Oversees the Reorganizations and Income Processing Units, which are responsible for processing all corporate & class actions event within the acceptable deadline on our client's behalf, as well as ensuring that all eligible income is posted to the appropriate accounts in a timely and efficient manner.Design and supervise unit self assessment exams which are carried out on a quarterly basis in order to mitigate risk.Ensures compliance with industry and tax authorities' norms for foreign dividend withholding eligibility. Facilitates periodic domestic and foreign securities income collection processing & periodic corporate and class action events.Monitors general ledger balances to ensure that the correct ledgers are debited in order to satisfy our receivables.Review and recommend updates to unit procedures as our processes are streamlined to suit our current business environment.Set managers' and units' objectives at the beginning of the review year and measure performance against these objectives periodically, re-aligning where necessary.Undertake various unit initiatives designed to improve process efficiency and accuracy.

CDO Operations/Global & Derivatives Settlements Manager Had management responsibility for/oversight of the day to day operations in support of the CDO business, which included search, due diligence, fee negotiation and operational implementation required for augmenting Global sub-Custodian network in support of foreign currency and securities transaction processing.Coordinated the reconcilement, compliance functions, reporting, and vendor software implementation.Facilitated daily domestic and foreign securities trades and currency settlement.Facilitated derivative securities trading, assignments, and expiration processes.Led strategic planning, initiative implementation, ongoing assessment of Global Custodian network needs around due diligence activities regarding contracts, fees, procedures, on-line connectivity, and reconcilement and reporting.Led unit risk assessment and risk management processes via metrics, self-assessments, and exceptions reporting.Liaised with SoHo CDO Operations team, CCMS Administration and Sales team and TCS Trust Operations staff for strategic planning initiatives in support of daily transactions.

Worked closely with traders, account administrators, and other Trust Operation staff to ensure that securities were setup correctly for trading, interest accrual, and fee payments. Manage securities maintenances and portfolio pricing on the security level as well as on the account level, while ensuring that Estate Tax Valuations are done in a timely and accurate manner in accordance with Internal Revenue Services regulations.Adjusted interest rates on floating and variable rates securities to facilitate proper interest accrual. Amended factors on fixed and variable rate securities in order to report accurate principal pay downs.Ensured all newly setup securities are priced to avoid statement failure at month end.Setup securities on company's database (Global Plus) for trading and other investment techniques.Updated securities prices and accounts' market values on a daily basis as required.Verified whether correct prices and market values were added to clients' accounts and company's database.

Interact with traders and mid-office personnel, aided by internal computerized systems and telephone, to ensure that cash flows from credit default swaps, gains and losses from traded securities, and interest, fees, and dividend from, bonds, par loans, and equities are accurately reported on a daily basis.Allocated joint venture p&l between our NY and London profit centers and sub groups.Ensured all traded securities are marked to market on a daily basis as required by internal control.Opened new trading, receivable and reserve accounts to facilitate cash flows.Reconciled daily profit & loss and sales credit between Front and Back Offices.Reconciled monthly book versus reported numbers by group and profit center.Reported cash flows and p&l on credit default swaps, equities, bonds, and futures.Updated interest rates on variable, floating, and factored rate securities as required.