (Over-Collateral Tests, Interest Coverage Tests, diversity score on CLO portfolios) and present results to the Investment manager, and discuss portfolio risks and compliance issues.• Conduct monthly reports and quarterly payment date reports.• Liaise with Accounting and Operations Departments on an as needed basis• Support external auditors in completing audits for specific funds.• Review tax documents.

• Ensured effective price validation and proper control are in place, and provided timely and transparent communication of results with insightful commentary on drivers such as P&L attributions, market changes, new trading activity, and trading strategies .• Monitored reserve calculations across the municipal bond desks at month end – liquidity, flexibility, reinvestment reserves.• Helped to develop and apply total return swap pricing models.• Improved option valuation models (Black-Sholes, Monte Carlo, Greeks, implied volatility, and etc).• Involved in the approval of new products, business, and trading strategies. And evaluated consequential impact on the municipal bond desks’ P&L and risk profile.

* Performed and oversaw daily P&L production and reconciliation to general ledger, and reported to senior management at month end with a primary focus on municipal bonds, interest rate swaps, credit default swaps, futures, options, and total return swaps.* Reconciliation of month-end close to ensure legal entity and region results are consistent between management P&L and general ledger, and balance sheet accounts are properly substantiated.* Actively reviewed the mark to market values and volatility calculation for counter party exposure.* Redesign / streamline existing controls and related processes from both a tactical short-term point of view and a strategic long-term perspective and see these initiatives to completion.

• Provided business dispute advices on accounting, financial, and economic issues in general litigations, consulting projects.• Reviewed and analyzed financial statements and SEC-related reports, such as 10K, 10Q, and appraisal reports. • Interviewed company management teams and performed budgeting forecasts, financial leverage analysis, valuation analysis by evaluating client’s financial statements, DCFs, or P/E multiples.• Conducted hedge fund year-end audits.• Executed standard fraud risk assessments and internal control assessments including documenting, testing, reporting, and follow-up corrective actions.• Performed audit procedures on accounts in balance sheets and income statements to ensure their conformity with GAAP.

• Led projects in compliance audits and agreed-upon procedure engagements.• Managed audit team up to five staff and constantly accomplished engagements under budget, resulting in higher profitability for the firm.• Trained, supervised, mentored junior staffs, and evaluated the staff’s performance and career progress.