Christopher Edward Tan Email & Phone Number

Bangkok, Thailand

Singapore

APAC Private Banking Financial Crime Compliance, KYC/Client Identification Analyst• Conducted review of client profiles to ensure that due diligence checks are in accordance to the regulatory standards in each booking jurisdiction as well as the bank’s internal policies for account opening and modification• Reviewed declared FATCA and Automatic Exchange of Information statuses for plausibility to ensure consistency with the client profile• Prepared reports in the presence of any PEP nexus, Sanctions concerns, Sustainability Risk, Reputational Risk, and other possible high risk considerations as defined within the Bank’s AML/KYC policy• Handled clients in APAC and EMEA• Provided advisory support to the Private Banking business and supporting functions within the APAC region• Involved in various FATCA/AEI related projects

Singapore

Private Banking Financial Crime Compliance - FATCA Client Identification Analyst• Tasked with the implementation of FATCA in the APAC• Appointed as the team lead for Australia accounts• Provided FATCA advisory support for Australia• Engaged in the operations of reviewing FATCA forms to ensure that they are compliantwith US policies and IRS regulations• Assisted in the management reporting of statistics to track the remediation progress• Conducted training sessions to educate other stakeholders on FATCA policies• Maintained good relationships with fellow team members and various stakeholders in thebank

Singapore

Cash Management, Outward Remittance• Performed UAT with the Hong Kong team, to ensure that thesystem enhancements comply with the banking requirements• Entrusted with screening both incoming and outgoing swift messages daily to ensurecompliance with regulations• In charge of referring suspicious swift messages to Group Compliance and attaching anyrelevant case reports using Reuters World Check• Built strong rapport with clients and relationship managers which allows for a seamlessbanking experience• Possess a strong commitment to team dynamics, by cooperating with others to ensurethat the team is able to process time-sensitive transactions prior their cut-off times• Developed strong time management and prioritisation skills• Responsible for preparing funding reports for incoming and outgoing swift messages inrelation to the Singapore Exchange