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@lowenstein.com
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1 phone found area 973
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Christopher Gerold is listed as Partner in the Securities Litigation, Blockchain Technology & Digital Assets, Broker-Dealer Groups at Lowenstein Sandler LLP at Lowenstein Sandler LLP, a company with 687 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at lowenstein.com, phone signal with area code 973, and a matched LinkedIn profile for Christopher Gerold.
Christopher Gerold previously worked as Partner at Lowenstein Sandler Llp and Bureau Chief - Bureau of Securities at New Jersey Attorney General'S Office. Christopher Gerold holds J.D. from Seton Hall University School Of Law.
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AeroLeads found 1 current-domain work email signal for Christopher Gerold. Compare company email patterns before reaching out.
I counsel national broker-dealers, investment advisers, coin-based exchanges, and emerging fintech companies on compliance with state and federal securities laws and self-regulatory organization rules. I also conduct internal investigations, and defend corporate clients in enforcement actions by state securities regulators, the Financial Industry Regulatory Authority (FINRA), and the Securities and Exchange Commission (SEC).As Chief of the New Jersey Bureau of Securities (BOS) from 2017 to 2021, I became a national authority on securities regulation and crypto-related enforcement matters. Under my leadership, the BOS filed 23 crypto- and decentralized finance (DeFi) enforcement actions, including cases against Blockfi and Celsius in 2021.As NASAA president, I engaged with SEC Commissioners and FINRA leadership on various rulemaking and policies, including the SEC’s Regulation Best Interest. And when the pandemic struck, I led the organization’s COVID-19 Enforcement Task Force, consisting of more than 44 state and provincial securities regulators, which initiated more than 250 investigations and enforcement actions against fraudulent investment offerings seeking to profit from the pandemic.My prior experience in private practice includes serving as counsel in the Financial Services Regulatory and Litigation Group of a leading New Jersey law firm. I conducted internal investigations on sales practices, misappropriation, unapproved sales literature, unapproved third-party research, unsuitable trading, and insider trading, among other issues. I have also represented broker-dealers and investment advisers in regulatory enforcement actions by FINRA, SEC, and numerous state securities regulators. These matters involved allegations of fraud, systemic overbilling, money laundering, excessive trading, supervision, operational deficiencies related to the delivery of proxies and trade confirmations, private securities offerings, and the initial public offerings.
Listed skills include Litigation, Commercial Litigation, Securities Regulation, Arbitration, and 13 others.
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Roseland, New Jersey, United States
Chris counsels national broker-dealers, investment advisers, coin-based exchanges, and emerging fintech companies on compliance with state and federal securities laws and self-regulatory organization rules. He also defends investigations and enforcement actions by state securities regulators, the Financial Industry Regulatory Authority (FINRA), and the.
Newark, NJ
As Chief of the New Jersey Bureau of Securities (BOS) from 2017 to 2021, Chris became a national authority on securities regulation and crypto-related enforcement matters. Under his leadership, BOS filed some of the earliest crypto-enforcement actions, including the March 2018 action against the Steven Seagal promoted initial coin offering (ICO) of.
Washington, District Of Columbia, United States
West Orange, New Jersey
Chris represented financial companies and individuals in investigations and litigation by FINRA, SEC, Bureau of Securities, PCAOB, IRS, CFP Board, and other state and federal regulators. Chris represented clients in matters involving fraud, registration, supervision, suitability, advertising and marketing materials, books and records, employee dishonesty.
Newark, NJ
A Deputy Attorney General in the Securities Fraud Prosecution Section of the New Jersey Attorney General's Office. Chris represented the New Jersey Bureau of Securities during investigations and as lead trial counsel in cases involving securities fraud, market manipulation and registration violations against broker-dealers, agents, investment advisors, and.
Project Manager in the mutual fund proxy solicitation department.
New Jersey
Registered Series 7 & 63 financial advisor.
Other employees you can reach at lowenstein.com. View company contacts for 687 employees →
Virginia Wagner
Colleague at Lowenstein Sandler Llp
Morristown, New Jersey, United States, United States
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IA
Ingraffia Amalia
Colleague at Lowenstein Sandler Llp
Roseland, New Jersey, United States, United States
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CP
Chris Palka
Colleague at Lowenstein Sandler Llp
Ogden, Utah, United States, United States
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JT
Jane Thieberger
Colleague at Lowenstein Sandler Llp
Roseland, New Jersey, United States, United States
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RT
Rossie Turman
Colleague at Lowenstein Sandler Llp
New York, New York, United States, United States
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MP
Marc Palka
Colleague at Lowenstein Sandler Llp
Roseland, New Jersey, United States, United States
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GC
Gianna Ciaramello
Colleague at Lowenstein Sandler Llp
Whippany, New Jersey, United States, United States
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SV
Sherri Venokur
Colleague at Lowenstein Sandler Llp
Brooklyn, New York, United States, United States
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ML
Michael Lerner
Colleague at Lowenstein Sandler Llp
Roseland, New Jersey, United States, United States
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CW
Carol Wright
Colleague at Lowenstein Sandler Llp
Roseland, New Jersey, United States, United States
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Quick answers generated from the profile data available on this page.
Christopher Gerold works for Lowenstein Sandler LLP.
Christopher Gerold is listed as Partner in the Securities Litigation, Blockchain Technology & Digital Assets, Broker-Dealer Groups at Lowenstein Sandler LLP at Lowenstein Sandler LLP.
AeroLeads has found 1 work email signal at @lowenstein.com for Christopher Gerold at Lowenstein Sandler LLP.
AeroLeads has found 1 phone signal(s) with area code 973 for Christopher Gerold at Lowenstein Sandler LLP.
Christopher Gerold is based in New York City Metropolitan Area, United States, United States while working with Lowenstein Sandler LLP.
Christopher Gerold has worked for Lowenstein Sandler Llp, New Jersey Attorney General'S Office, Nasaa, Chiesa Shahinian & Giantomasi Pc, and Georgeson Shareholder.
Christopher Gerold's colleagues at Lowenstein Sandler LLP include Virginia Wagner, Ingraffia Amalia, Chris Palka, Jane Thieberger, and Rossie Turman.
You can use AeroLeads to view verified contact signals for Christopher Gerold at Lowenstein Sandler LLP, including work email, phone, and LinkedIn data when available.
Christopher Gerold holds J.D. from Seton Hall University School Of Law.
Christopher Gerold is listed with skills including Litigation, Commercial Litigation, Securities Regulation, Arbitration, Legal Research, Securities Litigation, Civil Litigation, and Courts.
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