Christopher Lococo Email & Phone Number

San Francisco Bay Area

With the FSWA Team, I work to better educate our clients so they can make well-informed decisions about their finances. I pride myself on putting the client’s interest first and foremost. With more than five years of experience in the financial services industry, and holding my Series 7, Series 66, and California life insurance licenses; I specialize in financial and wealth planning, stock analysis, Syndicate/IPO analysis, and estate planning. Additionally, I bring a wealth of knowledge to the creation and management of 401(k) and 403(b) Qualified Retirement plans.

San Jose, California

In transitioning from a Wealth Advisory Associate to a Client Associate with a major team at Morgan Stanley, I continued to provide financial planning design while also performing stock, Syndicate/IPO analysis and trading. I also worked with new clients to establish, and maintain their financial accounts.

San Jose, California

I worked with several Financial Advisors and their clients to create holistic Financial Plans that assessed the client’s wealth, investments, and ability to meet their life goals. This included testing against key financial stress tests such as Market Downturns, Investment Diversity, and Portfolio possibilities utilizing Monte Carlo simulations to insure that the Financial Plans accurately depicted the potential for the client to meet their life goals.

San Mateo, California

Responsible for retirement plan analysis, creation and implementation for 401(k) and 403(b) plans for a large cross section of businesses and institutions. Working with the firm’s leading external sales consultant, I provided education and support to clients on a daily basis.

Bachelor Of Business Administration (Bba), International Business

Activities and Societies: Secretary and Member of the Rotaract Club, Manager of an Inter-mural Football which went to the semifinals all.

Political Science And Government

Exchange Program

Education record

Activities and Societies: Track and Field: Ran the 100 Meter, 200 Meter, 100 Meter Hurdles, and the 400 Meter relay. Captain.