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Investor Securities Group Inc
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President, CeoInvestor Securities Group Inc Jan 2013 - PresentHampton, VirginiaInvestor Securities Group, Inc. is a branch office of Osaic Wealth. I founded the firm after selling the assets of Investors Security Company to become a super branch, large Office of Supervisory Jurisdiction of the national broker/dealer - Securities America. We have experienced growth with our affiliation and are currently working with approximately 90 registered representatives. ISG is actively recruiting new representatives to join our branch.
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PresidentInvestors Security Company Inc Aug 1998 - Jan 2013Suffolk, VirginiaI started running compliance and operations in the firm in August 1998. I was elevated from operations manager to Vice President in October 1998 and was named Chief Compliance and Operations Principal in October 2001. In July 2012 I was promoted to President and led the charge to merge accounts and representatives into Securities America. I founded Investor Securities Group, Inc., a branch office of Securities America and moved over to that firm in January 2013.I filed monthly FOCUS reports with the Financial Industry Regulatory Authority, the statement of supplemental information quarterly, and the yearly FOCUS Schedule I report. I supervised all operations and compliance staff of the firm, designing internal audits of the home office and branch locations. I worked lead on all periodic examinations of the firm by the Securities and Exchange Commission, the Financial Industry Regulatory Authority, and state securities departments. I edited and wrote written supervisory procedures for the broker/dealer and investment advisor, edited and updated the firm's form BD and form ADV as required, and worked with the PCAOB registered accounting firm for the annual audit of the firm. I coordinated outside counsel to handle any client related or regulatory issues.
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Operations ManagerOld Dominion Investors Trust Aug 1998 - May 2004Suffolk, VirginiaOld Dominion Investors Trust was managed by Investors Security Company, Inc. It was a large cap value fund that was merged into another fund complex in 2004. I worked with repurchase agreements for excess cash reserves, supervising the execution of transactions, assisted with the prospectus development, and handled the annual audit by a CPA firm and periodic examinations by the Securities and Exchange Commission.
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Frequently Asked Questions about Christopher Holloway
What company does Christopher Holloway work for?
Christopher Holloway works for Investor Securities Group Inc
What is Christopher Holloway's role at the current company?
Christopher Holloway's current role is President, CEO at Investor Securities Group Inc.
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What schools did Christopher Holloway attend?
Christopher Holloway attended Old Dominion University, Old Dominion University - College Of Business And Public Administration.
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Christopher Holloway
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Christopher Holloway
University Of Arkansas Walton College Of Business - Supply ChainFayetteville, Ar3hotmail.com, jbhunt.com, jbhunt.com2 +147965XXXXX
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