Principal
Climo Regulatory Consulting
AeroLeads people directory · profile
Christopher Climo Email & Phone Number
Principal
at
Climo Regulatory Consulting
LinkedIn matched
✓ Verified Jul 2026
3 data sources
Profile completeness 100%
Who is Christopher Climo? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Christopher Climo is listed as Principal at Climo Regulatory Consulting, based in Mississauga, Ontario, Canada. AeroLeads shows a matched LinkedIn profile for Christopher Climo.
Christopher Climo previously worked as Partner at C&N Regulatory Consulting and Vice Chair at Tribunals Ontario I Tribunaux Décisionnels Ontario. Christopher Climo holds Bachelor Of Commerce (Honours),, Business/Commerce, General from Queen'S University.
Company email context
Email format at Climo Regulatory Consulting
This section adds company-level context without repeating Christopher Climo's masked contact details.
Climo Regulatory Consulting
Review company-level records connected to Christopher Climo before choosing the right outreach path.
Profile bio
About Christopher Climo
37-year financial services industry veteran, specializing in compliance, ethics and regulatory issues.Strengths• A proven leader, operating at the highest levels of major financial institutions, advising senior executives and Boards of Directors on governance, ethics and risk management• A respected industry expert on complex financial services regulations: interpretation, implementation, and oversight of adherence• Global breadth of experience - approved by regulators in Canada, United States and United Kingdom to hold executive Compliance and governance roles• Extensive governance experience, serving on senior management committees and Boards of Directors• A skilled, confident communicator, widely recognized for making impactful, engaging presentations on compliance and regulatory issues• An accomplished leader who manages, motivates, mentors and inspires teams to work together, and achieve results, as evidenced by consistently excellent employee survey results• Ability to balance and represent interests of clients (both investors and issuers), shareholders, employees, other market participants and the institution, with impartiality and integrity• Significant, decades-long industry involvement, including leadership roles,guiding and shaping regulatory policy development and rule-making• A track record of successfully collaborating with other leaders to achieve goals, serve stakeholders, reduce and manage risk, protect reputation and achieve our collective mission.
Listed skills include Financial Services, Banking, and Financial Audits.
Current workplace
Christopher Climo's current company
Company context helps verify the profile and gives searchers a useful next step.
16 roles · 43 years
Christopher Climo work experience
A career timeline built from the work history available for this profile.
Partner
C&N Regulatory Consulting
I am putting my 38 years in financial services and 26 years in Compliance to work as a Regulatory Consultant and an Expert Witness in dispute resolution. I offer practical advice based on experience to support your organization to serve your clients and achieve your business objectives, while mitigating regulatory and reputational risk.
Owner
D. Christopher Climo, Cpa, Ca
I am a licensed public accountant who performs audit engagements. I have a niche practice that is limited to political entities (riding associations and candidates) at the municipal, provincial and federal level.
Chief Operating Officer
Completed a 1 year contract as Chief Operating Officer. The IIAC is the leading national association representing investment firms that provide products and services to Canadian retail and institutional investors.
Jun 2022 - Jun 2023
Vice President & Global Head Of Capital Markets Compliance And Deputy Chief Compliance Officer
Role expanded as appointed Deputy Chief Compliance Officer of CIBC with a bank wide mandate in addition to role as VP & Global Head of Capital Markets Compliance.Professional responsibilities/roles held in my career at CIBC have included:• Chief Swap Dealer Compliance Officer (registered with CFTC in the United States)• Head of Compliance SMF 16 (registered with FCA and PRA in the United Kingdom)• Chief Compliance Officer, CIBC World Markets Inc (registered with CSA in Canada)• General Securities Principal, CIBC World Markets Corp (registered with FINRA in United States)• Member of the Capital Markets Management Committee, Capital Markets Operating Committee and Capital Markets UK Executive Committee• Member of Board of Directors of CIBC World Markets Plc.
Apr 2019 - May 2022
Vice President & Global Head Of Capital Markets Compliance.
Role expanded to a global scope to lead a team of professionals located in Toronto, New York, London, Luxembourg, Hong Kong and Tokyo who provide timely and proactive advice to CIBC personnel, as well as independent oversight of their compliance with applicable regulatory requirements.
2012 - Mar 2019
Vice President, Capital Markets Compliance (Canada)
Led a team of professionals located in Toronto who provide timely and proactive advice to CIBC personnel, as well as independent oversight of their compliance with applicable regulatory requirements.
2009 - 2012
~3 yrs
Vice President, Wholesale Banking Compliance & Md And Chief Compliance Officer Of Td Securities
Led a team of professionals who provided timely and proactive advice to TD personnel across the capital markets business as well as independent oversight of their compliance with applicable regulatory requirements.Show 4 more roles
2005 - 2009
~4 yrs
Vice President, Wealth Management Compliance And Chief Compliance Officer Of Td Waterhouse Canada
Lead a team of professionals who provided timely and proactive advice to TD personnel across the wealth management business as well as independent oversight of their compliance with applicable regulatory requirements.
2000 - 2005
~5 yrs
Associate Vice President, Wealth Management Compliance
Led a team of professionals who provided timely and proactive advice to TD personnel across the wealth management business as well as independent oversight of their compliance with applicable regulatory requirements.
1997 - 2000
~3 yrs
Senior Manager, Wealth Management Compliance
Managed the Compliance function for TD's full service investment advisory business
1996 - 1997
~1 yr
1995 - 1996
~1 yr
1991 - 1995
~4 yrs
Assistant Vice President & Treasurer
Prudential Bache Securities (Canada) Ltd
Responsible for funding, liquidity, cash management, securities lending and banking relationships.
1988 - 1991
~3 yrs
Articling Student To Audit Supervisor
Deloitte Canada
Conducted audits of financial services companies while completing my Chartered Accountant Designation
1984 - 1988
~4 yrs
9 education records
Christopher Climo education
Bachelor Of Commerce (Honours),, Business/Commerce, General
Qualified As A Chartered Accountant (Now Cpa, Ca), Accounting And Finance
Canadian Securities Course & Conduct And Practices Handbook
Canadian Securities Institute
Partner, Director & Officers Examination
Canadian Securities Institute
Canadian Investment Finance Course (Awarded Gold Medal And John R. Kimber Memorial Award In1992)
Canadian Securities Institute
Chief Compliance Officer Examination
Canadian Securities Institute
Series 24 General Securities Principal
Finra
Series 7 General Securities Representative
Finra
Series 63 Uniform Securities Agent State Law Examination
Finra
FAQ
Frequently asked questions about Christopher Climo
Quick answers generated from the profile data available on this page.
What company does Christopher Climo work for?
Christopher Climo works for Climo Regulatory Consulting.
What is Christopher Climo's role at Climo Regulatory Consulting?
Christopher Climo is listed as Principal at Climo Regulatory Consulting.
Where is Christopher Climo based?
Christopher Climo is based in Mississauga, Ontario, Canada while working with Climo Regulatory Consulting.
What companies has Christopher Climo worked for?
Christopher Climo has worked for Climo Regulatory Consulting, C&N Regulatory Consulting, Tribunals Ontario I Tribunaux Décisionnels Ontario, D. Christopher Climo, Cpa, Ca, and Iiac - Investment Industry Association Of Canada.
How can I contact Christopher Climo?
You can use AeroLeads to view verified contact signals for Christopher Climo at Climo Regulatory Consulting, including work email, phone, and LinkedIn data when available.
What schools did Christopher Climo attend?
Christopher Climo holds Bachelor Of Commerce (Honours),, Business/Commerce, General from Queen'S University.
What skills is Christopher Climo known for?
Christopher Climo is listed with skills including Financial Services, Banking, and Financial Audits.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Christopher Climo you were looking for.
View similar profiles
