37-year financial services industry veteran, specializing in compliance, ethics and regulatory issues.Strengths• A proven leader, operating at the highest levels of major financial institutions, advising senior executives and Boards of Directors on governance, ethics and risk management• A respected industry expert on complex financial services regulations: interpretation, implementation, and oversight of adherence• Global breadth of experience - approved by regulators in Canada, United States and United Kingdom to hold executive Compliance and governance roles• Extensive governance experience, serving on senior management committees and Boards of Directors• A skilled, confident communicator, widely recognized for making impactful, engaging presentations on compliance and regulatory issues• An accomplished leader who manages, motivates, mentors and inspires teams to work together, and achieve results, as evidenced by consistently excellent employee survey results• Ability to balance and represent interests of clients (both investors and issuers), shareholders, employees, other market participants and the institution, with impartiality and integrity• Significant, decades-long industry involvement, including leadership roles,guiding and shaping regulatory policy development and rule-making• A track record of successfully collaborating with other leaders to achieve goals, serve stakeholders, reduce and manage risk, protect reputation and achieve our collective mission.
Listed skills include Financial Services, Banking, and Financial Audits.
