Director, Internal Audit Capital Markets
Current
Nov 2023 - Present
AeroLeads people directory · profile
Christopher Gooch Email & Phone Number
Director, Internal Audit
at
Raymond James Financial
1 work email found
@raymondjames.com
1 phone found area 212
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 100%
Current company
Role
Director, Internal Audit
Location
Greater Tampa Bay Area, United States, United States
Who is Christopher Gooch? Overview
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Quick answer
Christopher Gooch is listed as Director, Internal Audit at Raymond James Financial, based in Greater Tampa Bay Area, United States, United States. AeroLeads shows a work email signal at raymondjames.com, phone signal with area code 212, and a matched LinkedIn profile for Christopher Gooch.
Christopher Gooch previously worked as Director, Internal Audit Capital Markets at Raymond James Financial and Director, Risk Management at Raymond James. Christopher Gooch holds Mba, Mba - Concentration Accounting from Suffolk University - Sawyer Business School.
Company email context
Email format at Raymond James Financial
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{first_initial}{last}@raymondjames.com
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Profile bio
About Christopher Gooch
Experienced Internal Audit/Risk Management professional with experience in capital markets, corporate debt lending, wealth management, and commercial/retail mortgage originations (retail and correspondent), loan servicing, mortgage securitizations, fixed income trading, operational risk (business continuity/third-party risk management) and IT General Controls.Email: goochchristopher@yahoo.com.Recent relocation to Tampa area from NY (Sept 2018). * High-energy/results-oriented leader recognized for managing the Enterprise Risk Management team to achieve goals and drive improvement* Proven ability to execute internal audits and manage multiple projects concurrently* Implemented a robust and scalable SOX framework, testing performed in-line with PCAOB standards for reliance by external auditors* Experienced with developing an organization-wide audit universe and executing risk assessments to develop/update annual audit plans* Consulted management on a variety of initiatives, including: operational readiness projects resulting from changes in accounting standards, controls over mergers and acquisitions, project management, and new system implementations* Broad based knowledge and audit experience in a variety of financial services topics, including but not limited to, Mortgage Originations, Mortgage Servicing, Mortgage Compliance, Retail Banking Marketing Compliance, Mortgage Securitization, Fixed Income Trading, Interest Rate Swaps, Swaptions, Futures, Repurchase Agreements, Accounting, IT General Controls, Broker/Dealer, Financial Reporting, Commercial Banking, Life Insurance, Property & Casualty Insurance (all lines), and Retirement Services. Compliance experience includes OFAC, AML, FINRA Supervisory rules, UDAAP, Fair Lending, ERISA, and SOX.Current Certifications:*Certified Internal Auditor (CIA)*Certified Information Systems Auditor (CISA) Masters in Business Administration w/Concentration in Accounting
Listed skills include Internal Audit, Risk Management, Auditing, Sarbanes Oxley Act, and 39 others.
Current workplace
Christopher Gooch's current company
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11 roles
Christopher Gooch work experience
A career timeline built from the work history available for this profile.
Director, Risk Management
May 2022 - Nov 2023
Vice President - Internal Audit Manager
Managing audits in the retail banking space at Citi with a focus on mortgage originations, servicing, and compliance (CFPB and OCC).
Oct 2020 - Jun 2022
Internal Audit Manager
Oct 2018 - Oct 2020
Vice President Of Internal Audit
Responsible for assisting Head of Audit Services with the development/maintenance of the audit universe and on-going risk assessments to develop the annual audit plan. Managed all phases of audit projects to confirm adherence to department guidelines and budgets. Confirmed that conclusions formed were accurate based upon audit procedures performed and.
May 2014 - Aug 2018
Internal Audit Manager
Apr 2013 - May 2014
Senior Auditor
Sep 2011 - Apr 2013
Senior Auditor
- Responsible for performing audits for the various operations of the New York branch of an Italian bank. Specific audits performed include reviews of the Fixed Income Desk (Repos, Interest Rate Swaps, Asset Backed.
- Serve as a liaison between the Federal Reserve Bank Auditors and the various employees at the NY Branch to assist with requests for documentation and coordination of the annual audit of the branch
- Assist the Italian Head Office Audit team with the development of a comprehensive risk assessment tool to identify the bank operations that have the highest inherent and residual risks as a result of concerns raised by.
- On a quarterly basis, perform an analysis of the branch’s income statement and balance sheet for the Italian Head Office Audit team. The analysis includes a trending chart by business unit as well as supporting.
- Perform peer review of team member’s audit workpapers, presentations, audit reports, etc to ensure that documentation quality standards are adhered to
Feb 2011 - Aug 2011
Senior Internal Auditor
Primarily performs a variety of operational, compliance, and financial audits of the various OneBeacon processes. Notable audits include OFAC, Agency Licensing, Specialty Lines underwriting (various products), and claims (Workers Comp and Auto) handling. Performs SOX testing for a variety of business units. Responsible for all phases of the engagement and.
Jan 2008 - Jan 2011
Senior Internal Auditor
Perform Operational, Legal, and Compliance Audits primarily for the Retirement Services (FESCo) division. Other experience includes operational reviews of Fidelity's Asset Management firm, Pyramis, and Fidelity Pricing and Cash Management Services (FPCMS).
Apr 2006 - Jan 2008
Senior Internal Auditor
Performed a variety of operational and compliance audits including Individual Life Underwriting, Licensing and Compensation, Premium Administration, and AML and other NASD compliance reviews for the Sun Life broker dealer (IFMG).
Jan 2003 - Apr 2006
2 education records
Christopher Gooch education
Mba, Mba - Concentration Accounting
Suffolk University - Sawyer Business School
Business Administration
Framingham State University
FAQ
Frequently asked questions about Christopher Gooch
Quick answers generated from the profile data available on this page.
What company does Christopher Gooch work for?
Christopher Gooch works for Raymond James Financial.
What is Christopher Gooch's role at Raymond James Financial?
Christopher Gooch is listed as Director, Internal Audit at Raymond James Financial.
What is Christopher Gooch's email address?
AeroLeads has found 1 work email signal at @raymondjames.com for Christopher Gooch at Raymond James Financial.
What is Christopher Gooch's phone number?
AeroLeads has found 1 phone signal(s) with area code 212 for Christopher Gooch at Raymond James Financial.
Where is Christopher Gooch based?
Christopher Gooch is based in Greater Tampa Bay Area, United States, United States while working with Raymond James Financial.
What companies has Christopher Gooch worked for?
Christopher Gooch has worked for Raymond James Financial, Raymond James, Citi, Jabil, and Annaly Capital Management.
How can I contact Christopher Gooch?
You can use AeroLeads to view verified contact signals for Christopher Gooch at Raymond James Financial, including work email, phone, and LinkedIn data when available.
What schools did Christopher Gooch attend?
Christopher Gooch holds Mba, Mba - Concentration Accounting from Suffolk University - Sawyer Business School.
What skills is Christopher Gooch known for?
Christopher Gooch is listed with skills including Internal Audit, Risk Management, Auditing, Sarbanes Oxley Act, Cisa, Financial Services, Analysis, and Accounting.
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