Christopher Corwin

Christopher Corwin Email and Phone Number

Seasoned Equity Trader & Compliance Specialist | Expert in FINRA & SEC Regulations | Risk Management Leader | Series 7, 63, 55, & 24
Christopher Corwin's Location
New York City Metropolitan Area, United States, United States
Christopher Corwin's Contact Details

Christopher Corwin personal email

n/a

Christopher Corwin phone numbers

About Christopher Corwin

Seasoned equity trading professional with over two decades of experience in achieving trading objectives while ensuring strict regulatory compliance. Proven history of developing and implementing robust compliance protocols, collaborating with regulatory authorities, and enhancing compliance processes. Expertise in Reg NMS, Reg SHO, and Market Access (15c3-5). Adept at leading teams, making real-time trading decisions, and optimizing order management systems.Key Highlights:- Led initiatives to enhance compliance processes, resulting in improved regulatory audit outcomes.- Implemented automated compliance monitoring tools and streamlined regulatory reporting.- Conducted annual compliance training sessions for trading teams.- Best Execution Committee member.Seeking to leverage my extensive experience in a compliance-focused role within the finance industry.

Christopher Corwin's Current Company Details

Seasoned Equity Trader & Compliance Specialist | Expert in FINRA & SEC Regulations | Risk Management Leader | Series 7, 63, 55, & 24
Christopher Corwin Work Experience Details
  • Blaylock Van, Llc
    Manager Of Equities
    Blaylock Van, Llc Aug 2020 - May 2024
    Oakland, Ca, Us
    View
  • Spartan Capital Securities, Llc
    Head Of Equity Trading
    Spartan Capital Securities, Llc Jan 2019 - Jul 2020
    New York, New York, Us
    View
  • Abel Noser, Llc
    Managing Director, Institutional Trading; Head Trader
    Abel Noser, Llc Sep 2001 - May 2018
  • Abel/Noser Corp
    Sales/Equity Trader/Operations Specialist
    Abel/Noser Corp Jul 1986 - May 2001

Christopher Corwin Skills

Equity Trading Electronic Trading Equities Trading Systems Hedge Funds Securities Bloomberg Trading Capital Markets Financial Markets Investments Series 7 Series 7 Series 63 Fx Hedging Bloomberg Terminal Etfs Options Fixed Income Asset Management Risk Management Securities Regulation

Christopher Corwin Education Details

  • Pace University
    Pace University
    General

Frequently Asked Questions about Christopher Corwin

What is Christopher Corwin's role at the current company?

Christopher Corwin's current role is Seasoned Equity Trader & Compliance Specialist | Expert in FINRA & SEC Regulations | Risk Management Leader | Series 7, 63, 55, & 24.

What is Christopher Corwin's email address?

Christopher Corwin's email address is cc****@****tal.com

What is Christopher Corwin's direct phone number?

Christopher Corwin's direct phone number is (212)-344*****

What schools did Christopher Corwin attend?

Christopher Corwin attended Pace University.

What skills is Christopher Corwin known for?

Christopher Corwin has skills like Equity Trading, Electronic Trading, Equities, Trading Systems, Hedge Funds, Securities, Bloomberg, Trading, Capital Markets, Financial Markets, Investments, Series 7.

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