Christophe Bancquart Email & Phone Number

Zurich, Switzerland

Zürich Area, Switzerland

Zürich Area, Switzerland

- FX Markets and Products (Swaps, NDF's, IRS, Forwards)- Commodity Trading and Prepayment deals

Adliswill / Zurich Area

- Processing corporate actions events for clients Banks- Mandatory and Voluntary events- Performing quality and risk controls, daily monitoring of task performance within the corporate action team.

Geneva Area, Switzerland

• Processing and monitoring all Corporate Actions events both mandatory (Redemptions, mergers, Return of Capital, Bonus Issues) and Voluntary (Right Issues, Cash stock dividends, Tender Offers; Bonus Right Issues). Daily processing of events• Implementation of new Avalog platform.

London, United Kingdom

State Street - IMS (Investment Management Services), temp position• Collection and interpretation of data from custodians and third party vendors • Back to front processing of Mandatory and Voluntary events for the UK, European and Overseas Markets.• Completion of Fund Manager Schedules for investment decisions • Updating core record systems • Sending instructions to custodians using Faxes, or instruction on internal systems access (Citidirect, Goldman Sachs Prime Brokerage, etc)• Monitor and clearance of assigned stock & cash reconciliation item• Proxy Voting• Client Queries• Management of the Diary system for events creations and processing, instructions

London, United Kingdom

Global transaction Services Corporate Action Processor FR and BE • Processing and monitoring all Corporate Actions events both mandatory (Redemptions, mergers, Return of Capital, Bonus Issues) and Voluntary (Right Issues, Cash stock dividends, Tender Offers; Bonus Right Issues). Daily processing of events. • Responsible for the collection, cleansing and distribution of all CA events to internal and external parties using agents and various feeds.• Daily reconciliations of clients’ positions and investigations of any discrepancies. Escalate where necessary.• Responsible for producing daily reports (deadlines report, cash and stock breaks, events diary, critical dates report etc)• Actively monitoring events deadlines and collate clients’ instructions. Chasing of late instructions prior to deadlines.• Instructing Agents / Counterparts on election issues within event deadlines.• Liaising efficiently with other Departments: CAICSU (client services), Stock Lending, Settlements, Income, Tax, other Middle Office teams, front office and Counterparties.• Reviewing and responding to all enquiries within 24 hours of receipt. • Reviewing and reconciliation of cash and stock exceptions within 24 hours of receipt. Monitoring and reconcile accounts (Nostro/vostro, external accounts). Action relogs, claims and clearance.• Working with supervisors to identify and rectify all > 10 days cash and stock exceptions.• Participating in Identifying weaknesses in processes, system enhancements and take ownership for change. • Participation in meetings and testing.

London, United Kingdom

Global Corporate Action Platform (GCA)The Markets: France, Belgium, Morocco, Tunisia and Switzerland • Responsible for manual validation, cleansing and enrichment based on events in their work queue.• Scrubbing securities database using Excel into Bloomberg capabilities (BBXL).• Ensuring that the state of each composite record for each event becomes both clean and complete and ready for approval;• Adding data to incomplete records using all available sources (e.g. data vendors, web sites, investor relations departments, stock exchange notices)• Making calls/inquiries to paying agents, depositories, companies to acquire/confirm data.• Gathering and review Custodian data, using automated and manual means.• Researching all record cancellations;• Searching though a number of manual sources (Stock Exchange Notices, Bloomberg, EDI, Dace, Euclid/Euroclear Direct, DTC, financial web sites, offering circulars and prospectus) to create events’ prepare audit trail of actions taken and file supporting documentation• Researching requests and providing product/preferential data support• Implementation of new system “Waves”

London, United Kingdom

- Dividends and Corporate Actions Team Member- Data License - Customer Help Desk Global Data Department with the responsibility to research and collect data to feed the terminal and relevant Databases. I held various roles in the department, the main one being in the corporate actions team:The Markets: France, UK, South Africa, Morocco, Tunisia, Belgium, and Netherlands • Collection and validation of corporate actions records (Dividends, listings, de-listings, rights issues, spin-off, stock-splits, etc) • Creation of securities and tickers on the system• Identifiers for securities (ISIN, Sedol, Sivocam etc) • Maintaining and updating the database and records of securities identifiers. • Customer helpdesk/ADSK’s tickets: dealings with customers’ requests and inquiries through a direct email system and calls. Questions on dividends, corporate actions, identifiers. Bucket 38, 62 and 128.• Posting of exchange notices emails and news on the system• Responsible of the posting of the AVIS notices on the system• Responsible of the BALO function and subsequent management of the wire • Sales support calls• Creation of training modules on AVIS, BALO, NW function, GOAL CALLS (calls done to our customers on a regular basis to promote different aspects of the system) May 2000 – January 2003: Data LicenseCustomer support Desk – Sales Support • Providing Technical support using Data License • Customer queries answered in a timely manner via email, telephone, Bloomberg Help system and Client Visits• Working on client files in order to sort problems in getting access to Bloomberg DataGoal call award for 2003 and Member of the Training Team for new analysts joining the department.

Investment Management Certificate, Finance, General, Certificate

Certificate in Investment Management

Niveau Baccalaureat